thomas r carper

Senate / Democratic / Delaware

Net Worth Est.

$9.44M

Trade volume

$18.75M

Total trades

751

Last Traded

Dec. 13, 2024

Trades
Current Portfolio
Networth

Trade volume

Top Traded Sectors

Finance
112
Electronic technology
96
73
Health technology
66
Miscellaneous
61
Retail trade
36
Technology services
27
Producer manufacturing
26
Non-energy minerals
21
Commercial services
21

Trade Volume$18.75M

Total Trades751

Ticker	Transaction	Transaction on	Description	Change Since Trade
AY AY Atlantica Yield Plc	Sale $1,001 - $15,000	Dec 13, 2024 Reported on Dec 13, 2024	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Aug 01, 2024 Reported on Aug 01, 2024	---	----
- US TREASURY BILL	Sale $50,001 - $100,000	Aug 01, 2024 Reported on Aug 01, 2024	---	----
- US TREASURY BILL	Sale $50,001 - $100,000	Aug 01, 2024 Reported on Aug 01, 2024	---	----
- US TREASURY BILL	Sale $50,001 - $100,000	Aug 01, 2024 Reported on Aug 01, 2024	---	----
- UBS CONTINGENT AUTOCALL MET	Sale $15,001 - $50,000	Jul 18, 2024 Reported on Jul 18, 2024	---	----
- US TREASURY BILL	Purchase $50,001 - $100,000	Jun 17, 2024 Reported on Jun 17, 2024	---	----
- US TREASURY BILL	Sale $50,001 - $100,000	Jun 13, 2024 Reported on Jun 13, 2024	---	----
- US TREASURY BILL	Sale $50,001 - $100,000	Jun 13, 2024 Reported on Jun 13, 2024	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Jun 13, 2024 Reported on Jun 13, 2024	---	----
- US TREASURY BILL	Sale $100,001 - $250,000	Jun 13, 2024 Reported on Jun 13, 2024	---	----
- US TREASURY BILL	Purchase $50,001 - $100,000	Jun 12, 2024 Reported on Jun 12, 2024	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Jun 12, 2024 Reported on Jun 12, 2024	---	----
- US TREASURY BILL	Purchase $50,001 - $100,000	Jun 12, 2024 Reported on Jun 12, 2024	---	----
TGT TGT Target	Purchase $1,001 - $15,000	May 22, 2024 Reported on May 22, 2024	---	-26.92%
PRF PRF Invesco FTSE RAFI US 1000 ETF	Sale $1,001 - $15,000	May 16, 2024 Reported on May 16, 2024	---	4.29%
ICOW ICOW Pacer Developed Markets International Cash Cows 100 ETF	Purchase $1,001 - $15,000	May 16, 2024 Reported on May 16, 2024	---	-2.41%
FDRR FDRR Fidelity Dividend ETF for Rising Rates	Sale (Partial) $1,001 - $15,000	May 16, 2024 Reported on May 16, 2024	---	7.19%
VIG VIG Vanguard Div Appreciation ETF	Purchase $1,001 - $15,000	May 16, 2024 Reported on May 16, 2024	---	5.15%
VEA VEA Vanguard FTSE Developed Markets ETF	Purchase $1,001 - $15,000	May 16, 2024 Reported on May 16, 2024	---	2.51%
EFAD EFAD ProShares Trust ProShares MSCI EAFE Dividend Growers ETF	Sale $1,001 - $15,000	May 16, 2024 Reported on May 16, 2024	---	1.65%
VEA VEA Vanguard FTSE Developed Markets ETF	Purchase $1,001 - $15,000	May 16, 2024 Reported on May 16, 2024	---	2.51%
EFAD EFAD ProShares Trust ProShares MSCI EAFE Dividend Growers ETF	Sale $1,001 - $15,000	May 16, 2024 Reported on May 16, 2024	---	1.65%
SMDV SMDV ProShares Russell 2000 Dividend Growers ETF	Sale $1,001 - $15,000	May 15, 2024 Reported on May 15, 2024	---	2.16%
CALF CALF Pacer US Small Cap Cash Cows 100 ETF	Purchase $1,001 - $15,000	May 15, 2024 Reported on May 15, 2024	---	-20.58%
MOO MOO VanEck Agribusiness ETF	Sale $1,001 - $15,000	May 14, 2024 Reported on May 14, 2024	---	-8.82%
SBUX SBUX Starbucks	Sale $1,001 - $15,000	May 09, 2024 Reported on May 09, 2024	---	29.64%
TTE TTE TotalEnergies	Sale $1,001 - $15,000	May 09, 2024 Reported on May 09, 2024	---	-14.92%
OXY OXY Occidental Petroleum	Purchase $1,001 - $15,000	May 09, 2024 Reported on May 09, 2024	---	-27.57%
ATKR ATKR Atkore	Sale $1,001 - $15,000	May 09, 2024 Reported on May 09, 2024	---	-59.96%
EMR EMR Emerson Electric	Purchase $1,001 - $15,000	May 09, 2024 Reported on May 09, 2024	---	-3.17%
- US TREASURY BILL	Sale $50,001 - $100,000	May 02, 2024 Reported on May 02, 2024	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	May 02, 2024 Reported on May 02, 2024	---	----
- US TREASURY BILL	Sale $100,001 - $250,000	May 02, 2024 Reported on May 02, 2024	---	----
- US TREASURY BILL	Purchase $100,001 - $250,000	May 02, 2024 Reported on May 02, 2024	---	----
- US TREASURY BILL	Sale $50,001 - $100,000	May 02, 2024 Reported on May 02, 2024	---	----
- US TREASURY BILL	Purchase $50,001 - $100,000	May 01, 2024 Reported on May 01, 2024	---	----
- US TREASURY BILL	Purchase $50,001 - $100,000	May 01, 2024 Reported on May 01, 2024	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	May 01, 2024 Reported on May 01, 2024	---	----
ENB ENB Enbridge	Purchase $1,001 - $15,000	Apr 11, 2024 Reported on Apr 11, 2024	---	23.97%
VLO VLO Valero Energy	Sale (Partial) $1,001 - $15,000	Apr 11, 2024 Reported on Apr 11, 2024	---	-27.06%
- JPM CONTINGENT AUTOCALL C	Sale $15,001 - $50,000	Apr 01, 2024 Reported on Apr 01, 2024	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Mar 28, 2024 Reported on Mar 28, 2024	---	----
MOS MOS Mosaic	Sale $1,001 - $15,000	Mar 28, 2024 Reported on Mar 28, 2024	---	-20.21%
- US TREASURY BILL	Purchase $1,001 - $15,000	Mar 28, 2024 Reported on Mar 28, 2024	---	----
- US TREASURY BILL	Purchase $1,001 - $15,000	Mar 28, 2024 Reported on Mar 28, 2024	---	----
NTR NTR Nutrien	Purchase $1,001 - $15,000	Mar 28, 2024 Reported on Mar 28, 2024	---	-6.48%
D D Dominion Energy	Purchase $1,001 - $15,000	Mar 28, 2024 Reported on Mar 28, 2024	---	11.16%
- US TREASURY BILL	Purchase $50,001 - $100,000	Mar 26, 2024 Reported on Mar 26, 2024	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Mar 26, 2024 Reported on Mar 26, 2024	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Mar 26, 2024 Reported on Mar 26, 2024	---	----
- US TREASURY BILL	Sale $50,001 - $100,000	Mar 26, 2024 Reported on Mar 26, 2024	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Mar 25, 2024 Reported on Mar 25, 2024	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Mar 25, 2024 Reported on Mar 25, 2024	---	----
SOFI SOFI SoFi Techs	Sale $1,001 - $15,000	Mar 21, 2024 Reported on Mar 21, 2024	---	62.50%
INOD INOD Innodata	Sale $1,001 - $15,000	Mar 21, 2024 Reported on Mar 21, 2024	---	641.23%
ALTM ALTM Arcadium Lithium	Purchase $1,001 - $15,000	Mar 21, 2024 Reported on Mar 21, 2024	---	26.13%
- US TREASURY BILL	Sale $50,001 - $100,000	Mar 19, 2024 Reported on Mar 19, 2024	---	----
- US TREASURY BILL	Purchase $50,001 - $100,000	Mar 19, 2024 Reported on Mar 19, 2024	---	----
- US TREASURY BILL	Sale $50,001 - $100,000	Mar 19, 2024 Reported on Mar 19, 2024	---	----
- RYDER SYSTEM INC	Sale $1,001 - $15,000	Mar 18, 2024 Reported on Mar 18, 2024	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Mar 18, 2024 Reported on Mar 18, 2024	---	----
- TAMPA ELECTRIC CO	Purchase $1,001 - $15,000	Mar 15, 2024 Reported on Mar 15, 2024	---	----
GLD GLD SPDR Gold Trust	Sale (Partial) $1,001 - $15,000	Mar 13, 2024 Reported on Mar 13, 2024	---	36.81%
SQM SQM Sociedad Quimica Y Minera	Purchase $1,001 - $15,000	Mar 13, 2024 Reported on Mar 13, 2024	---	-14.66%
CEF CEF Sprott Physical Gold	Sale (Partial) $1,001 - $15,000	Mar 13, 2024 Reported on Mar 13, 2024	---	37.89%
CEF CEF Sprott Physical Gold	Sale (Partial) $1,001 - $15,000	Mar 13, 2024 Reported on Mar 13, 2024	---	37.89%
CEF CEF Sprott Physical Gold	Sale (Partial) $1,001 - $15,000	Mar 13, 2024 Reported on Mar 13, 2024	---	37.89%
ETRN ETRN Equitrans Midstream	Sale $1,001 - $15,000	Mar 11, 2024 Reported on Mar 11, 2024	---	----
NVDA NVDA NVIDIA	Purchase $1,001 - $15,000	Mar 07, 2024 Reported on Mar 07, 2024	---	31.30%
AAPL AAPL Apple	Sale (Partial) $1,001 - $15,000	Mar 07, 2024 Reported on Mar 07, 2024	---	26.33%
- US TREASURY BILL	Purchase $15,001 - $50,000	Feb 22, 2024 Reported on Feb 22, 2024	---	----
EQNR EQNR Equinor	Sale $1,001 - $15,000	Feb 16, 2024 Reported on Feb 16, 2024	---	-4.60%
TGT TGT Target	Purchase $1,001 - $15,000	Feb 16, 2024 Reported on Feb 16, 2024	---	-29.50%
- US TREASURY BILL	Purchase $50,001 - $100,000	Feb 08, 2024 Reported on Feb 08, 2024	---	----
- US TREASURY BILL	Sale $100,001 - $250,000	Feb 08, 2024 Reported on Feb 08, 2024	---	----
- US TREASURY BILL	Purchase $50,001 - $100,000	Feb 08, 2024 Reported on Feb 08, 2024	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Feb 08, 2024 Reported on Feb 08, 2024	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Feb 07, 2024 Reported on Feb 07, 2024	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Jan 18, 2024 Reported on Jan 18, 2024	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Jan 18, 2024 Reported on Jan 18, 2024	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Jan 18, 2024 Reported on Jan 18, 2024	---	----
TTE TTE TotalEnergies	Sale (Partial) $1,001 - $15,000	Jan 17, 2024 Reported on Jan 17, 2024	---	-0.74%
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Purchase $1,001 - $15,000	Jan 17, 2024 Reported on Jan 17, 2024	---	0.06%
VLO VLO Valero Energy	Purchase $1,001 - $15,000	Jan 17, 2024 Reported on Jan 17, 2024	---	2.24%
MET MET MetLife	Sale (Partial) $1,001 - $15,000	Jan 17, 2024 Reported on Jan 17, 2024	---	19.28%
- US TREASURY BILL	Purchase $15,001 - $50,000	Jan 17, 2024 Reported on Jan 17, 2024	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Jan 17, 2024 Reported on Jan 17, 2024	---	----
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Purchase $1,001 - $15,000	Jan 17, 2024 Reported on Jan 17, 2024	---	0.06%
ETRN ETRN Equitrans Midstream	Purchase $1,001 - $15,000	Jan 17, 2024 Reported on Jan 17, 2024	---	----
AES AES AES	Purchase $1,001 - $15,000	Jan 17, 2024 Reported on Jan 17, 2024	---	-29.25%
ABT ABT Abbott Laboratories	Sale (Partial) $1,001 - $15,000	Jan 17, 2024 Reported on Jan 17, 2024	---	11.22%
SBUX SBUX Starbucks	Purchase $1,001 - $15,000	Jan 17, 2024 Reported on Jan 17, 2024	---	6.91%
CME CME CME Gr	Purchase $1,001 - $15,000	Jan 17, 2024 Reported on Jan 17, 2024	---	27.45%
- BROADCOMCORP	Sale $1,001 - $15,000	Jan 16, 2024 Reported on Jan 16, 2024	---	----
DELL DELL Dell Technologies	Purchase $1,001 - $15,000	Jan 02, 2024 Reported on Jan 02, 2024	---	27.92%
S S SentinelOne	Sale $1,001 - $15,000	Jan 02, 2024 Reported on Jan 02, 2024	---	-28.45%
- US TREASURY BILL	Purchase $15,001 - $50,000	Dec 26, 2023 Reported on Dec 26, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Dec 26, 2023 Reported on Dec 26, 2023	---	----
- TRSWF - TransAlta Renewables Inc	$1,001 - $15,000	Dec 21, 2023 Reported on Dec 21, 2023	---	----
- US TREASURY BILL	Sale $50,001 - $100,000	Dec 19, 2023 Reported on Dec 19, 2023	---	----
- US TREASURY BILL	Purchase $100,001 - $250,000	Dec 19, 2023 Reported on Dec 19, 2023	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Dec 19, 2023 Reported on Dec 19, 2023	---	----
- US TREASURY BILL	Sale $50,001 - $100,000	Dec 19, 2023 Reported on Dec 19, 2023	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Dec 19, 2023 Reported on Dec 19, 2023	---	----
XCEM XCEM Columbia EM Core ex-China ETF	Purchase $1,001 - $15,000	Dec 18, 2023 Reported on Dec 18, 2023	---	1.49%
FDRR FDRR Fidelity Dividend ETF for Rising Rates	Purchase $1,001 - $15,000	Dec 18, 2023 Reported on Dec 18, 2023	---	16.57%
SBPYX SBPYX Clearbridge Small Cap Growth Fd Cl I	Purchase $15,001 - $50,000	Dec 18, 2023 Reported on Dec 18, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Dec 18, 2023 Reported on Dec 18, 2023	---	----
XCEM XCEM Columbia EM Core ex-China ETF	Purchase $15,001 - $50,000	Dec 18, 2023 Reported on Dec 18, 2023	---	1.49%
SMDV SMDV ProShares Russell 2000 Dividend Growers ETF	Purchase $1,001 - $15,000	Dec 18, 2023 Reported on Dec 18, 2023	---	3.08%
HDGE HDGE Ranger Equity Bear Bear ETF	Sale $15,001 - $50,000	Dec 14, 2023 Reported on Dec 14, 2023	---	-17.40%
HDGE HDGE Ranger Equity Bear Bear ETF	Sale $1,001 - $15,000	Dec 14, 2023 Reported on Dec 14, 2023	---	-17.40%
HDGE HDGE Ranger Equity Bear Bear ETF	Sale $1,001 - $15,000	Dec 14, 2023 Reported on Dec 14, 2023	---	-17.40%
GLPI GLPI Gaming and Leisure Props	Purchase $1,001 - $15,000	Dec 11, 2023 Reported on Dec 11, 2023	---	8.55%
DGX DGX Quest Diagnostics	Sale (Partial) $1,001 - $15,000	Dec 11, 2023 Reported on Dec 11, 2023	---	24.26%
MOS MOS Mosaic	Sale (Partial) $1,001 - $15,000	Dec 11, 2023 Reported on Dec 11, 2023	---	-27.84%
KMB KMB Kimberly-Clark	Purchase $1,001 - $15,000	Dec 11, 2023 Reported on Dec 11, 2023	---	15.43%
FNF FNF Fidelity National Finl	Sale $1,001 - $15,000	Dec 11, 2023 Reported on Dec 11, 2023	---	37.41%
FLNG FLNG Flex LNG	Purchase $1,001 - $15,000	Dec 11, 2023 Reported on Dec 11, 2023	---	-22.98%
VLO VLO Valero Energy	Purchase $1,001 - $15,000	Dec 11, 2023 Reported on Dec 11, 2023	---	4.58%
SBUX SBUX Starbucks	Purchase $1,001 - $15,000	Dec 11, 2023 Reported on Dec 11, 2023	---	-0.01%
IRM IRM Iron Mountain	Sale (Partial) $1,001 - $15,000	Dec 11, 2023 Reported on Dec 11, 2023	---	31.44%
TSM TSM Taiwan Semiconductor	Sale (Partial) $1,001 - $15,000	Dec 11, 2023 Reported on Dec 11, 2023	---	72.45%
URA URA Global X Uranium ETF	Sale (Partial) $1,001 - $15,000	Dec 11, 2023 Reported on Dec 11, 2023	---	-16.81%
AGX AGX Argan	Sale $1,001 - $15,000	Dec 11, 2023 Reported on Dec 11, 2023	---	174.85%
FMC FMC FMC	Purchase $1,001 - $15,000	Dec 11, 2023 Reported on Dec 11, 2023	---	-25.29%
HDGE HDGE Ranger Equity Bear Bear ETF	Purchase $1,001 - $15,000	Oct 20, 2023 Reported on Oct 20, 2023	---	-30.31%
PSQ PSQ ProShares Short QQQ	Sale $1,001 - $15,000	Oct 20, 2023 Reported on Oct 20, 2023	---	-27.37%
PSQ PSQ ProShares Short QQQ	Sale $1,001 - $15,000	Oct 20, 2023 Reported on Oct 20, 2023	---	-27.37%
PSQ PSQ ProShares Short QQQ	Sale $1,001 - $15,000	Oct 20, 2023 Reported on Oct 20, 2023	---	-27.37%
HDGE HDGE Ranger Equity Bear Bear ETF	Purchase $1,001 - $15,000	Oct 20, 2023 Reported on Oct 20, 2023	---	-30.31%
HDGE HDGE Ranger Equity Bear Bear ETF	Purchase $1,001 - $15,000	Oct 20, 2023 Reported on Oct 20, 2023	---	-30.31%
- US TREASURY BILL	Sale $50,001 - $100,000	Oct 19, 2023 Reported on Oct 19, 2023	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Oct 19, 2023 Reported on Oct 19, 2023	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Oct 19, 2023 Reported on Oct 19, 2023	---	----
- US TREASURY BILL	Purchase $50,001 - $100,000	Oct 19, 2023 Reported on Oct 19, 2023	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Oct 19, 2023 Reported on Oct 19, 2023	---	----
- US TREASURY BILL	Purchase $50,001 - $100,000	Oct 18, 2023 Reported on Oct 18, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Oct 18, 2023 Reported on Oct 18, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Oct 18, 2023 Reported on Oct 18, 2023	---	----
RVNC RVNC Revance Therapeutics	Purchase $1,001 - $15,000	Oct 04, 2023 Reported on Oct 04, 2023	---	-65.40%
GPCR GPCR Structure Therapeutics	Sale $1,001 - $15,000	Oct 04, 2023 Reported on Oct 04, 2023	---	-61.43%
- US TREASURY BILL	Sale $1,001 - $15,000	Sep 26, 2023 Reported on Sep 26, 2023	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Sep 26, 2023 Reported on Sep 26, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Sep 25, 2023 Reported on Sep 25, 2023	---	----
- US TREASURY BILL	Purchase $1,001 - $15,000	Sep 25, 2023 Reported on Sep 25, 2023	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Sep 21, 2023 Reported on Sep 21, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Sep 21, 2023 Reported on Sep 21, 2023	---	----
- US TREASURY BILL	Sale $50,001 - $100,000	Sep 21, 2023 Reported on Sep 21, 2023	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Sep 21, 2023 Reported on Sep 21, 2023	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Sep 21, 2023 Reported on Sep 21, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Sep 20, 2023 Reported on Sep 20, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Sep 20, 2023 Reported on Sep 20, 2023	---	----
- US TREASURY BILL	Purchase $50,001 - $100,000	Sep 20, 2023 Reported on Sep 20, 2023	---	----
SWKS SWKS Skyworks Solutions	Sale $1,001 - $15,000	Aug 29, 2023 Reported on Aug 29, 2023	---	-35.61%
CRWD CRWD CrowdStrike Holdings	Sale $1,001 - $15,000	Aug 29, 2023 Reported on Aug 29, 2023	---	141.13%
INOD INOD Innodata	Purchase $1,001 - $15,000	Aug 29, 2023 Reported on Aug 29, 2023	---	230.91%
RMD RMD ResMed	Purchase $1,001 - $15,000	Aug 29, 2023 Reported on Aug 29, 2023	---	36.74%
AQN AQN Algonquin Power	Sale $1,001 - $15,000	Aug 29, 2023 Reported on Aug 29, 2023	---	-33.03%
NEE NEE NextEra Energy	Purchase $1,001 - $15,000	Aug 29, 2023 Reported on Aug 29, 2023	---	8.95%
NTLA NTLA Intellia Therapeutics	Sale $1,001 - $15,000	Aug 25, 2023 Reported on Aug 25, 2023	---	-76.10%
PSQ PSQ ProShares Short QQQ	Purchase $1,001 - $15,000	Aug 23, 2023 Reported on Aug 23, 2023	---	-24.85%
PSQ PSQ ProShares Short QQQ	Purchase $1,001 - $15,000	Aug 23, 2023 Reported on Aug 23, 2023	---	-24.85%
PSQ PSQ ProShares Short QQQ	Purchase $1,001 - $15,000	Aug 23, 2023 Reported on Aug 23, 2023	---	-24.85%
ROK ROK Rockwell Automation	Purchase $1,001 - $15,000	Aug 22, 2023 Reported on Aug 22, 2023	---	-11.09%
MPW MPW Medical Properties Trust	Sale $1,001 - $15,000	Aug 22, 2023 Reported on Aug 22, 2023	---	-13.29%
PSQ PSQ ProShares Short QQQ	Sale $1,001 - $15,000	Aug 18, 2023 Reported on Aug 18, 2023	---	-27.04%
PSQ PSQ ProShares Short QQQ	Sale $1,001 - $15,000	Aug 18, 2023 Reported on Aug 18, 2023	---	-27.04%
XCEM XCEM Columbia EM Core ex-China ETF	Purchase $1,001 - $15,000	Aug 16, 2023 Reported on Aug 16, 2023	---	7.32%
JHEM JHEM John Hancock Multifactor Emerging Markets ETF	Sale $1,001 - $15,000	Aug 16, 2023 Reported on Aug 16, 2023	---	13.24%
JHEM JHEM John Hancock Multifactor Emerging Markets ETF	Sale $1,001 - $15,000	Aug 16, 2023 Reported on Aug 16, 2023	---	13.24%
BAH BAH Booz Allen Hamilton	Sale $1,001 - $15,000	Aug 15, 2023 Reported on Aug 15, 2023	---	-7.85%
SOFI SOFI SoFi Techs	Purchase $1,001 - $15,000	Aug 10, 2023 Reported on Aug 10, 2023	---	38.65%
RMBS RMBS Rambus	Sale $1,001 - $15,000	Aug 10, 2023 Reported on Aug 10, 2023	---	10.45%
FTNT FTNT Fortinet	Sale $1,001 - $15,000	Aug 04, 2023 Reported on Aug 04, 2023	---	69.54%
- US TREASURY BILL	Purchase $15,001 - $50,000	Aug 02, 2023 Reported on Aug 02, 2023	---	----
- US TREASURY BILL	Purchase $50,001 - $100,000	Jul 28, 2023 Reported on Jul 28, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Jul 28, 2023 Reported on Jul 28, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Jul 28, 2023 Reported on Jul 28, 2023	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Jul 27, 2023 Reported on Jul 27, 2023	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Jul 27, 2023 Reported on Jul 27, 2023	---	----
HDGE HDGE Ranger Equity Bear Bear ETF	Sale $15,001 - $50,000	Jul 13, 2023 Reported on Jul 13, 2023	---	-15.65%
- US TREASURY BILL	Sale $50,001 - $100,000	Jul 13, 2023 Reported on Jul 13, 2023	---	----
HDGE HDGE Ranger Equity Bear Bear ETF	Sale $1,001 - $15,000	Jul 13, 2023 Reported on Jul 13, 2023	---	-15.65%
- US TREASURY BILL	Sale $15,001 - $50,000	Jul 13, 2023 Reported on Jul 13, 2023	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Jul 13, 2023 Reported on Jul 13, 2023	---	----
PSQ PSQ ProShares Short QQQ	Purchase $1,001 - $15,000	Jul 13, 2023 Reported on Jul 13, 2023	---	-22.23%
PSQ PSQ ProShares Short QQQ	Purchase $1,001 - $15,000	Jul 13, 2023 Reported on Jul 13, 2023	---	-22.23%
VZ VZ Verizon Communications	Purchase $1,001 - $15,000	Jul 10, 2023 Reported on Jul 10, 2023	---	23.99%
FNF FNF Fidelity National Finl	Purchase $1,001 - $15,000	Jul 10, 2023 Reported on Jul 10, 2023	---	79.67%
- US TREASURY BILL	Purchase $15,001 - $50,000	Jul 06, 2023 Reported on Jul 06, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Jul 06, 2023 Reported on Jul 06, 2023	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Jun 20, 2023 Reported on Jun 20, 2023	---	----
ETN ETN Eaton Corp	Sale $1,001 - $15,000	Jun 20, 2023 Reported on Jun 20, 2023	---	51.17%
TT TT Trane Technologies	Purchase $1,001 - $15,000	Jun 20, 2023 Reported on Jun 20, 2023	---	87.28%
- US TREASURY BILL	Sale $1,001 - $15,000	Jun 20, 2023 Reported on Jun 20, 2023	---	----
- US TREASURY BILL	Purchase $1,001 - $15,000	Jun 16, 2023 Reported on Jun 16, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Jun 16, 2023 Reported on Jun 16, 2023	---	----
NVDA NVDA NVIDIA	Sale (Partial) $1,001 - $15,000	May 25, 2023 Reported on May 25, 2023	---	220.35%
KEYS KEYS Keysight Techs	Sale $1,001 - $15,000	May 22, 2023 Reported on May 22, 2023	---	-4.21%
DIS DIS Walt Disney	Sale $1,001 - $15,000	May 22, 2023 Reported on May 22, 2023	---	7.43%
BAH BAH Booz Allen Hamilton	Purchase $1,001 - $15,000	May 22, 2023 Reported on May 22, 2023	---	20.48%
NTLA NTLA Intellia Therapeutics	Purchase $1,001 - $15,000	May 22, 2023 Reported on May 22, 2023	---	-79.41%
- US TREASURY BILL	Purchase $50,001 - $100,000	May 09, 2023 Reported on May 09, 2023	---	----
PYPL PYPL PayPal Holdings	Sale $1,001 - $15,000	May 09, 2023 Reported on May 09, 2023	---	4.62%
- US TREASURY BILL	Sale $15,001 - $50,000	May 02, 2023 Reported on May 02, 2023	---	----
- US TREASURY BILL	Sale $1,001 - $15,000	May 02, 2023 Reported on May 02, 2023	---	----
- US TREASURY BILL	Sale $50,001 - $100,000	May 02, 2023 Reported on May 02, 2023	---	----
- US TREASURY BILL	Sale $1,001 - $15,000	May 02, 2023 Reported on May 02, 2023	---	----
- US TREASURY BILL	Purchase $1,001 - $15,000	May 01, 2023 Reported on May 01, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	May 01, 2023 Reported on May 01, 2023	---	----
NVS NVS Novartis	Purchase $1,001 - $15,000	Apr 26, 2023 Reported on Apr 26, 2023	---	12.40%
TMO TMO Thermo Fisher Scientific	Sale (Partial) $1,001 - $15,000	Apr 26, 2023 Reported on Apr 26, 2023	---	-2.08%
- US TREASURY BILL	Sale $15,001 - $50,000	Apr 20, 2023 Reported on Apr 20, 2023	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Apr 20, 2023 Reported on Apr 20, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Apr 19, 2023 Reported on Apr 19, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Apr 19, 2023 Reported on Apr 19, 2023	---	----
RTH RTH VanEck Retail ETF	Sale $1,001 - $15,000	Apr 17, 2023 Reported on Apr 17, 2023	---	34.82%
DIOD DIOD Diodes	Sale $1,001 - $15,000	Apr 17, 2023 Reported on Apr 17, 2023	---	-46.02%
MRVL MRVL Marvell Tech	Sale $1,001 - $15,000	Apr 17, 2023 Reported on Apr 17, 2023	---	69.90%
DGRS DGRS WisdomTree U.S. SmallCap Quality Dividend Growth Fund	Sale $1,001 - $15,000	Apr 17, 2023 Reported on Apr 17, 2023	---	12.92%
FIMKX FIMKX Fidelity Advisor Emerging Markets Fund Class I	Sale $1,001 - $15,000	Apr 17, 2023 Reported on Apr 17, 2023	---	----
VSH VSH Vishay Intertechnology	Sale $1,001 - $15,000	Apr 17, 2023 Reported on Apr 17, 2023	---	-22.33%
LGI LGI Lazard Glb Total Return	Sale $1,001 - $15,000	Apr 17, 2023 Reported on Apr 17, 2023	---	1.90%
FDN FDN First Trust Dow Jones Internet ETF	Sale $1,001 - $15,000	Apr 17, 2023 Reported on Apr 17, 2023	---	56.70%
SBIO SBIO ALPS Medical Breakthroughs ETF	Sale $1,001 - $15,000	Apr 17, 2023 Reported on Apr 17, 2023	---	3.14%
BRKR BRKR Bruker	Sale $1,001 - $15,000	Apr 17, 2023 Reported on Apr 17, 2023	---	-44.34%
JHMM JHMM John Hancock Multifactor Mid Cap ETF	Sale $1,001 - $15,000	Apr 17, 2023 Reported on Apr 17, 2023	---	18.88%
SNDR SNDR Schneider National	Sale $1,001 - $15,000	Apr 17, 2023 Reported on Apr 17, 2023	---	-10.55%
FCPIX FCPIX Fidelity Advisor International Capital Appreciat	Sale $1,001 - $15,000	Apr 17, 2023 Reported on Apr 17, 2023	---	----
ALGM ALGM Allegro Microsystems	Sale $1,001 - $15,000	Apr 17, 2023 Reported on Apr 17, 2023	---	-38.24%
AVNT AVNT Avient	Sale $1,001 - $15,000	Apr 17, 2023 Reported on Apr 17, 2023	---	-0.91%
UAA UAA Under Armour	Sale $1,001 - $15,000	Apr 13, 2023 Reported on Apr 13, 2023	---	-26.62%
- US TREASURY BILL	Purchase $50,001 - $100,000	Apr 13, 2023 Reported on Apr 13, 2023	---	----
UA UA Under Armour	Sale $1,001 - $15,000	Apr 13, 2023 Reported on Apr 13, 2023	---	-24.97%
CSCO CSCO Cisco Systems	Sale $15,001 - $50,000	Apr 13, 2023 Reported on Apr 13, 2023	---	19.09%
- US TREASURY BILL	Purchase $15,001 - $50,000	Mar 23, 2023 Reported on Mar 23, 2023	---	----
- US TREASURY BILL	Sale $1,001 - $15,000	Mar 23, 2023 Reported on Mar 23, 2023	---	----
- US TREASURY BILL	Purchase $1,001 - $15,000	Mar 23, 2023 Reported on Mar 23, 2023	---	----
- US TREASURY BILL	Sale $1,001 - $15,000	Mar 23, 2023 Reported on Mar 23, 2023	---	----
- US TREASURY BILL	Purchase $1,001 - $15,000	Mar 23, 2023 Reported on Mar 23, 2023	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Mar 23, 2023 Reported on Mar 23, 2023	---	----
AAPL AAPL Apple	Sale (Partial) $15,001 - $50,000	Mar 07, 2023 Reported on Mar 07, 2023	---	40.82%
- US TREASURY BILL	Purchase $1,001 - $15,000	Feb 28, 2023 Reported on Feb 28, 2023	---	----
BSM BSM Black Stone Minerals	Purchase $1,001 - $15,000	Feb 21, 2023 Reported on Feb 21, 2023	---	-2.78%
VFH VFH Vanguard Financials ETF	Sale $1,001 - $15,000	Feb 21, 2023 Reported on Feb 21, 2023	---	33.91%
SBUX SBUX Starbucks	Sale $1,001 - $15,000	Feb 21, 2023 Reported on Feb 21, 2023	---	-6.37%
HASI HASI Hannon Armstrong	Purchase $1,001 - $15,000	Feb 21, 2023 Reported on Feb 21, 2023	---	-9.41%
SQM SQM Sociedad Quimica Y Minera	Purchase $1,001 - $15,000	Feb 21, 2023 Reported on Feb 21, 2023	---	-48.81%
RTX RTX Raytheon Technologies	Purchase $1,001 - $15,000	Feb 21, 2023 Reported on Feb 21, 2023	---	29.15%
TSM TSM Taiwan Semiconductor	Sale (Partial) $1,001 - $15,000	Feb 21, 2023 Reported on Feb 21, 2023	---	98.64%
KBE KBE SPDR S&P Bank ETF	Sale $1,001 - $15,000	Feb 21, 2023 Reported on Feb 21, 2023	---	9.44%
IRM IRM Iron Mountain	Sale (Partial) $1,001 - $15,000	Feb 21, 2023 Reported on Feb 21, 2023	---	70.95%
AGX AGX Argan	Purchase $1,001 - $15,000	Feb 21, 2023 Reported on Feb 21, 2023	---	204.41%
APO APO Apollo Global Management	Sale (Partial) $1,001 - $15,000	Feb 21, 2023 Reported on Feb 21, 2023	---	93.68%
QCOM QCOM Qualcomm	Sale (Partial) $1,001 - $15,000	Feb 21, 2023 Reported on Feb 21, 2023	---	26.58%
WM WM Waste Management	Purchase $1,001 - $15,000	Feb 21, 2023 Reported on Feb 21, 2023	---	47.41%
FPI FPI Farmland Partners	Purchase $1,001 - $15,000	Feb 21, 2023 Reported on Feb 21, 2023	---	-10.57%
RTH RTH VanEck Retail ETF	Sale $1,001 - $15,000	Feb 21, 2023 Reported on Feb 21, 2023	---	35.75%
MOS MOS Mosaic	Purchase $1,001 - $15,000	Feb 21, 2023 Reported on Feb 21, 2023	---	-46.99%
QTEC QTEC First Trust NASDAQ-100-Technology Sector Index Fund	Purchase $1,001 - $15,000	Feb 15, 2023 Reported on Feb 15, 2023	---	41.05%
LUBYX LUBYX Lord Abbett Ultra Short Bond Fund - Class I	Sale $15,001 - $50,000	Feb 15, 2023 Reported on Feb 15, 2023	---	----
IGHG IGHG ProShares Investment Grade-Interest Rate Hedged	Purchase $1,001 - $15,000	Feb 15, 2023 Reported on Feb 15, 2023	---	6.34%
VHT VHT Vanguard Health Care ETF	Purchase $1,001 - $15,000	Feb 15, 2023 Reported on Feb 15, 2023	---	8.23%
- US TREASURY BILL	Purchase $1,001 - $15,000	Feb 15, 2023 Reported on Feb 15, 2023	---	----
CDL CDL VictoryShares US Large Cap High Div Volatility Wtd ETF	Sale $1,001 - $15,000	Feb 15, 2023 Reported on Feb 15, 2023	---	8.91%
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Purchase $1,001 - $15,000	Feb 15, 2023 Reported on Feb 15, 2023	---	0.25%
SBIO SBIO ALPS Medical Breakthroughs ETF	Sale $1,001 - $15,000	Feb 15, 2023 Reported on Feb 15, 2023	---	-2.70%
MBXIX MBXIX Catalyst/Millburn Hedge Strategy Fund Class I	Sale (Partial) $1,001 - $15,000	Feb 15, 2023 Reported on Feb 15, 2023	---	----
FQAL FQAL Fidelity Quality Factor ETF	Sale $1,001 - $15,000	Feb 15, 2023 Reported on Feb 15, 2023	---	33.71%
NXTG NXTG First Trust Indxx NextG ETF	Sale $1,001 - $15,000	Feb 15, 2023 Reported on Feb 15, 2023	---	28.26%
RTH RTH VanEck Retail ETF	Sale $1,001 - $15,000	Feb 15, 2023 Reported on Feb 15, 2023	---	30.67%
MOO MOO VanEck Agribusiness ETF	Sale (Partial) $1,001 - $15,000	Feb 15, 2023 Reported on Feb 15, 2023	---	----
GNR GNR SPDR S&P Global Natural Resources ETF	Sale (Partial) $1,001 - $15,000	Feb 15, 2023 Reported on Feb 15, 2023	---	-11.05%
JHMM JHMM John Hancock Multifactor Mid Cap ETF	Sale (Partial) $1,001 - $15,000	Feb 15, 2023 Reported on Feb 15, 2023	---	11.64%
IWD IWD iShares Russell 1000 Value ETF	Purchase $1,001 - $15,000	Feb 15, 2023 Reported on Feb 15, 2023	---	16.37%
IJR IJR iShares Core S&P Small-Cap ETF	Purchase $1,001 - $15,000	Feb 15, 2023 Reported on Feb 15, 2023	---	-0.59%
SPGP SPGP Invesco S&P 500 GARP ETF	Sale (Partial) $1,001 - $15,000	Feb 15, 2023 Reported on Feb 15, 2023	---	9.14%
- US TREASURY BILL	Purchase $15,001 - $50,000	Feb 15, 2023 Reported on Feb 15, 2023	---	----
FDRR FDRR Fidelity Dividend ETF for Rising Rates	Sale (Partial) $1,001 - $15,000	Feb 15, 2023 Reported on Feb 15, 2023	---	20.77%
FDN FDN First Trust DJ Internet Index Fund	Sale $1,001 - $15,000	Feb 15, 2023 Reported on Feb 15, 2023	---	53.86%
IVV IVV iShares Core S&P 500 ETF	Purchase $1,001 - $15,000	Feb 15, 2023 Reported on Feb 15, 2023	---	35.99%
ABYIX ABYIX Abbey Capital Futures Strategy Fund- Class I Sha	Sale (Partial) $1,001 - $15,000	Feb 15, 2023 Reported on Feb 15, 2023	---	----
LDP LDP Cohen & Steers Ltd	Sale $1,001 - $15,000	Feb 15, 2023 Reported on Feb 15, 2023	---	-3.53%
- US TREASURY BILL	Purchase $15,001 - $50,000	Jan 31, 2023 Reported on Jan 31, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Jan 31, 2023 Reported on Jan 31, 2023	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Jan 31, 2023 Reported on Jan 31, 2023	---	----
FPI FPI Farmland Partners	Purchase $1,001 - $15,000	Jan 18, 2023 Reported on Jan 18, 2023	---	-18.15%
RIO RIO Rio Tinto	Sale $1,001 - $15,000	Jan 18, 2023 Reported on Jan 18, 2023	---	-17.49%
- UBS CONTINGENT AUTOCALL MET	Purchase $15,001 - $50,000	Jan 13, 2023 Reported on Jan 13, 2023	---	----
AQN AQN Algonquin Power	Sale $1,001 - $15,000	Jan 12, 2023 Reported on Jan 12, 2023	---	-28.99%
SAND SAND Sandstorm Gold	Purchase $1,001 - $15,000	Jan 11, 2023 Reported on Jan 11, 2023	---	14.76%
ATKR ATKR Atkore	Purchase $1,001 - $15,000	Jan 11, 2023 Reported on Jan 11, 2023	---	-47.50%
HOLX HOLX Hologic	Sale $1,001 - $15,000	Jan 11, 2023 Reported on Jan 11, 2023	---	-25.12%
BSM BSM Black Stone Minerals	Purchase $1,001 - $15,000	Jan 11, 2023 Reported on Jan 11, 2023	---	-4.39%
MOO MOO VanEck Agribusiness ETF	Sale $1,001 - $15,000	Jan 11, 2023 Reported on Jan 11, 2023	---	----
CVS CVS CVS Health	Sale (Partial) $1,001 - $15,000	Jan 11, 2023 Reported on Jan 11, 2023	---	-26.82%
BHP BHP BHP Group	Purchase $1,001 - $15,000	Jan 11, 2023 Reported on Jan 11, 2023	---	-26.52%
TU TU TELUS	Sale $1,001 - $15,000	Jan 11, 2023 Reported on Jan 11, 2023	---	-26.01%
URA URA Global X Uranium ETF	Purchase $1,001 - $15,000	Jan 11, 2023 Reported on Jan 11, 2023	---	9.28%
AXS AXS Axis Capital Holdings	Sale $1,001 - $15,000	Jan 11, 2023 Reported on Jan 11, 2023	---	65.60%
DLR DLR Digital Realty Trust	Purchase $1,001 - $15,000	Jan 11, 2023 Reported on Jan 11, 2023	---	41.45%
SRVR SRVR Pacer Benchmark Data & Infrastructure Real Estate	Sale $1,001 - $15,000	Jan 11, 2023 Reported on Jan 11, 2023	---	-1.35%
EQNR EQNR Equinor	Purchase $1,001 - $15,000	Jan 11, 2023 Reported on Jan 11, 2023	---	-21.24%
CME CME CME Group	Purchase $1,001 - $15,000	Jan 11, 2023 Reported on Jan 11, 2023	---	47.28%
MCD MCD McDonald's	Sale $1,001 - $15,000	Jan 11, 2023 Reported on Jan 11, 2023	---	11.54%
RMD RMD ResMed	Sale $1,001 - $15,000	Jan 11, 2023 Reported on Jan 11, 2023	---	4.49%
AMT AMT American Tower	Purchase $1,001 - $15,000	Jan 11, 2023 Reported on Jan 11, 2023	---	-7.54%
FLNG FLNG Flex LNG	Purchase $1,001 - $15,000	Jan 11, 2023 Reported on Jan 11, 2023	---	-29.69%
MGM MGM MGM Resorts Intl	Purchase $1,001 - $15,000	Jan 04, 2023 Reported on Jan 04, 2023	---	-10.64%
MAXR MAXR Maxar Technologies	Sale $1,001 - $15,000	Jan 04, 2023 Reported on Jan 04, 2023	---	----
- JPM CONTINGENT AUTOCALL GILD SQGER	Sale $15,001 - $50,000	Dec 29, 2022 Reported on Dec 29, 2022	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Dec 20, 2022 Reported on Dec 20, 2022	---	----
WIW WIW Western Asset	Sale $1,001 - $15,000	Nov 29, 2022 Reported on Nov 29, 2022	---	-7.99%
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Purchase $1,001 - $15,000	Nov 29, 2022 Reported on Nov 29, 2022	---	0.17%
WIW WIW Western Asset	Sale $1,001 - $15,000	Nov 29, 2022 Reported on Nov 29, 2022	---	-7.99%
- US TREASURY BILL	Sale $15,001 - $50,000	Nov 29, 2022 Reported on Nov 29, 2022	---	----
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Purchase $1,001 - $15,000	Nov 29, 2022 Reported on Nov 29, 2022	---	0.17%
WIW WIW Western Asset	Sale $15,001 - $50,000	Nov 15, 2022 Reported on Nov 15, 2022	---	-6.91%
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Purchase $15,001 - $50,000	Nov 15, 2022 Reported on Nov 15, 2022	---	0.30%
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Purchase $15,001 - $50,000	Nov 08, 2022 Reported on Nov 08, 2022	---	0.37%
WIW WIW Western Asset	Sale $1,001 - $15,000	Nov 08, 2022 Reported on Nov 08, 2022	---	-5.30%
LDP LDP Cohen & Steers Ltd	Sale $1,001 - $15,000	Nov 08, 2022 Reported on Nov 08, 2022	---	6.43%
LUBYX LUBYX Lord Abbett Ultra Short Bond Fund - Class I	Sale $1,001 - $15,000	Nov 08, 2022 Reported on Nov 08, 2022	---	----
BMN BMN BlackRock 2037 Municipal Target Term Trust Common Shares of Beneficial Interest	Purchase $1,001 - $15,000	Oct 27, 2022 Reported on Oct 27, 2022	---	-0.12%
MBXIX MBXIX Catalyst/Millburn Hedge Strategy Fund Class I	Purchase $1,001 - $15,000	Oct 17, 2022 Reported on Oct 17, 2022	---	----
INTC INTC Intel	Sale $1,001 - $15,000	Oct 17, 2022 Reported on Oct 17, 2022	---	-8.97%
MPW MPW Medical Properties Trust	Purchase $1,001 - $15,000	Oct 17, 2022 Reported on Oct 17, 2022	---	-47.45%
EFAD EFAD ProShares Trust ProShares MSCI EAFE Dividend Growers ETF	Purchase $1,001 - $15,000	Oct 17, 2022 Reported on Oct 17, 2022	---	25.74%
JHEM JHEM John Hancock Multifactor Emerging Markets ETF	Purchase $1,001 - $15,000	Oct 17, 2022 Reported on Oct 17, 2022	---	24.16%
CVS CVS CVS Health	Purchase $1,001 - $15,000	Oct 17, 2022 Reported on Oct 17, 2022	---	-27.74%
GSMYX GSMYX Goldman Sachs Small/Mid-Cap Growth Fund Inst Cl	Sale $1,001 - $15,000	Oct 17, 2022 Reported on Oct 17, 2022	---	----
SBPYX SBPYX Clearbridge Small Cap Growth Fd Cl I	Purchase $1,001 - $15,000	Oct 17, 2022 Reported on Oct 17, 2022	---	----
DLR DLR Digital Realty Trust	Sale $1,001 - $15,000	Oct 17, 2022 Reported on Oct 17, 2022	---	56.14%
VZ VZ Verizon Communications	Sale $1,001 - $15,000	Oct 17, 2022 Reported on Oct 17, 2022	---	17.19%
ABT ABT Abbott Laboratories	Purchase $1,001 - $15,000	Oct 17, 2022 Reported on Oct 17, 2022	---	22.40%
TSM TSM Taiwan Semiconductor	Purchase $1,001 - $15,000	Oct 17, 2022 Reported on Oct 17, 2022	---	168.28%
LDP LDP Cohen & Steers Ltd	Sale $1,001 - $15,000	Oct 17, 2022 Reported on Oct 17, 2022	---	10.87%
DIS DIS Walt Disney	Sale $1,001 - $15,000	Oct 17, 2022 Reported on Oct 17, 2022	---	1.35%
- US TREASURY BILL	Purchase $15,001 - $50,000	Oct 17, 2022 Reported on Oct 17, 2022	---	----
- FIMKX - Fidelity Advisor Focused Emerging Markets I	Sale $1,001 - $15,000	Oct 17, 2022 Reported on Oct 17, 2022	---	----
FCPIX FCPIX Fidelity Advisor International Capital Appreciat	Sale $1,001 - $15,000	Oct 17, 2022 Reported on Oct 17, 2022	---	----
GMRE GMRE Global Medical REIT	Sale $1,001 - $15,000	Oct 17, 2022 Reported on Oct 17, 2022	---	13.99%
SRVR SRVR Pacer Benchmark Data & Infrastructure Real Estate	Sale $1,001 - $15,000	Oct 17, 2022 Reported on Oct 17, 2022	---	12.11%
HDGE HDGE Ranger Equity Bear Bear ETF	Purchase $1,001 - $15,000	Oct 10, 2022 Reported on Oct 10, 2022	---	-41.63%
HDGE HDGE Ranger Equity Bear Bear ETF	Purchase $1,001 - $15,000	Oct 10, 2022 Reported on Oct 10, 2022	---	-41.63%
PSQ PSQ ProShares Short QQQ	Sale $1,001 - $15,000	Oct 10, 2022 Reported on Oct 10, 2022	---	-46.33%
HDGE HDGE Ranger Equity Bear Bear ETF	Purchase $15,001 - $50,000	Oct 10, 2022 Reported on Oct 10, 2022	---	-41.63%
HDGE HDGE Ranger Equity Bear Bear ETF	Purchase $1,001 - $15,000	Oct 10, 2022 Reported on Oct 10, 2022	---	-41.63%
PSQ PSQ ProShares Short QQQ	Sale $1,001 - $15,000	Oct 05, 2022 Reported on Oct 05, 2022	---	-43.22%
SH SH ProShares Short S&P500	Sale $1,001 - $15,000	Oct 05, 2022 Reported on Oct 05, 2022	---	172.91%
PSQ PSQ ProShares Short QQQ	Sale $1,001 - $15,000	Oct 05, 2022 Reported on Oct 05, 2022	---	-43.22%
HDGE HDGE Ranger Equity Bear Bear ETF	Purchase $1,001 - $15,000	Oct 05, 2022 Reported on Oct 05, 2022	---	-39.33%
PSQ PSQ ProShares Short QQQ	Sale $15,001 - $50,000	Oct 05, 2022 Reported on Oct 05, 2022	---	-43.22%
SBIO SBIO ALPS Medical Breakthroughs ETF	Sale $1,001 - $15,000	Oct 04, 2022 Reported on Oct 04, 2022	---	-2.18%
NID NID Nuveen Intermediate Dur	Sale $15,001 - $50,000	Oct 04, 2022 Reported on Oct 04, 2022	---	----
HQL HQL Tekla Life Sciences	Sale $1,001 - $15,000	Oct 04, 2022 Reported on Oct 04, 2022	---	-8.73%
- JPM Contingent Autocall C	Sale $1,001 - $15,000	Oct 04, 2022 Reported on Oct 04, 2022	---	----
SH SH ProShares Short S&P500	Sale $1,001 - $15,000	Sep 19, 2022 Reported on Sep 19, 2022	---	180.63%
SH SH ProShares Short S&P500	Sale $15,001 - $50,000	Sep 19, 2022 Reported on Sep 19, 2022	---	180.63%
SH SH ProShares Short S&P500	Sale $1,001 - $15,000	Sep 19, 2022 Reported on Sep 19, 2022	---	180.63%
- BCS Contingent Autocall COF	Sale $15,001 - $50,000	Sep 15, 2022 Reported on Sep 15, 2022	---	----
SQM SQM Sociedad Quimica Y Minera	Sale $1,001 - $15,000	Sep 08, 2022 Reported on Sep 08, 2022	---	-61.29%
FAST FAST Fastenal	Sale $1,001 - $15,000	Aug 18, 2022 Reported on Aug 18, 2022	---	34.87%
SQM SQM Sociedad Quimica Y Minera	Purchase $1,001 - $15,000	Aug 18, 2022 Reported on Aug 18, 2022	---	-54.19%
CFA CFA VictoryShares US 500 Volatility Wtd ETF	Sale (Partial) $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	18.60%
KRE KRE SPDR S&P Regional Banking ETF	Sale $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	-13.54%
GLD GLD SPDR Gold Trust	Sale $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	65.03%
FDRR FDRR Fidelity Dividend ETF for Rising Rates	Purchase $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	21.53%
MOO MOO VanEck Agribusiness ETF	Sale (Partial) $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	----
EFAD EFAD ProShares Trust ProShares MSCI EAFE Dividend Growers ETF	Purchase $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	7.03%
QTEC QTEC First Trust NASDAQ-100-Technology Sector Index Fund	Sale $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	34.46%
GNR GNR SPDR S&P Global Natural Resources ETF	Sale (Partial) $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	-3.15%
FQAL FQAL Fidelity Quality Factor ETF	Purchase $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	31.47%
SPGP SPGP Invesco S&P 500 GARP ETF	Purchase $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	13.47%
DGRS DGRS WisdomTree U.S. SmallCap Quality Dividend Growth Fund	Sale $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	8.87%
GSIMX GSIMX Goldman Sachs Gqg Partners International Opportu	Purchase $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	----
GSSC GSSC GS ActiveBeta U.S. Small Cap Equity ETF	Purchase $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	7.66%
SMDV SMDV ProShares Russell 2000 Dividend Growers ETF	Purchase $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	5.21%
IJS IJS iShares S&P SmallCap 600 Value ETF	Sale $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	0.41%
PRF PRF Invesco FTSE RAFI US 1000 ETF	Purchase $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	25.05%
SRVR SRVR Pacer Benchmark Data & Infrastructure Real Estate SCTR ETF	Sale (Partial) $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	-16.94%
CEF CEF Sprott Physical Gold	Sale (Partial) $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	63.77%
IVV IVV iShares Core S&P 500 ETF	Sale $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	33.97%
GDXJ GDXJ VanEck Junior Gold Miners ETF	Sale $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	59.90%
GSMYX GSMYX Goldman Sachs Small/Mid-Cap Growth Fund Inst Cl	Sale $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	----
MBXIX MBXIX Catalyst/Millburn Hedge Strategy Fund Class I	Purchase $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	----
JHMM JHMM John Hancock Multifactor Mid Cap ETF	Purchase $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	15.08%
LDP LDP Cohen & Steers Ltd	Sale (Partial) $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	-6.44%
CIBR CIBR First Trust NASDAQ Cybersecurity ETF	Sale (Partial) $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	40.95%
LUBYX LUBYX Lord Abbett Ultra Short Bond Fund - Class I	Purchase $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	----
FINX FINX Global X FinTech ETF	Sale $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	5.73%
JHEM JHEM John Hancock Multifactor Emerging Markets ETF	Purchase $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	8.74%
WIW WIW Western Asset	Sale (Partial) $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	-18.15%
LGI LGI Lazard Glb Total Return	Sale (Partial) $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	-11.08%
FCPIX FCPIX Fidelity Advisor International Capital Appreciat	Sale $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	----
CDL CDL VictoryShares US Large Cap High Div Volatility Wtd ETF	Purchase $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	9.94%
EELV EELV S&P Emerging Markets Low Vol Invesco ETF	Purchase $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	1.67%
- FIMKX - Fidelity Advisor Focused Emerging Markets I	Sale $1,001 - $15,000	Aug 10, 2022 Reported on Aug 10, 2022	---	----
FIASX FIASX Fidelity Advisor International Small Cap Class A	Sale $15,001 - $50,000	Aug 09, 2022 Reported on Aug 09, 2022	---	----
- Broadcom Corp	Purchase $15,001 - $50,000	Jun 21, 2022 Reported on Jun 21, 2022	---	----
- Office Properties Income Trust	Sale $1,001 - $15,000	Jun 15, 2022 Reported on Jun 15, 2022	---	----
- Ryder Systems Inc	Purchase $1,001 - $15,000	May 23, 2022 Reported on May 23, 2022	---	----
FCPIX FCPIX Fidelity Advisor International Capital Appreciat	Sale (Partial) $1,001 - $15,000	May 16, 2022 Reported on May 16, 2022	---	----
ABYIX ABYIX Abbey Capital Futures Strategy Fund- Class I Sha	Purchase $1,001 - $15,000	May 16, 2022 Reported on May 16, 2022	---	----
GSMYX GSMYX Goldman Sachs Small/Mid-Cap Growth Fund Inst Cl	Sale (Partial) $1,001 - $15,000	May 16, 2022 Reported on May 16, 2022	---	----
- FIMKX - Fidelity Advisor Focused Emerging Markets I	Sale (Partial) $1,001 - $15,000	May 16, 2022 Reported on May 16, 2022	---	----
- Williams Companies	Sale $1,001 - $15,000	May 16, 2022 Reported on May 16, 2022	---	----
JCI JCI Johnson Controls Intl	Sale $1,001 - $15,000	May 16, 2022 Reported on May 16, 2022	---	53.73%
ABYIX ABYIX Abbey Capital Futures Strategy Fund- Class I Sha	Purchase $1,001 - $15,000	May 10, 2022 Reported on May 10, 2022	---	----
FINX FINX Global X FinTech ETF	Sale (Partial) $1,001 - $15,000	May 10, 2022 Reported on May 10, 2022	---	22.90%
GLD GLD SPDR Gold Trust	Sale (Partial) $1,001 - $15,000	May 10, 2022 Reported on May 10, 2022	---	60.56%
FDN FDN First Trust DJ Internet Index Fund	Sale (Partial) $1,001 - $15,000	May 10, 2022 Reported on May 10, 2022	---	62.14%
RTH RTH VanEck Retail ETF	Sale (Partial) $1,001 - $15,000	May 10, 2022 Reported on May 10, 2022	---	36.11%
QTEC QTEC First Trust NASDAQ-100-Technology Sector Index Fund	Sale (Partial) $1,001 - $15,000	May 10, 2022 Reported on May 10, 2022	---	48.91%
NXTG NXTG First Trust Indxx NextG ETF	Sale (Partial) $1,001 - $15,000	May 10, 2022 Reported on May 10, 2022	---	27.95%
CIBR CIBR First Trust NASDAQ Cybersecurity ETF	Sale (Partial) $1,001 - $15,000	May 10, 2022 Reported on May 10, 2022	---	58.85%
IVV IVV iShares Core S&P 500 ETF	Sale (Partial) $1,001 - $15,000	May 10, 2022 Reported on May 10, 2022	---	41.14%
GSMYX GSMYX Goldman Sachs Small/Mid-Cap Growth Fund Inst Cl	Sale (Partial) $1,001 - $15,000	May 10, 2022 Reported on May 10, 2022	---	----
LUBYX LUBYX Lord Abbett Ultra Short Bond Fund - Class I	Sale (Partial) $1,001 - $15,000	May 10, 2022 Reported on May 10, 2022	---	----
GNR GNR SPDR S&P Global Natural Resources ETF	Purchase $1,001 - $15,000	May 10, 2022 Reported on May 10, 2022	---	-7.03%
- MS Contingent autocall on Boeing	Sale $1,001 - $15,000	Apr 01, 2022 Reported on Apr 01, 2022	---	----
KWEB KWEB KraneShares Trust KraneShares CSI China Internet ETF	Sale $1,001 - $15,000	Mar 17, 2022 Reported on Mar 17, 2022	---	29.10%
PSQ PSQ ProShares Short QQQ	Purchase $1,001 - $15,000	Mar 15, 2022 Reported on Mar 15, 2022	---	-37.55%
SH SH ProShares Short S&P500	Purchase $1,001 - $15,000	Mar 15, 2022 Reported on Mar 15, 2022	---	197.27%
PSQ PSQ ProShares Short QQQ	Purchase $1,001 - $15,000	Mar 14, 2022 Reported on Mar 14, 2022	---	-39.53%
SH SH ProShares Short S&P500	Purchase $1,001 - $15,000	Mar 14, 2022 Reported on Mar 14, 2022	---	190.68%
PSQ PSQ ProShares Short QQQ	Purchase $1,001 - $15,000	Mar 14, 2022 Reported on Mar 14, 2022	---	-39.53%
SH SH ProShares Short S&P500	Purchase $1,001 - $15,000	Mar 14, 2022 Reported on Mar 14, 2022	---	190.68%
PSQ PSQ ProShares Short QQQ	Purchase $15,001 - $50,000	Mar 14, 2022 Reported on Mar 14, 2022	---	-39.53%
SH SH ProShares Short S&P500	Purchase $15,001 - $50,000	Mar 14, 2022 Reported on Mar 14, 2022	---	190.68%
MAXR MAXR Maxar Technologies	Sale (Partial) $1,001 - $15,000	Mar 07, 2022 Reported on Mar 07, 2022	---	----
FCPIX FCPIX Fidelity Advisor International Capital Appreciat	Sale (Partial) $1,001 - $15,000	Mar 07, 2022 Reported on Mar 07, 2022	---	----
SBIO SBIO ALPS Medical Breakthroughs ETF	Sale (Partial) $1,001 - $15,000	Mar 07, 2022 Reported on Mar 07, 2022	---	-2.43%
DGRS DGRS WisdomTree U.S. SmallCap Quality Dividend Growth Fund	Sale (Partial) $1,001 - $15,000	Mar 07, 2022 Reported on Mar 07, 2022	---	7.29%
MOO MOO VanEck Agribusiness ETF	Purchase $1,001 - $15,000	Mar 07, 2022 Reported on Mar 07, 2022	---	----
GNR GNR SPDR S&P Global Natural Resources ETF	Purchase $1,001 - $15,000	Mar 07, 2022 Reported on Mar 07, 2022	---	-10.11%
GNR GNR SPDR S&P Global Natural Resources ETF	Purchase $1,001 - $15,000	Mar 07, 2022 Reported on Mar 07, 2022	---	-10.11%
CFA CFA VictoryShares US 500 Volatility Wtd ETF	Sale (Partial) $1,001 - $15,000	Mar 07, 2022 Reported on Mar 07, 2022	---	19.17%
GLD GLD SPDR Gold Trust	Purchase $1,001 - $15,000	Mar 07, 2022 Reported on Mar 07, 2022	---	47.65%
NXTG NXTG First Trust Indxx NextG ETF	Sale (Partial) $1,001 - $15,000	Mar 07, 2022 Reported on Mar 07, 2022	---	22.86%
MOO MOO VanEck Agribusiness ETF	Purchase $1,001 - $15,000	Mar 07, 2022 Reported on Mar 07, 2022	---	----
GLD GLD SPDR Gold Trust	Purchase $1,001 - $15,000	Mar 07, 2022 Reported on Mar 07, 2022	---	47.65%
GDXJ GDXJ VanEck Junior Gold Miners ETF	Purchase $1,001 - $15,000	Mar 07, 2022 Reported on Mar 07, 2022	---	15.62%
- HSBC Autocall on Broadcom	Sale $15,001 - $50,000	Feb 25, 2022 Reported on Feb 25, 2022	---	----
JHMM JHMM John Hancock Multifactor Mid Cap ETF	Purchase $1,001 - $15,000	Jan 31, 2022 Reported on Jan 31, 2022	---	10.17%
ITA ITA iShares U.S. Aerospace & Defense ETF	Purchase $1,001 - $15,000	Jan 31, 2022 Reported on Jan 31, 2022	---	49.55%
WIW WIW Western Asset	Purchase $1,001 - $15,000	Jan 31, 2022 Reported on Jan 31, 2022	---	-28.63%
LUBFX LUBFX Lord Abbett Ultra Short Bond Fund - Class F	Sale (Partial) $1,001 - $15,000	Jan 31, 2022 Reported on Jan 31, 2022	---	----
MOO MOO VanEck Agribusiness ETF	Purchase $1,001 - $15,000	Jan 31, 2022 Reported on Jan 31, 2022	---	----
PTMC PTMC Pacer Trendpilot US Mid Cap ETF	Sale $1,001 - $15,000	Jan 31, 2022 Reported on Jan 31, 2022	---	-0.09%
SI SI Silvergate Capital	Purchase $1,001 - $15,000	Jan 31, 2022 Reported on Jan 31, 2022	---	----
GNR GNR SPDR S&P Global Natural Resources ETF	Purchase $1,001 - $15,000	Jan 31, 2022 Reported on Jan 31, 2022	---	-5.44%
CEF CEF Sprott Physical Gold	Sale $1,001 - $15,000	Jan 31, 2022 Reported on Jan 31, 2022	---	59.52%
NVDA NVDA NVIDIA	Purchase $1,001 - $15,000	Jan 31, 2022 Reported on Jan 31, 2022	---	396.90%
GEMIX GEMIX Goldman Sachs Emerging Markets Equity Fund Insti	Sale $1,001 - $15,000	Jan 31, 2022 Reported on Jan 31, 2022	---	----
FIMKX FIMKX Fidelity Advisor Emerging Markets Fund	Sale (Partial) $1,001 - $15,000	Jan 31, 2022 Reported on Jan 31, 2022	---	----
XAR XAR SPDR S&P Aerospace & Defense ETF	Sale $1,001 - $15,000	Jan 31, 2022 Reported on Jan 31, 2022	---	46.87%
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Sale (Partial) $1,001 - $15,000	Jan 26, 2022 Reported on Jan 26, 2022	---	0.03%
SRVR SRVR Pacer Benchmark Data & Infrastructure Real Estate SCTR ETF	Purchase $1,001 - $15,000	Jan 26, 2022 Reported on Jan 26, 2022	---	-15.78%
FDN FDN First Trust Dow Jones Internet ETF	Sale (Partial) $1,001 - $15,000	Jan 26, 2022 Reported on Jan 26, 2022	---	23.78%
KRE KRE S&P Regional Banking ETF SPDR	Purchase $1,001 - $15,000	Jan 26, 2022 Reported on Jan 26, 2022	---	-21.33%
KBA KBA KraneShares Bosera MSCI China A 50 Connect Index ETF	Sale $1,001 - $15,000	Jan 26, 2022 Reported on Jan 26, 2022	---	-40.12%
CIBR CIBR First Trust NASDAQ Cybersecurity ETF	Sale (Partial) $1,001 - $15,000	Jan 26, 2022 Reported on Jan 26, 2022	---	44.02%
XAR XAR SPDR S&P Aerospace & Defense ETF	Sale $1,001 - $15,000	Jan 26, 2022 Reported on Jan 26, 2022	---	46.63%
MOO MOO VanEck Agribusiness ETF	Purchase $1,001 - $15,000	Jan 26, 2022 Reported on Jan 26, 2022	---	----
WIW WIW Western Asset	Purchase $1,001 - $15,000	Jan 26, 2022 Reported on Jan 26, 2022	---	-27.92%
JHMM JHMM John Hancock Multifactor Mid Cap ETF	Purchase $1,001 - $15,000	Jan 26, 2022 Reported on Jan 26, 2022	---	13.64%
IVOO IVOO Vanguard S&P Mid-Cap 400 ETF	Sale (Partial) $1,001 - $15,000	Jan 26, 2022 Reported on Jan 26, 2022	---	14.66%
GEMIX GEMIX Goldman Sachs Emerging Markets Equity Fund Insti	Sale $1,001 - $15,000	Jan 26, 2022 Reported on Jan 26, 2022	---	----
FIMKX FIMKX Fidelity Advisor Emerging Markets Fund	Purchase $1,001 - $15,000	Jan 26, 2022 Reported on Jan 26, 2022	---	----
GLD GLD SPDR Gold Trust	Sale (Partial) $1,001 - $15,000	Jan 26, 2022 Reported on Jan 26, 2022	---	62.11%
ITA ITA iShares U.S. Aerospace & Defense ETF	Purchase $1,001 - $15,000	Jan 26, 2022 Reported on Jan 26, 2022	---	50.08%
TSM TSM Taiwan Semiconductor	Sale (Partial) $1,001 - $15,000	Jan 19, 2022 Reported on Jan 19, 2022	---	32.88%
WIW WIW Western Asset	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	-32.54%
AMT AMT American Tower	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	-15.71%
IGHG IGHG ProShares Investment Grade-Interest Rate Hedged	Purchase $15,001 - $50,000	Jan 18, 2022 Reported on Jan 18, 2022	---	3.39%
PTMC PTMC Pacer Trendpilot US Mid Cap ETF	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	-3.28%
SRVR SRVR Pacer Benchmark Data & Infrastructure Real Estate SCTR ETF	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	-19.37%
ETN ETN Eaton Corp	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	76.20%
ITA ITA iShares U.S. Aerospace & Defense ETF	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	41.76%
GLAD GLAD Gladstone Capital	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	18.53%
IWN IWN iShares Russell 2000 Value ETF	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	-6.03%
MET MET MetLife	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	17.92%
APO APO Apollo Global Management	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	98.55%
DIS DIS Walt Disney	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	-35.22%
JCI JCI Johnson Controls Intl	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	6.57%
BMY BMY Bristol-Myers Squibb	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	-9.06%
FIMKX FIMKX Fidelity Advisor Emerging Markets Fund	Sale (Partial) $15,001 - $50,000	Jan 18, 2022 Reported on Jan 18, 2022	---	----
HASI HASI Hannon Armstrong	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	-31.03%
AY AY Atlantica Sustainable	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	----
NVDA NVDA NVIDIA	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	369.71%
GLW GLW Corning	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	27.56%
CVS CVS CVS Health	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	-37.15%
DLR DLR Digital Realty Trust	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	-4.68%
GMRE GMRE Global Medical REIT	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	-48.54%
CSCO CSCO Cisco Systems	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	1.29%
AAPL AAPL Apple	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	25.73%
ABBV ABBV AbbVie	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	54.83%
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Sale $15,001 - $50,000	Jan 18, 2022 Reported on Jan 18, 2022	---	0.00%
FXI FXI iShares China Large-Cap ETF	Sale $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	-0.11%
JNJ JNJ Johnson & Johnson	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	-2.57%
AXS AXS Axis Capital Holdings	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	65.66%
CEF CEF Sprott Physical Gold	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	56.54%
INTC INTC Intel	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	-56.08%
MOS MOS Mosaic	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	-40.61%
RIO RIO Rio Tinto	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	-16.76%
V V Visa	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	53.82%
LDP LDP Cohen & Steers Ltd	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	-19.94%
RTX RTX Raytheon Technologies	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	43.24%
KBE KBE SPDR S&P Bank ETF	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	-10.91%
LHX LHX L3Harris Technologies	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	-7.81%
PTNQ PTNQ Pacer Trendpilot 100 ETF	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	26.40%
VZ VZ Verizon Communications	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	-18.45%
LMT LMT Lockheed Martin	Sale $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	23.80%
TTE TTE TotalEnergies	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	8.72%
QCOM QCOM Qualcomm	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	-12.46%
XAR XAR SPDR S&P Aerospace & Defense ETF	Sale $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	39.03%
ARCC ARCC Ares Capital	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	-0.56%
GLD GLD SPDR Gold Trust	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	62.49%
IRM IRM Iron Mountain	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	96.46%
AQN AQN Algonquin Power	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	-63.91%
C C Citigroup	Sale $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	5.33%
FCPIX FCPIX Fidelity Advisor International Capital Appreciat	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	----
VFH VFH Vanguard Financials ETF	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Jan 18, 2022	---	18.93%
SBIO SBIO ALPS Medical Breakthroughs ETF	Sale (Partial) $1,001 - $15,000	Dec 31, 2021 Reported on Dec 31, 2021	---	-27.60%
- JPM Contingent Autocall on Gilead	Purchase $15,001 - $50,000	Dec 23, 2021 Reported on Dec 23, 2021	---	----
- JPM Contingent Autocall on Gilead	Sale $15,001 - $50,000	Dec 22, 2021 Reported on Dec 22, 2021	---	----
- Goldman Sachs Small-Mid Cap Growth	Purchase $1,001 - $15,000	Dec 15, 2021 Reported on Dec 15, 2021	---	----
- Fidelity Advisor Focused Emerging Markets	Purchase $1,001 - $15,000	Dec 06, 2021 Reported on Dec 06, 2021	---	----
- ACAP Strategic Interval Common	Purchase $1,001 - $15,000	Nov 30, 2021 Reported on Nov 30, 2021	---	----
- MS Contingent Autocall on Boeing	Sale $1,001 - $15,000	Nov 29, 2021 Reported on Nov 29, 2021	---	----
BMY BMY Bristol-Myers Squibb	Purchase $1,001 - $15,000	Nov 29, 2021 Reported on Nov 29, 2021	---	8.00%
SBIO SBIO ALPS Medical Breakthroughs ETF	Purchase $1,001 - $15,000	Nov 29, 2021 Reported on Nov 29, 2021	---	-28.20%
GLPI GLPI Gaming and Leisure Props	Purchase $1,001 - $15,000	Nov 26, 2021 Reported on Nov 26, 2021	---	9.29%
GOLD GOLD Barrick Gold	Sale $1,001 - $15,000	Nov 26, 2021 Reported on Nov 26, 2021	---	-1.93%
LITE LITE Lumentum Holdings	Purchase $1,001 - $15,000	Nov 26, 2021 Reported on Nov 26, 2021	---	-26.73%
QS QS QuantumScape	Sale $1,001 - $15,000	Nov 26, 2021 Reported on Nov 26, 2021	---	-85.77%
- HSBC Autocall on Broadcom	Purchase $15,001 - $50,000	Nov 19, 2021 Reported on Nov 19, 2021	---	----
- GS Autocall on Apple Inc	Sale $15,001 - $50,000	Nov 18, 2021 Reported on Nov 18, 2021	---	----
GLPI GLPI Gaming and Leisure Props	Purchase $1,001 - $15,000	Nov 16, 2021 Reported on Nov 16, 2021	---	4.43%
- BCS Contingent Autocall on COF	Purchase $15,001 - $50,000	Oct 25, 2021 Reported on Oct 25, 2021	---	----
SNOW SNOW Snowflake	Purchase $1,001 - $15,000	Oct 22, 2021 Reported on Oct 22, 2021	---	-54.06%
- BCS Contingent Autocall on COF	Sale $15,001 - $50,000	Oct 21, 2021 Reported on Oct 21, 2021	---	----
- BCS Contingent Autocall on COF	Sale $15,001 - $50,000	Oct 21, 2021 Reported on Oct 21, 2021	---	----
AAPL AAPL Apple	Sale (Partial) $15,001 - $50,000	Sep 28, 2021 Reported on Sep 28, 2021	---	50.44%
GOOG GOOG Alphabet	Sale (Partial) $1,001 - $15,000	Sep 28, 2021 Reported on Sep 28, 2021	---	23.08%
- JP Morgan Chase and Co	Sale $1,001 - $15,000	Sep 23, 2021 Reported on Sep 23, 2021	---	----
- JP Morgan Chase and Co	Sale $1,001 - $15,000	Sep 23, 2021 Reported on Sep 23, 2021	---	----
- JPM Contingent Autocall GILD	Purchase $15,001 - $50,000	Sep 17, 2021 Reported on Sep 17, 2021	---	----
- JPM Contingent Autocall GILD	Sale $15,001 - $50,000	Sep 10, 2021 Reported on Sep 10, 2021	---	----
- JPM Contingent Autocall GILD	Sale $15,001 - $50,000	Sep 10, 2021 Reported on Sep 10, 2021	---	----
- GS Contingent Autocall AAPL	Purchase $15,001 - $50,000	Aug 13, 2021 Reported on Aug 13, 2021	---	----
- CS Contingent Autocall CSCO	Sale $15,001 - $50,000	Aug 12, 2021 Reported on Aug 12, 2021	---	----
WW WW WW International	Purchase $1,001 - $15,000	Aug 11, 2021 Reported on Aug 11, 2021	---	-97.91%
ARE ARE Alexandria Real Estate	Sale (Partial) $1,001 - $15,000	Aug 04, 2021 Reported on Aug 04, 2021	---	-51.50%
DGRS DGRS WisdomTree U.S. SmallCap Quality Dividend Growth Fund	Purchase $1,001 - $15,000	Jul 26, 2021 Reported on Jul 26, 2021	---	4.25%
GLD GLD SPDR Gold Trust	Purchase $1,001 - $15,000	Jul 26, 2021 Reported on Jul 26, 2021	---	63.68%
GEMIX GEMIX Goldman Sachs Emerging Markets Equity Fund Insti	Sale (Partial) $1,001 - $15,000	Jul 26, 2021 Reported on Jul 26, 2021	---	----
IJS IJS S&P Small-Cap 600 Value Ishares ETF	Sale (Partial) $1,001 - $15,000	Jul 26, 2021 Reported on Jul 26, 2021	---	-2.25%
FCPIX FCPIX Fidelity Advisor International Capital Appreciat	Purchase $1,001 - $15,000	Jul 26, 2021 Reported on Jul 26, 2021	---	----
ABYIX ABYIX Abbey Capital Futures Strategy Fund- Class I Sha	Purchase $1,001 - $15,000	Jul 26, 2021 Reported on Jul 26, 2021	---	----
FIMKX FIMKX Fidelity Advisor Emerging Markets Fund	Sale (Partial) $1,001 - $15,000	Jul 26, 2021 Reported on Jul 26, 2021	---	----
IVV IVV S&P 500 Ishares Core ETF	Sale (Partial) $1,001 - $15,000	Jul 26, 2021 Reported on Jul 26, 2021	---	27.68%
FINX FINX Global X FinTech ETF	Purchase $1,001 - $15,000	Jul 26, 2021 Reported on Jul 26, 2021	---	-40.63%
FDN FDN First Trust Dow Jones Internet ETF	Sale (Partial) $1,001 - $15,000	Jul 26, 2021 Reported on Jul 26, 2021	---	-9.40%
LUBFX LUBFX Lord Abbett Ultra Short Bond Fund - Class F	Purchase $1,001 - $15,000	Jul 26, 2021 Reported on Jul 26, 2021	---	----
NXTG NXTG First Trust Indxx NextG ETF	Purchase $1,001 - $15,000	Jul 26, 2021 Reported on Jul 26, 2021	---	14.82%
GBIL GBIL GS Treasuryaccess 0-1 Year ETF	Purchase $1,001 - $15,000	Jul 26, 2021 Reported on Jul 26, 2021	---	-0.07%
CFA CFA VictoryShares US 500 Volatility Wtd ETF	Sale (Partial) $1,001 - $15,000	Jul 26, 2021 Reported on Jul 26, 2021	---	15.09%
- BCS Contingent Autocall on COF	Purchase $15,001 - $50,000	Jul 16, 2021 Reported on Jul 16, 2021	---	----
- BCS Contingent Autocall on COF	Purchase $15,001 - $50,000	Jul 16, 2021 Reported on Jul 16, 2021	---	----
- BCS Contingent Autocall on COF	Sale $15,001 - $50,000	Jul 14, 2021 Reported on Jul 14, 2021	---	----
- BCS Contingent Autocall on COF	Sale $15,001 - $50,000	Jul 14, 2021 Reported on Jul 14, 2021	---	----
JCI JCI Johnson Controls Intl	Purchase $1,001 - $15,000	Jul 08, 2021 Reported on Jul 08, 2021	---	15.59%
FAST FAST Fastenal	Purchase $1,001 - $15,000	Jul 08, 2021 Reported on Jul 08, 2021	---	42.00%
RAMP RAMP LiveRamp Holdings	Purchase $1,001 - $15,000	Jun 29, 2021 Reported on Jun 29, 2021	---	-44.43%
VSH VSH Vishay Intertechnology	Purchase $1,001 - $15,000	Jun 29, 2021 Reported on Jun 29, 2021	---	-24.92%
- Energen	Sale $1,001 - $15,000	Jun 21, 2021 Reported on Jun 21, 2021	---	----
APO APO Apollo Global Management	Purchase $1,001 - $15,000	Jun 04, 2021 Reported on Jun 04, 2021	---	133.97%
- JPM Contingent Autocall GILD	Purchase $15,001 - $50,000	Jun 04, 2021 Reported on Jun 04, 2021	---	----
- JPM Contingent Autocall GILD	Purchase $15,001 - $50,000	Jun 04, 2021 Reported on Jun 04, 2021	---	----
LHX LHX L3Harris Technologies	Sale (Partial) $1,001 - $15,000	Jun 04, 2021 Reported on Jun 04, 2021	---	-5.25%
TTE TTE TotalEnergies	Purchase $1,001 - $15,000	Jun 04, 2021 Reported on Jun 04, 2021	---	29.11%
MANT MANT Mantech Intl	Sale $1,001 - $15,000	Jun 04, 2021 Reported on Jun 04, 2021	---	----
SBUX SBUX Starbucks	Sale (Partial) $1,001 - $15,000	Jun 04, 2021 Reported on Jun 04, 2021	---	-12.39%
ETN ETN Eaton Corp	Sale (Partial) $1,001 - $15,000	Jun 04, 2021 Reported on Jun 04, 2021	---	97.70%
MCD MCD McDonald's	Sale (Partial) $1,001 - $15,000	Jun 04, 2021 Reported on Jun 04, 2021	---	28.47%
AXS AXS Axis Capital Holdings	Sale (Partial) $1,001 - $15,000	Jun 04, 2021 Reported on Jun 04, 2021	---	78.11%
DEO DEO Diageo	Sale (Partial) $1,001 - $15,000	Jun 04, 2021 Reported on Jun 04, 2021	---	-44.11%
NVDA NVDA NVIDIA	Sale (Partial) $1,001 - $15,000	Jun 04, 2021 Reported on Jun 04, 2021	---	592.16%
IRM IRM Iron Mountain	Sale (Partial) $1,001 - $15,000	Jun 04, 2021 Reported on Jun 04, 2021	---	89.66%
- HSBC Contingent Autocall BMY	Sale $15,001 - $50,000	May 26, 2021 Reported on May 26, 2021	---	----
- HSBC Contingent Autocall BMY	Sale $15,001 - $50,000	May 26, 2021 Reported on May 26, 2021	---	----
- CS Contingent Autocall CSCO	Purchase $15,001 - $50,000	May 07, 2021 Reported on May 07, 2021	---	----
- BCS Contingent Autocall on CSCO	Sale $15,001 - $50,000	Apr 28, 2021 Reported on Apr 28, 2021	---	----
GAN GAN GAN	Sale $1,001 - $15,000	Apr 13, 2021 Reported on Apr 13, 2021	---	-90.68%
- BCS Contingent Autocall on COF	Purchase $15,001 - $50,000	Apr 09, 2021 Reported on Apr 09, 2021	---	----
- BCS Contingent Autocall on COF	Purchase $15,001 - $50,000	Apr 09, 2021 Reported on Apr 09, 2021	---	----
CWEN CWEN Clearway Energy	Purchase $1,001 - $15,000	Apr 05, 2021 Reported on Apr 05, 2021	---	3.37%
- UBS Contingent Autocall on BAC	Sale $15,001 - $50,000	Apr 01, 2021 Reported on Apr 01, 2021	---	----
- UBS Contingent Autocall on BAC	Sale $15,001 - $50,000	Apr 01, 2021 Reported on Apr 01, 2021	---	----
- JPM Contingent Autocall Citigroup	Purchase $15,001 - $50,000	Mar 26, 2021 Reported on Mar 26, 2021	---	----
- JPM Contingent Autocall Citigroup	Purchase $15,001 - $50,000	Mar 26, 2021 Reported on Mar 26, 2021	---	----
- BCS Contingent Autocall Intel	Sale $15,001 - $50,000	Mar 24, 2021 Reported on Mar 24, 2021	---	----
- BCS Contingent Autocall Intel	Sale $15,001 - $50,000	Mar 24, 2021 Reported on Mar 24, 2021	---	----
- Vulcan Materials	Sale $1,001 - $15,000	Mar 01, 2021 Reported on Mar 01, 2021	---	----
INTC INTC Intel	Purchase $1,001 - $15,000	Feb 16, 2021 Reported on Feb 16, 2021	---	-61.50%
GEMIX GEMIX Goldman Sachs Emerging Markets Equity Fund Institu	Purchase $1,001 - $15,000	Feb 12, 2021 Reported on Feb 12, 2021	---	----
GEM GEM Goldman Sachs ActiveBeta Emerging Markets Equity ETF	Sale $1,001 - $15,000	Feb 12, 2021 Reported on Feb 12, 2021	---	-19.55%
GEMIX GEMIX Goldman Sachs Emerging Markets Equity Fund Institu	Purchase $1,001 - $15,000	Feb 12, 2021 Reported on Feb 12, 2021	---	----
FEMS FEMS First Trust Emerging Markets Small Cap AlphaDEX Fund	Sale $1,001 - $15,000	Feb 12, 2021 Reported on Feb 12, 2021	---	-12.41%
EEM EEM iShares MSCI Emerging Markets ETF	Sale $1,001 - $15,000	Feb 12, 2021 Reported on Feb 12, 2021	---	-22.87%
FIMKX FIMKX Fidelity Advisor Focused Emerging Markets Fund Cla	Purchase $1,001 - $15,000	Feb 12, 2021 Reported on Feb 12, 2021	---	----
DD DD DuPont de Nemours	$1,001 - $15,000	Feb 05, 2021 Reported on Feb 05, 2021	---	1.65%
XCAPX XCAPX ACAP Strategic Fund	Purchase $15,001 - $50,000	Jan 29, 2021 Reported on Jan 29, 2021	---	----
DD DD DuPont de Nemours	Sale (Partial) $15,001 - $50,000	Jan 27, 2021 Reported on Jan 27, 2021	---	-1.04%
AQN AQN Algonquin Power	Purchase $1,001 - $15,000	Jan 26, 2021 Reported on Jan 26, 2021	---	-71.06%
PBA PBA Pembina Pipeline	Sale $1,001 - $15,000	Jan 26, 2021 Reported on Jan 26, 2021	---	43.24%
EVOP EVOP EVO Payments	Sale $1,001 - $15,000	Jan 25, 2021 Reported on Jan 25, 2021	---	----
VIAV VIAV Viavi Solutions	Sale $1,001 - $15,000	Jan 25, 2021 Reported on Jan 25, 2021	---	-31.63%
RODM RODM Hartford Multifactor Developed Markets (ex-US) ETF	Sale $1,001 - $15,000	Jan 13, 2021 Reported on Jan 13, 2021	---	7.73%
FCPIX FCPIX Fidelity Advisor International Capital Appreciatio	Purchase $1,001 - $15,000	Jan 13, 2021 Reported on Jan 13, 2021	---	----
FCPIX FCPIX Fidelity Advisor International Capital Appreciatio	Purchase $1,001 - $15,000	Jan 13, 2021 Reported on Jan 13, 2021	---	----
RODM RODM Hartford Multifactor Developed Markets (ex-US) ETF	Sale $1,001 - $15,000	Jan 13, 2021 Reported on Jan 13, 2021	---	7.73%
SH SH ProShares Short S&P500	Sale $1,001 - $15,000	Jan 11, 2021 Reported on Jan 11, 2021	---	151.52%
SH SH ProShares Short S&P500	Sale $1,001 - $15,000	Jan 11, 2021 Reported on Jan 11, 2021	---	151.52%
PSQ PSQ ProShares Short QQQ	Sale $1,001 - $15,000	Jan 11, 2021 Reported on Jan 11, 2021	---	-44.13%
SH SH ProShares Short S&P500	Sale $1,001 - $15,000	Jan 11, 2021 Reported on Jan 11, 2021	---	151.52%
PSQ PSQ ProShares Short QQQ	Sale $1,001 - $15,000	Jan 11, 2021 Reported on Jan 11, 2021	---	-44.13%
DDOG DDOG Datadog	Sale $1,001 - $15,000	Jan 11, 2021 Reported on Jan 11, 2021	---	-2.35%
CAG CAG Conagra Brands	Sale $1,001 - $15,000	Jan 11, 2021 Reported on Jan 11, 2021	---	-22.51%
PSQ PSQ ProShares Short QQQ	Sale $1,001 - $15,000	Jan 11, 2021 Reported on Jan 11, 2021	---	-44.13%
AJRD AJRD Aerojet Rocketdyne Hldgs	Sale $1,001 - $15,000	Jan 08, 2021 Reported on Jan 08, 2021	---	----
SH SH ProShares Short S&P500	Purchase $1,001 - $15,000	Jan 04, 2021 Reported on Jan 04, 2021	---	145.03%
SH SH ProShares Short S&P500	Purchase $1,001 - $15,000	Jan 04, 2021 Reported on Jan 04, 2021	---	145.03%
SH SH ProShares Short S&P500	Purchase $1,001 - $15,000	Jan 04, 2021 Reported on Jan 04, 2021	---	145.03%
PSQ PSQ ProShares Short QQQ	Purchase $1,001 - $15,000	Jan 04, 2021 Reported on Jan 04, 2021	---	-45.12%
PSQ PSQ ProShares Short QQQ	Purchase $1,001 - $15,000	Jan 04, 2021 Reported on Jan 04, 2021	---	-45.12%
PSQ PSQ ProShares Short QQQ	Purchase $1,001 - $15,000	Jan 04, 2021 Reported on Jan 04, 2021	---	-45.12%
DD DD DuPont de Nemours	Sale (Partial) $1,001 - $15,000	Dec 30, 2020 Reported on Dec 30, 2020	---	9.66%
DOW DOW Dow	Sale (Partial) $1,001 - $15,000	Dec 30, 2020 Reported on Dec 30, 2020	---	-33.35%
VTRS VTRS Viatris	Sale $1,001 - $15,000	Dec 30, 2020 Reported on Dec 30, 2020	---	-49.81%
TSLA TSLA Tesla	Purchase $1,001 - $15,000	Dec 30, 2020 Reported on Dec 30, 2020	---	7.94%
BMY BMY Bristol-Myers Squibb	Purchase $1,001 - $15,000	Dec 30, 2020 Reported on Dec 30, 2020	---	-3.94%
SBIO SBIO ALPS Medical Breakthroughs ETF	Purchase $1,001 - $15,000	Dec 30, 2020 Reported on Dec 30, 2020	---	-41.82%
PBA PBA Pembina Pipeline	Sale $1,001 - $15,000	Dec 30, 2020 Reported on Dec 30, 2020	---	64.81%
NTAP NTAP NetApp	Purchase $1,001 - $15,000	Dec 30, 2020 Reported on Dec 30, 2020	---	40.79%
GSMYX GSMYX Goldman Sachs Small/Mid Cap Growth Fund Institutio	Purchase $1,001 - $15,000	Dec 15, 2020 Reported on Dec 15, 2020	---	----
- OWENS & MINOR	Sale $15,001 - $50,000	Nov 30, 2020 Reported on Nov 30, 2020	---	----
XCAPX XCAPX ACAP Strategic Fund	Purchase $1,001 - $15,000	Nov 30, 2020 Reported on Nov 30, 2020	---	----
- OWENS & MINOR	Sale $15,001 - $50,000	Nov 30, 2020 Reported on Nov 30, 2020	---	----
RTH RTH VanEck Retail ETF	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	42.65%
LGI LGI Lazard Glb Total Return	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	-7.43%
SBIO SBIO ALPS Medical Breakthroughs ETF	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	-35.34%
OHI OHI Omega Healthcare Invts	Sale $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	9.33%
DGRS DGRS WisdomTree U.S. SmallCap Quality Dividend Growth Fund	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	29.11%
GLD GLD SPDR Gold Shares	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	56.66%
ATVI ATVI Activision Blizzard	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	----
GLW GLW Corning	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	28.79%
GOLD GOLD Barrick Gold	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	-22.65%
KEYS KEYS Keysight Technologies	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	30.87%
PTNQ PTNQ Pacer Trendpilot 100 ETF	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	43.69%
MRVL MRVL Marvell Tech	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	56.37%
RODM RODM Hartford Multifactor Developed Markets (ex-US) ETF	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	12.42%
ERIC ERIC Telefonaktiebolaget L M	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	-32.29%
SWKS SWKS Skyworks Solutions	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	-50.57%
BRKR BRKR Bruker	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	-9.93%
FDN FDN First Trust DJ Internet Index Fund	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	13.47%
XAR XAR SPDR S&P Aerospace & Defense ETF	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	55.37%
GMAB GMAB Genmab	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	-43.85%
FTNT FTNT Fortinet	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	307.42%
LUBFX LUBFX Lord Abbett Ultra Short Bond Fund Class F	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	----
DD DD DuPont de Nemours	Sale $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	23.25%
SI SI Silvergate Capital	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	----
BAH BAH Booz Allen Hamilton	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	28.74%
EVOP EVOP EVO Payments	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	----
CEF CEF Sprott Physical Gold	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	50.08%
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	-0.12%
VIAV VIAV Viavi Solutions	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	-20.06%
HAL HAL Halliburton	Sale $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	57.67%
ARE ARE Alexandria Real Estate	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	-39.59%
V V Visa	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	62.74%
AAPL AAPL Apple	Sale (Partial) $50,001 - $100,000	Nov 20, 2020 Reported on Nov 20, 2020	---	81.94%
CRWD CRWD CrowdStrike Holdings	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	142.75%
SNPS SNPS Synopsys	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	104.21%
SRVR SRVR Pacer Benchmark Data & Infrastructure Real Estate SCTR ETF	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	-13.64%
PAGS PAGS PagSeguro Digital	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	-81.65%
MANT MANT Mantech Intl	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	----
MAXR MAXR Maxar Technologies	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	----
ACIW ACIW ACI Worldwide	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	64.71%
ABYIX ABYIX Abbey Capital Futures Strategy Fund Class I	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	----
WIW WIW Western Asset	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	-24.57%
PTMC PTMC Pacer Trendpilot US Mid Cap ETF	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	9.03%
DDOG DDOG Datadog	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	14.27%
DOW DOW Dow	Sale $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	-32.45%
WW WW WW International	Sale $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	-98.15%
PTLC PTLC Pacer Fund Trust Pacer Trendpilot US Large Cap ETF	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	63.89%
AJRD AJRD Aerojet Rocketdyne Hldgs	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	----
LDP LDP Cohen & Steers Ltd	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	-17.89%
QCOM QCOM Qualcomm	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	7.22%
TMO TMO Thermo Fisher Scientific	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	15.74%
NTLA NTLA Intellia Therapeutics	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	-71.74%
ABBV ABBV AbbVie	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	110.01%
CTVA CTVA Corteva	Sale $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	60.98%
HBI HBI Hanesbrands	Sale $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	-56.93%
PAAS PAAS Pan American Silver	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Nov 20, 2020	---	-16.30%
RIO RIO Rio Tinto	Purchase $1,001 - $15,000	Nov 16, 2020 Reported on Nov 16, 2020	---	-0.21%
- GSMYX - GOLDMAN SACHS SM MD CAP GROWTH I	Purchase $1,001 - $15,000	Oct 30, 2020 Reported on Oct 30, 2020	---	----
IJR IJR iShares Core S&P Small-Cap ETF	Sale $1,001 - $15,000	Oct 30, 2020 Reported on Oct 30, 2020	---	45.79%
- GSMYX - GOLDMAN SACHS SM MD CAP GROWTH I	Purchase $1,001 - $15,000	Oct 30, 2020 Reported on Oct 30, 2020	---	----
LDP LDP Cohen & Steers Ltd	Purchase $1,001 - $15,000	Sep 24, 2020 Reported on Sep 24, 2020	---	-13.79%
WIW WIW Western Asset	Purchase $1,001 - $15,000	Sep 22, 2020 Reported on Sep 22, 2020	---	-23.58%
LDP LDP Cohen & Steers Ltd	Purchase $1,001 - $15,000	Sep 22, 2020 Reported on Sep 22, 2020	---	-16.15%
ATOAX ATOAX Aberdeen Ultra Short Municipal Income Fund Class A	Purchase $15,001 - $50,000	Sep 22, 2020 Reported on Sep 22, 2020	---	----
- Citigroup Fixed to Floater	Sale $15,001 - $50,000	Aug 27, 2020 Reported on Aug 27, 2020	---	----
ARE ARE Alexandria Real Estate	Sale (Partial) $1,001 - $15,000	Aug 21, 2020 Reported on Aug 21, 2020	---	-41.91%
TCEHY TCEHY Tencent Holdings	Sale $1,001 - $15,000	Aug 21, 2020 Reported on Aug 21, 2020	---	-2.16%
LDP LDP Cohen & Steers Ltd	Purchase $1,001 - $15,000	Aug 21, 2020 Reported on Aug 21, 2020	---	-15.37%
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Sale (Partial) $1,001 - $15,000	Aug 21, 2020 Reported on Aug 21, 2020	---	-0.42%
GLD GLD SPDR Gold Shares	Sale (Partial) $1,001 - $15,000	Aug 13, 2020 Reported on Aug 13, 2020	---	50.13%
KWEB KWEB KraneShares Trust KraneShares CSI China Internet ETF	Sale $1,001 - $15,000	Aug 07, 2020 Reported on Aug 07, 2020	---	-45.86%
LUBFX LUBFX Lord Abbett Ultra Short Bond Fund Class F	Sale (Partial) $1,001 - $15,000	Aug 06, 2020 Reported on Aug 06, 2020	---	----
LDP LDP Cohen & Steers Ltd	Purchase $1,001 - $15,000	Aug 06, 2020 Reported on Aug 06, 2020	---	-16.08%
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Sale (Partial) $1,001 - $15,000	Aug 06, 2020 Reported on Aug 06, 2020	---	-0.42%
SIL SIL Global X Silver Miners ETF	Sale $1,001 - $15,000	Jul 28, 2020 Reported on Jul 28, 2020	---	-19.54%
LMT LMT Lockheed Martin	Purchase $1,001 - $15,000	Jul 09, 2020 Reported on Jul 09, 2020	---	37.12%
PTMC PTMC Pacer Trendpilot US Mid Cap ETF	Purchase $1,001 - $15,000	Jul 09, 2020 Reported on Jul 09, 2020	---	26.26%
LHX LHX L3Harris Technologies	Purchase $1,001 - $15,000	Jul 09, 2020 Reported on Jul 09, 2020	---	32.08%
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Purchase $1,001 - $15,000	Jul 09, 2020 Reported on Jul 09, 2020	---	-0.42%
MPW MPW Medical Properties Trust	Sale $1,001 - $15,000	Jul 09, 2020 Reported on Jul 09, 2020	---	-67.41%
AAPL AAPL Apple	Sale (Partial) $1,001 - $15,000	Jul 09, 2020 Reported on Jul 09, 2020	---	123.12%
C C Citigroup	Purchase $1,001 - $15,000	Jul 09, 2020 Reported on Jul 09, 2020	---	39.09%
FXI FXI iShares China Large-Cap ETF	Sale (Partial) $1,001 - $15,000	Jul 09, 2020 Reported on Jul 09, 2020	---	-16.72%
TSN TSN Tyson Foods	Sale $1,001 - $15,000	Jul 09, 2020 Reported on Jul 09, 2020	---	7.74%
HASI HASI Hannon Armstrong	Sale (Partial) $1,001 - $15,000	Jul 09, 2020 Reported on Jul 09, 2020	---	-1.82%
SRVR SRVR Pacer Benchmark Data & Infrastructure Real Estate SCTR ETF	Purchase $1,001 - $15,000	Jul 09, 2020 Reported on Jul 09, 2020	---	-16.28%
GLAD GLAD Gladstone Capital	Sale (Partial) $1,001 - $15,000	Jul 09, 2020 Reported on Jul 09, 2020	---	98.01%
RMD RMD ResMed	Sale (Partial) $1,001 - $15,000	Jul 09, 2020 Reported on Jul 09, 2020	---	15.73%
WIW WIW Western Asset	Purchase $1,001 - $15,000	Jul 09, 2020 Reported on Jul 09, 2020	---	-20.74%
APO APO Apollo Global Management	Sale (Partial) $1,001 - $15,000	Jul 09, 2020 Reported on Jul 09, 2020	---	169.18%
IRM IRM Iron Mountain	Purchase $1,001 - $15,000	Jul 09, 2020 Reported on Jul 09, 2020	---	230.86%
RTH RTH VanEck Retail ETF	Purchase $1,001 - $15,000	Jul 09, 2020 Reported on Jul 09, 2020	---	61.07%
AXS AXS Axis Capital Holdings	Purchase $1,001 - $15,000	Jul 09, 2020 Reported on Jul 09, 2020	---	152.23%
PTLC PTLC Pacer Fund Trust Pacer Trendpilot US Large Cap ETF	Purchase $1,001 - $15,000	Jul 09, 2020 Reported on Jul 09, 2020	---	85.66%
ABBV ABBV AbbVie	Sale (Partial) $1,001 - $15,000	Jul 09, 2020 Reported on Jul 09, 2020	---	116.22%
OHI OHI Omega Healthcare Invts	Sale $1,001 - $15,000	Jul 09, 2020 Reported on Jul 09, 2020	---	24.16%
MANT MANT Mantech Intl	Purchase $1,001 - $15,000	Jul 09, 2020 Reported on Jul 09, 2020	---	----
SWKS SWKS Skyworks Solutions	Sale (Partial) $1,001 - $15,000	Jul 09, 2020 Reported on Jul 09, 2020	---	-47.71%
ARCC ARCC Ares Capital	Sale (Partial) $1,001 - $15,000	Jul 09, 2020 Reported on Jul 09, 2020	---	54.20%
NVDA NVDA NVIDIA	Sale (Partial) $1,001 - $15,000	Jul 09, 2020 Reported on Jul 09, 2020	---	1057.77%
MBXIX MBXIX Catalyst/Millburn Hedge Strategy Fund Class I	Sale $1,001 - $15,000	Jul 09, 2020 Reported on Jul 09, 2020	---	----
AY AY Atlantica Sustainable	Purchase $1,001 - $15,000	Jul 09, 2020 Reported on Jul 09, 2020	---	----
FEMS FEMS First Trust Emerging Markets Small Cap AlphaDEX Fund	Sale $1,001 - $15,000	Jul 09, 2020 Reported on Jul 09, 2020	---	9.76%
PFE PFE Pfizer	Purchase $1,001 - $15,000	Jul 09, 2020 Reported on Jul 09, 2020	---	-18.86%
QCOM QCOM Qualcomm	Sale (Partial) $1,001 - $15,000	Jul 09, 2020 Reported on Jul 09, 2020	---	67.91%
TCEHY TCEHY Tencent Holdings	Sale (Partial) $1,001 - $15,000	Jul 08, 2020 Reported on Jul 08, 2020	---	-4.01%
SIL SIL Global X Silver Miners ETF	Purchase $1,001 - $15,000	Jul 07, 2020 Reported on Jul 07, 2020	---	5.43%
FEMS FEMS First Trust Emerging Markets Small Cap AlphaDEX Fund	Sale (Partial) $1,001 - $15,000	Jul 07, 2020 Reported on Jul 07, 2020	---	11.09%
GDXJ GDXJ VanEck Junior Gold Miners ETF	Sale (Partial) $1,001 - $15,000	Jul 07, 2020 Reported on Jul 07, 2020	---	6.32%
LUBFX LUBFX Lord Abbett Ultra Short Bond Fund Class F	Purchase $1,001 - $15,000	Jul 07, 2020 Reported on Jul 07, 2020	---	----
FXI FXI iShares China Large-Cap ETF	Sale $1,001 - $15,000	Jul 07, 2020 Reported on Jul 07, 2020	---	-14.62%
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Purchase $1,001 - $15,000	Jul 07, 2020 Reported on Jul 07, 2020	---	-0.42%
WIW WIW Western Asset	Purchase $1,001 - $15,000	Jul 07, 2020 Reported on Jul 07, 2020	---	-21.38%
FCPIX FCPIX Fidelity Advisor International Capital Appreciatio	Purchase $1,001 - $15,000	Jul 07, 2020 Reported on Jul 07, 2020	---	----
FDN FDN First Trust DJ Internet Index Fund	Sale (Partial) $1,001 - $15,000	Jul 07, 2020 Reported on Jul 07, 2020	---	27.71%
RTH RTH VanEck Retail ETF	Purchase $1,001 - $15,000	Jul 07, 2020 Reported on Jul 07, 2020	---	62.53%
DLS DLS WisdomTree International SmallCap Fund	Sale $1,001 - $15,000	Jul 07, 2020 Reported on Jul 07, 2020	---	20.03%
MBXIX MBXIX Catalyst/Millburn Hedge Strategy Fund Class I	Sale $1,001 - $15,000	Jul 07, 2020 Reported on Jul 07, 2020	---	----
FIMKX FIMKX Fidelity Advisor Emerging Markets Fund I Class	Purchase $1,001 - $15,000	Jul 07, 2020 Reported on Jul 07, 2020	---	----
NXTG NXTG First Trust Indxx NextG ETF	Purchase $1,001 - $15,000	Jul 07, 2020 Reported on Jul 07, 2020	---	56.27%
- Dominion Energy	Sale $1,001 - $15,000	Jul 01, 2020 Reported on Jul 01, 2020	---	----
- BCS Contingent Autocall INTC	Purchase $15,001 - $50,000	Jun 19, 2020 Reported on Jun 19, 2020	---	----
- BCS Contingent Autocall INTC	Purchase $15,001 - $50,000	Jun 19, 2020 Reported on Jun 19, 2020	---	----
- MS Contingent Autocall INTC	Sale $15,001 - $50,000	Jun 11, 2020 Reported on Jun 11, 2020	---	----
- MS Contingent Autocall INTC	Sale $15,001 - $50,000	Jun 11, 2020 Reported on Jun 11, 2020	---	----
XCAPX XCAPX ACAP Strategic Fund	Purchase $15,001 - $50,000	May 28, 2020 Reported on May 28, 2020	---	----
PRJAX PRJAX PGIM Jennison Global Opportunities Fund-Class A	Sale $15,001 - $50,000	May 21, 2020 Reported on May 21, 2020	---	----
- UBS Contingent Autocall on SLB	Sale $1,001 - $15,000	Apr 23, 2020 Reported on Apr 23, 2020	---	----
- UBS Contingent Autocall on SLB	Sale $1,001 - $15,000	Apr 23, 2020 Reported on Apr 23, 2020	---	----
SWKS SWKS Skyworks Solutions	Purchase $1,001 - $15,000	Apr 14, 2020 Reported on Apr 14, 2020	---	-27.47%
DIS DIS Walt Disney	Purchase $1,001 - $15,000	Apr 14, 2020 Reported on Apr 14, 2020	---	-6.97%
CVS CVS CVS Health	Purchase $1,001 - $15,000	Apr 14, 2020 Reported on Apr 14, 2020	---	6.69%
CEF CEF Sprott Physical Gold	Purchase $1,001 - $15,000	Apr 14, 2020 Reported on Apr 14, 2020	---	74.51%
PNQI PNQI Invesco Nasdaq Internet ETF	Purchase $1,001 - $15,000	Apr 14, 2020 Reported on Apr 14, 2020	---	62.27%
PYPL PYPL PayPal Holdings	Purchase $1,001 - $15,000	Apr 14, 2020 Reported on Apr 14, 2020	---	-37.20%
- RTN	$1,001 - $15,000	Apr 03, 2020 Reported on Apr 03, 2020	---	----
- UTX	$1,001 - $15,000	Apr 03, 2020 Reported on Apr 03, 2020	---	----
IAT IAT iShares U.S. Regional Banks ETF	Sale $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	68.01%
SBUX SBUX Starbucks	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	50.94%
ARE ARE Alexandria Real Estate	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	-24.52%
QLEIX QLEIX AQR Long-Short Equity Fund Class I	Sale $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	----
SBIO SBIO ALPS Medical Breakthroughs ETF	Sale (Partial) $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	0.76%
NVO NVO Novo Nordisk	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	160.16%
CAG CAG Conagra Brands	Sale (Partial) $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	-14.30%
TSN TSN Tyson Foods	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	10.58%
RMD RMD ResMed	Sale (Partial) $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	49.31%
CFG CFG Citizens Financial Group	Sale $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	133.64%
MBXIX MBXIX Catalyst/Millburn Hedge Strategy Fund Class I	Sale (Partial) $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	----
PTNQ PTNQ Pacer Trendpilot 100 ETF	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	109.46%
GLD GLD SPDR Gold Shares	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	81.20%
CB CB Chubb	Sale $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	177.50%
GLAD GLAD Gladstone Capital	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	172.02%
LHX LHX L3Harris Technologies	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	15.01%
FINX FINX Global X FinTech ETF	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	22.15%
SRVR SRVR Pacer Benchmark Data & Infrastructure Real Estate SCTR ETF	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	1.59%
GEM GEM Goldman Sachs ActiveBeta Emerging Markets Equity ETF	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	226.16%
QCOM QCOM Qualcomm	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	130.20%
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Sale (Partial) $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	-0.65%
CEF CEF Sprott Physical Gold	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	86.77%
SWKS SWKS Skyworks Solutions	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	-16.76%
BOTZ BOTZ Global X Robotics & Artificial Intelligence ETF	Sale $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	75.70%
APO APO Apollo Global Management	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	333.71%
MET MET MetLife	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	186.67%
LGI LGI Lazard Glb Total Return	Sale $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	33.08%
OAYIX OAYIX Oakmark International Fund Class Advisor	Sale $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	----
MSFT MSFT Microsoft	Sale (Partial) $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	150.26%
QTEC QTEC First Trust NASDAQ-100-Technology Sector Index Fund	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	120.93%
GLW GLW Corning	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	150.00%
CEF CEF Sprott Physical Gold	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	86.77%
MBXIX MBXIX Catalyst/Millburn Hedge Strategy Fund Class I	Sale (Partial) $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	----
PEP PEP PepsiCo	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	19.97%
QLEIX QLEIX AQR Long-Short Equity Fund Class I	Sale $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	----
LUBFX LUBFX Lord Abbett Ultra Short Bond Fund Class F	Sale (Partial) $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	----
PKG PKG Packaging Corp of America	Sale $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	134.40%
IVV IVV iShares Core S&P 500 ETF	Sale (Partial) $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	123.90%
IRM IRM Iron Mountain	Sale (Partial) $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	302.51%
CFA CFA VictoryShares US 500 Volatility Wtd ETF	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	102.87%
MPC MPC Marathon Petroleum	Sale $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	565.17%
IWD IWD iShares Russell 1000 Value ETF	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	92.26%
EEM EEM iShares MSCI Emerging Markets ETF	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	32.01%
DRI DRI Darden Restaurants	Sale $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	319.75%
DGX DGX Quest Diagnostics	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	119.70%
FPL FPL First Trust New Opps	Sale $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	----
CVS CVS CVS Health	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	18.53%
GLD GLD SPDR Gold Shares	Sale (Partial) $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	81.20%
KNX KNX Knight-Swift	Sale $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	50.65%
CIBR CIBR First Trust NASDAQ Cybersecurity ETF	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	159.34%
FDN FDN First Trust DJ Internet Index Fund	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	91.00%
RODM RODM Hartford Multifactor Developed Markets (ex-US) ETF	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	44.94%
ARCC ARCC Ares Capital	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	120.52%
TCEHY TCEHY Tencent Holdings	Sale (Partial) $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	39.39%
KWEB KWEB KraneShares Trust KraneShares CSI China Internet ETF	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	-17.99%
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Sale (Partial) $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	-0.65%
FITB FITB Fifth Third Bancorp	Sale $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	169.96%
IWN IWN iShares Russell 2000 Value ETF	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on Apr 02, 2020	---	98.07%
CVS CVS CVS Health	Purchase $1,001 - $15,000	Mar 27, 2020 Reported on Mar 27, 2020	---	12.08%
DIS DIS Walt Disney	Purchase $1,001 - $15,000	Mar 27, 2020 Reported on Mar 27, 2020	---	2.32%
PYPL PYPL PayPal Holdings	Purchase $1,001 - $15,000	Mar 27, 2020 Reported on Mar 27, 2020	---	-26.24%
SWKS SWKS Skyworks Solutions	Purchase $1,001 - $15,000	Mar 27, 2020 Reported on Mar 27, 2020	---	-20.31%
VZ VZ Verizon Communications	Purchase $1,001 - $15,000	Mar 24, 2020 Reported on Mar 24, 2020	---	-12.84%
- AQR Long-Short Equity	Sale $1,001 - $15,000	Mar 24, 2020 Reported on Mar 24, 2020	---	----
WFC WFC Wells Fargo	Sale $1,001 - $15,000	Mar 24, 2020 Reported on Mar 24, 2020	---	144.99%
ABBV ABBV AbbVie	Purchase $1,001 - $15,000	Mar 24, 2020 Reported on Mar 24, 2020	---	213.78%
CSCO CSCO Cisco Systems	Purchase $1,001 - $15,000	Mar 24, 2020 Reported on Mar 24, 2020	---	56.74%
MPC MPC Marathon Petroleum	Sale $1,001 - $15,000	Mar 24, 2020 Reported on Mar 24, 2020	---	706.57%
JPM JPM JPMorgan Chase	Purchase $1,001 - $15,000	Mar 24, 2020 Reported on Mar 24, 2020	---	162.85%
VOD VOD Vodafone Group	Sale $1,001 - $15,000	Mar 24, 2020 Reported on Mar 24, 2020	---	-26.65%
SPY SPY SPDR S&P 500	Purchase $1,001 - $15,000	Mar 23, 2020 Reported on Mar 23, 2020	---	152.44%
CEF CEF Sprott Physical Gold	Purchase $1,001 - $15,000	Mar 23, 2020 Reported on Mar 23, 2020	---	101.16%
BSTZ BSTZ BlackRock Science	Sale $1,001 - $15,000	Feb 22, 2020 Reported on Feb 22, 2020	---	----
HQL HQL Tekla Life Sciences	Purchase $1,001 - $15,000	Feb 22, 2020 Reported on Feb 22, 2020	---	----
BSTZ BSTZ BlackRock Science	Sale $1,001 - $15,000	Feb 22, 2020 Reported on Feb 22, 2020	---	----
HQL HQL Tekla Life Sciences	Purchase $1,001 - $15,000	Feb 22, 2020 Reported on Feb 22, 2020	---	----
- HSBC Contingent Autocall BMY	Purchase $15,001 - $50,000	Feb 21, 2020 Reported on Feb 21, 2020	---	----
- HSBC Contingent Autocall BMY	Purchase $15,001 - $50,000	Feb 21, 2020 Reported on Feb 21, 2020	---	----
- BCS Contingent Autocall BMY	Sale $15,001 - $50,000	Feb 13, 2020 Reported on Feb 13, 2020	---	----
- BCS Contingent Autocall BMY	Sale $15,001 - $50,000	Feb 13, 2020 Reported on Feb 13, 2020	---	----
- BCS Contingent Autocall CSCO	Purchase $15,001 - $50,000	Jan 24, 2020 Reported on Jan 24, 2020	---	----
- CS Contingent Autocall MSFT	Sale $15,001 - $50,000	Jan 02, 2020 Reported on Jan 02, 2020	---	----
- CS Contingent Autocall MSFT	Sale $15,001 - $50,000	Jan 02, 2020 Reported on Jan 02, 2020	---	----
- UBS Contingent Autocall Bank of America	Purchase $15,001 - $50,000	Dec 27, 2019 Reported on Dec 27, 2019	---	----
- UBS Contingent Autocall Bank of America	Purchase $15,001 - $50,000	Dec 27, 2019 Reported on Dec 27, 2019	---	----
UA UA Under Armour	Sale $1,001 - $15,000	Dec 17, 2019 Reported on Dec 17, 2019	---	-66.72%
BP BP BP	Sale $1,001 - $15,000	Dec 17, 2019 Reported on Dec 17, 2019	---	-11.17%
UAA UAA Under Armour	Sale $1,001 - $15,000	Dec 17, 2019 Reported on Dec 17, 2019	---	-67.41%
- Invesco Pacific Growth A	Purchase $1,001 - $15,000	Dec 16, 2019 Reported on Dec 16, 2019	---	----
- MS Contingent Autocall Intel	Purchase $15,001 - $50,000	Dec 06, 2019 Reported on Dec 06, 2019	---	----
- MS Contingent Autocall Intel	Purchase $15,001 - $50,000	Dec 06, 2019 Reported on Dec 06, 2019	---	----
- LOR Lazard World Dividend and Income Fund	$1,001 - $15,000	Dec 05, 2019 Reported on Dec 05, 2019	---	----
- BCS Contingent Autocall BMY	Purchase $15,001 - $50,000	Nov 08, 2019 Reported on Nov 08, 2019	---	----
- BCS Contingent Autocall BMY	Purchase $15,001 - $50,000	Nov 08, 2019 Reported on Nov 08, 2019	---	----
- CS Contingent Autocall GE	Sale $15,001 - $50,000	Nov 07, 2019 Reported on Nov 07, 2019	---	----
- CS Contingent Autocall GE	Sale $15,001 - $50,000	Nov 07, 2019 Reported on Nov 07, 2019	---	----
MCD MCD McDonald's	Purchase $1,001 - $15,000	Nov 04, 2019 Reported on Nov 04, 2019	---	58.93%
DRI DRI Darden Restaurants	Purchase $1,001 - $15,000	Nov 04, 2019 Reported on Nov 04, 2019	---	67.63%
MO MO Altria Group	Sale $1,001 - $15,000	Nov 04, 2019 Reported on Nov 04, 2019	---	29.19%
TSM TSM Taiwan Semiconductor	Purchase $1,001 - $15,000	Nov 04, 2019 Reported on Nov 04, 2019	---	225.46%
- CS Contingent Autocall on MSFT	Purchase $15,001 - $50,000	Sep 27, 2019 Reported on Sep 27, 2019	---	----
- CS Contingent Autocall on MSFT	Purchase $15,001 - $50,000	Sep 27, 2019 Reported on Sep 27, 2019	---	----
- JPM Contingent Autocall on NVDA	Sale $15,001 - $50,000	Sep 19, 2019 Reported on Sep 19, 2019	---	----
- JPM Contingent Autocall on NVDA	Sale $15,001 - $50,000	Sep 19, 2019 Reported on Sep 19, 2019	---	----
- JP Morgan Chase Step-up	Purchase $1,001 - $15,000	Sep 19, 2019 Reported on Sep 19, 2019	---	----
- JP Morgan Chase Step-up	Purchase $1,001 - $15,000	Sep 19, 2019 Reported on Sep 19, 2019	---	----
- CS Contingent Autocall GE	Purchase $15,001 - $50,000	Aug 02, 2019 Reported on Aug 02, 2019	---	----
- CS Contingent Autocall GE	Purchase $15,001 - $50,000	Aug 02, 2019 Reported on Aug 02, 2019	---	----
- Toronto Dominion Bank	Sale $1,001 - $15,000	Jul 31, 2019 Reported on Jul 31, 2019	---	----
- Toronto Dominion Bank	Sale $1,001 - $15,000	Jul 31, 2019 Reported on Jul 31, 2019	---	----
CEF CEF Sprott Physical Gold	Purchase $1,001 - $15,000	Jul 18, 2019 Reported on Jul 18, 2019	---	100.87%
ABB ABB ABB	Sale $1,001 - $15,000	Jul 18, 2019 Reported on Jul 18, 2019	---	----
SMG SMG Scotts Miracle Gro	Sale $1,001 - $15,000	Jul 16, 2019 Reported on Jul 16, 2019	---	-41.55%
CAG CAG Conagra Brands	Purchase $1,001 - $15,000	Jul 16, 2019 Reported on Jul 16, 2019	---	-8.85%
- Vulcan Materials	Purchase $15,001 - $50,000	Jul 10, 2019 Reported on Jul 10, 2019	---	----
- Barclays Step-up	Sale $1,001 - $15,000	Jul 01, 2019 Reported on Jul 01, 2019	---	----
BSTZ BSTZ BlackRock Science	Purchase $1,001 - $15,000	Jun 26, 2019 Reported on Jun 26, 2019	---	-7.04%
BSTZ BSTZ BlackRock Science	Purchase $1,001 - $15,000	Jun 26, 2019 Reported on Jun 26, 2019	---	-7.04%
- Bank of America	Sale $15,001 - $50,000	Jun 21, 2019 Reported on Jun 21, 2019	---	----
- Bank of America	Sale $15,001 - $50,000	Jun 21, 2019 Reported on Jun 21, 2019	---	----
- JPM Contingent Autocall on NVDA	Purchase $15,001 - $50,000	Jun 14, 2019 Reported on Jun 14, 2019	---	----
- JPM Contingent Autocall on NVDA	Purchase $15,001 - $50,000	Jun 14, 2019 Reported on Jun 14, 2019	---	----
VGR VGR Vector Group	Sale $1,001 - $15,000	May 02, 2019 Reported on May 02, 2019	---	----
- UBS Contingent Autocall on SLB 90281C708	Purchase $15,001 - $50,000	Apr 18, 2019 Reported on Apr 18, 2019	---	----
- UBS Contingent Autocall on SLB 90281C708	Purchase $15,001 - $50,000	Apr 18, 2019 Reported on Apr 18, 2019	---	----
QCOM QCOM Qualcomm	Sale (Partial) $1,001 - $15,000	Apr 17, 2019 Reported on Apr 17, 2019	---	98.00%
SWKS SWKS Skyworks Solutions	Purchase $1,001 - $15,000	Apr 17, 2019 Reported on Apr 17, 2019	---	-23.89%
- MS Contingent Autocall on Boeing	Purchase $15,001 - $50,000	Mar 29, 2019 Reported on Mar 29, 2019	---	----
- MS Contingent Autocall on Boeing	Purchase $15,001 - $50,000	Mar 29, 2019 Reported on Mar 29, 2019	---	----
- RBC Contingent Autocall on Nvidia	Sale $15,001 - $50,000	Mar 28, 2019 Reported on Mar 28, 2019	---	----
- RBC Contingent Autocall on Nvidia	Sale $15,001 - $50,000	Mar 28, 2019 Reported on Mar 28, 2019	---	----
WW WW WW International	Purchase $1,001 - $15,000	Feb 27, 2019 Reported on Feb 27, 2019	---	-97.38%
- Ishares Ibonds Dec 20 Trm	Sale $1,001 - $15,000	Feb 25, 2019 Reported on Feb 25, 2019	---	----
- Ishares Ibonds Dec 19 Trm	Sale $1,001 - $15,000	Feb 25, 2019 Reported on Feb 25, 2019	---	----
- Goldman Sachs Access Treasury 0-1	Purchase $15,001 - $50,000	Feb 25, 2019 Reported on Feb 25, 2019	---	----
- Citizens Financial	Purchase $1,001 - $15,000	Feb 25, 2019 Reported on Feb 25, 2019	---	----
- Ishares Ibonds Dec 19 Trm	Sale $1,001 - $15,000	Feb 20, 2019 Reported on Feb 20, 2019	---	----
- Wisdom Tree US Small Cap Dividend Growth	Sale $1,001 - $15,000	Feb 20, 2019 Reported on Feb 20, 2019	---	----
- Goldman Sachs Access Treasury 0-1	Purchase $1,001 - $15,000	Feb 20, 2019 Reported on Feb 20, 2019	---	----
- Ishares S&P GSCI Commodity Index Tr	Sale $1,001 - $15,000	Feb 20, 2019 Reported on Feb 20, 2019	---	----
- MS Fixed to Floating Rate Note	Sale $15,001 - $50,000	Feb 15, 2019 Reported on Feb 15, 2019	---	----
- RBC Contingent Autocall on Nvidia	Purchase $15,001 - $50,000	Jan 25, 2019 Reported on Jan 25, 2019	---	----
- RBC Contingent Autocall on Nvidia	Purchase $15,001 - $50,000	Jan 25, 2019 Reported on Jan 25, 2019	---	----
- Bank of America	Purchase $15,001 - $50,000	Dec 19, 2018 Reported on Dec 19, 2018	---	----
- Bank of America	Purchase $15,001 - $50,000	Dec 19, 2018 Reported on Dec 19, 2018	---	----
- Invesco Pacific Growth A	Purchase $1,001 - $15,000	Dec 17, 2018 Reported on Dec 17, 2018	---	----
- Goldman Sachs	Sale $15,001 - $50,000	Dec 17, 2018 Reported on Dec 17, 2018	---	----
- Nuveen JFR Term Preferred Step-up	Sale $1,001 - $15,000	Nov 21, 2018 Reported on Nov 21, 2018	---	----
- Nuveen JFR Term Preferred Step-up	Sale $1,001 - $15,000	Nov 21, 2018 Reported on Nov 21, 2018	---	----
- SPDR Eurostoxx 50 ETF	Sale $1,001 - $15,000	Oct 29, 2018 Reported on Oct 29, 2018	---	----
- Ishares Ibonds Dec 18 TRM	Sale $1,001 - $15,000	Oct 29, 2018 Reported on Oct 29, 2018	---	----
- Hartford Multifactor Developed Markets ETF	Purchase $1,001 - $15,000	Oct 29, 2018 Reported on Oct 29, 2018	---	----
- AQR Long-Short Equity	Purchase $1,001 - $15,000	Oct 29, 2018 Reported on Oct 29, 2018	---	----
- FT EM SC Alphadex	Purchase $1,001 - $15,000	Oct 29, 2018 Reported on Oct 29, 2018	---	----
- Ishares Ibonds Dec 20 TRM	Purchase $1,001 - $15,000	Oct 29, 2018 Reported on Oct 29, 2018	---	----
- Catalyst Millburn Hgd Strategies	Purchase $1,001 - $15,000	Oct 29, 2018 Reported on Oct 29, 2018	---	----
- Ishares MSCI Emerging Markets ETF	Purchase $1,001 - $15,000	Oct 29, 2018 Reported on Oct 29, 2018	---	----
- Ishares China Large Cap ETF	Purchase $1,001 - $15,000	Oct 29, 2018 Reported on Oct 29, 2018	---	----
- Toronto Dominion Bank Step-Up Note	Purchase $1,001 - $15,000	Oct 26, 2018 Reported on Oct 26, 2018	---	----
- Toronto Dominion Bank Step-Up Note	Purchase $1,001 - $15,000	Oct 26, 2018 Reported on Oct 26, 2018	---	----
- Ishares Core S&P 500 ETF	Sale (Partial) $1,001 - $15,000	Oct 09, 2018 Reported on Oct 09, 2018	---	----
- Lord Abbbett Ultra Short Bd Fund	Purchase $1,001 - $15,000	Oct 09, 2018 Reported on Oct 09, 2018	---	----
- Ishares China Large Cap ETF	Sale (Partial) $1,001 - $15,000	Oct 09, 2018 Reported on Oct 09, 2018	---	----
- Ishares Ibonds Dec 19 Trm ETF	Purchase $1,001 - $15,000	Oct 09, 2018 Reported on Oct 09, 2018	---	----
- Fidelity Advisor Intl Capital Appreciation	Purchase $1,001 - $15,000	Oct 09, 2018 Reported on Oct 09, 2018	---	----
- Ishares Ibonds Dec 18 Trm ETF	Sale $1,001 - $15,000	Oct 09, 2018 Reported on Oct 09, 2018	---	----
- FT Nasdaq Cybersecurity ETF	Purchase $1,001 - $15,000	Oct 09, 2018 Reported on Oct 09, 2018	---	----
- Ishares MSCI India Small Cap	Sale $1,001 - $15,000	Oct 09, 2018 Reported on Oct 09, 2018	---	----
- Alps ETF Trust Alps Medical	Purchase $1,001 - $15,000	Oct 09, 2018 Reported on Oct 09, 2018	---	----
- SPDR S&P Aerospace & Defense ETF	Purchase $1,001 - $15,000	Oct 09, 2018 Reported on Oct 09, 2018	---	----
- Victoryshares US 500 Volatility	Purchase $1,001 - $15,000	Oct 09, 2018 Reported on Oct 09, 2018	---	----
- Global X Fintech ETF	Purchase $1,001 - $15,000	Oct 09, 2018 Reported on Oct 09, 2018	---	----
- Ishares US Regional Bank ETF	Purchase $1,001 - $15,000	Oct 09, 2018 Reported on Oct 09, 2018	---	----
- Kraneshares Bosera MSCI China A	Sale (Partial) $1,001 - $15,000	Oct 09, 2018 Reported on Oct 09, 2018	---	----
- SPDR Eurostoxx 50 ETF	Sale (Partial) $1,001 - $15,000	Oct 09, 2018 Reported on Oct 09, 2018	---	----
- HSBC Contingent Autocall on the Blackstone Group	Sale $15,001 - $50,000	Aug 03, 2018 Reported on Aug 03, 2018	---	----
- Aberdeen Ultra Short Muni Income Inst	Sale $1,001 - $15,000	May 18, 2018 Reported on May 18, 2018	Aberdeen Ultra Short Muni Income Inst took over Alpine Ultra-Short Muni Income I. Name change 5/8/18	----
- Lord Abbett Ultra Short Bond Fd	Purchase $1,001 - $15,000	May 17, 2018 Reported on May 17, 2018	---	----
- Arrow Managed Futures Strategies A	Sale $1,001 - $15,000	May 11, 2018 Reported on May 11, 2018	---	----
- Catalyst Millburn Hedged Strategies I	Purchase $1,001 - $15,000	May 11, 2018 Reported on May 11, 2018	---	----
- Catalyst Millburn Hedged Strategies I	Purchase $1,001 - $15,000	May 11, 2018 Reported on May 11, 2018	---	----
- Arrow Managed Futures Strategies A	Sale $1,001 - $15,000	May 11, 2018 Reported on May 11, 2018	---	----
- Ishares Ibonds Dec 2019 Trm Corp	Purchase $1,001 - $15,000	May 01, 2018 Reported on May 01, 2018	---	----
- Ishares Ibonds Dec 2019 Trm Corp	Purchase $1,001 - $15,000	May 01, 2018 Reported on May 01, 2018	---	----
- SPDR S&P Aerospace & Def ETF	Sale (Partial) $1,001 - $15,000	May 01, 2018 Reported on May 01, 2018	---	----
- ETFMG Prime Mobile Payments ETF	Sale $1,001 - $15,000	May 01, 2018 Reported on May 01, 2018	---	----
- Ishares Ibonds Dec 2018 Trm Corp	Sale $1,001 - $15,000	May 01, 2018 Reported on May 01, 2018	---	----
- Alpine Ultra-Short Muni Income I	Sale (Partial) $1,001 - $15,000	May 01, 2018 Reported on May 01, 2018	Aberdeen Ultra Short Muni Income Inst took over Alpine Ultra-Short Muni Income I. Name change 5/8/18	----
- Kraneshares Bosera MSCI China A	Purchase $1,001 - $15,000	May 01, 2018 Reported on May 01, 2018	---	----
- International Lease Finance	Sale $1,001 - $15,000	Apr 16, 2018 Reported on Apr 16, 2018	---	----
- Dominion Energy	Purchase $1,001 - $15,000	Apr 13, 2018 Reported on Apr 13, 2018	---	----
- Global X Lithium & Battery	Sale $1,001 - $15,000	Feb 26, 2018 Reported on Feb 26, 2018	---	----
- Global X Lithium & Battery	Sale $1,001 - $15,000	Feb 26, 2018 Reported on Feb 26, 2018	---	----
- Owens & Minor	Purchase $15,001 - $50,000	Jan 17, 2018 Reported on Jan 17, 2018	---	----
- Icahn Enterprises	Sale $15,001 - $50,000	Jan 16, 2018 Reported on Jan 16, 2018	---	----
- ETFMG Prime Mobile Payments	Purchase $1,001 - $15,000	Jan 12, 2018 Reported on Jan 12, 2018	---	----
- Pacer Trendpilot 100	Purchase $1,001 - $15,000	Jan 12, 2018 Reported on Jan 12, 2018	---	----
- Pacer Trendpilot 750	Sale (Partial) $1,001 - $15,000	Jan 12, 2018 Reported on Jan 12, 2018	---	----
- Arrow Managed Futures	Sale (Partial) $1,001 - $15,000	Jan 12, 2018 Reported on Jan 12, 2018	---	----
- Wisdom Tree Intl Sm Cap Div	Purchase $1,001 - $15,000	Jan 12, 2018 Reported on Jan 12, 2018	---	----
- Ishares Ibonds Dec 2018 term	Purchase $1,001 - $15,000	Jan 12, 2018 Reported on Jan 12, 2018	---	----
- FT EM SC Alphadex	Purchase $1,001 - $15,000	Jan 12, 2018 Reported on Jan 12, 2018	---	----
- Ishares S&P GS Commodity Index	Purchase $1,001 - $15,000	Jan 12, 2018 Reported on Jan 12, 2018	---	----
- Hartford Multifactor Developed Mkt	Purchase $1,001 - $15,000	Jan 12, 2018 Reported on Jan 12, 2018	---	----
- Ishares S&P Smll-Cap 600 Value	Purchase $1,001 - $15,000	Jan 12, 2018 Reported on Jan 12, 2018	---	----
- Alpine Ultra Short Muni Income	Sale (Partial) $1,001 - $15,000	Jan 12, 2018 Reported on Jan 12, 2018	---	----
- Ishares China Large Cap	Purchase $1,001 - $15,000	Jan 12, 2018 Reported on Jan 12, 2018	---	----
- Pacer Trendpilot 450	Sale (Partial) $1,001 - $15,000	Jan 12, 2018 Reported on Jan 12, 2018	---	----
- Ishares MSCI India Sm Cap	Purchase $1,001 - $15,000	Jan 12, 2018 Reported on Jan 12, 2018	---	----
- Global X Robotics & Artificial Intelligence	Purchase $1,001 - $15,000	Jan 12, 2018 Reported on Jan 12, 2018	---	----
- Global X Lithium & Battery	Purchase $1,001 - $15,000	Jan 12, 2018 Reported on Jan 12, 2018	---	----
- Global X Lithium & Battery	Purchase $1,001 - $15,000	Jan 12, 2018 Reported on Jan 12, 2018	---	----
- Ishares MSCI EAFE	Sale $1,001 - $15,000	Jan 12, 2018 Reported on Jan 12, 2018	---	----
- Ishares Ibonds Dec 20 Trm	Sale $1,001 - $15,000	Jan 12, 2018 Reported on Jan 12, 2018	---	----
- Ishares Core S&P Small Cap ETF	Sale (Partial) $1,001 - $15,000	Jan 12, 2018 Reported on Jan 12, 2018	---	----
- Owens & Minor	Purchase $15,001 - $50,000	Dec 06, 2017 Reported on Dec 06, 2017	---	----
- Prudential Jennison Global Opportunity A	Purchase $1,001 - $15,000	Nov 27, 2017 Reported on Nov 27, 2017	---	----
- Fidelity Advisor International Small Cap A	Purchase $1,001 - $15,000	Nov 27, 2017 Reported on Nov 27, 2017	---	----
- UBS Contingent Autocall Marathon Petroleum	Sale $15,001 - $50,000	Nov 17, 2017 Reported on Nov 17, 2017	---	----
- Fidelity Advisor International Capital Appreciation I Fund	Sale (Partial) $1,001 - $15,000	Oct 30, 2017 Reported on Oct 30, 2017	---	----
- Oakmark International I Fund	Purchase $1,001 - $15,000	Oct 30, 2017 Reported on Oct 30, 2017	---	----
- AQR Long-Short Equity Fund	Purchase $1,001 - $15,000	Oct 25, 2017 Reported on Oct 25, 2017	---	----
- SPDR S&P Aerospace and Defense ETF	Purchase $1,001 - $15,000	Oct 05, 2017 Reported on Oct 05, 2017	---	----
- Powershares Aerospace and Defense ETF	Sale $1,001 - $15,000	Oct 05, 2017 Reported on Oct 05, 2017	---	----
- SPDR S&P Aerospace and Defense ETF	Purchase $1,001 - $15,000	Oct 05, 2017 Reported on Oct 05, 2017	---	----
- Powershares Aerospace and Defense ETF	Sale $1,001 - $15,000	Oct 05, 2017 Reported on Oct 05, 2017	---	----
- MS Contingent Autocall on MPC	Sale $1,001 - $15,000	Oct 02, 2017 Reported on Oct 02, 2017	---	----
- AQR Long-Short Equity Fund	Purchase $1,001 - $15,000	Oct 02, 2017 Reported on Oct 02, 2017	---	----
- Central Fund of Canada	Sale (Partial) $1,001 - $15,000	Sep 29, 2017 Reported on Sep 29, 2017	---	----
- Ishares Ibonds Dec 18 Trm Corp	Purchase $1,001 - $15,000	Sep 29, 2017 Reported on Sep 29, 2017	---	----
- Ishares Ibonds Dec 20 Trm Corp	Purchase $1,001 - $15,000	Sep 29, 2017 Reported on Sep 29, 2017	---	----
- Pacer Trendpilot 750 ETF	Purchase $1,001 - $15,000	Sep 29, 2017 Reported on Sep 29, 2017	---	----
- SPDR Gold Tr Gold Shs	Purchase $1,001 - $15,000	Sep 29, 2017 Reported on Sep 29, 2017	---	----
- Pacer Trendpilot 450 ETF	Purchase $1,001 - $15,000	Sep 29, 2017 Reported on Sep 29, 2017	---	----
- FS Investment Corp	Sale $1,001 - $15,000	Sep 29, 2017 Reported on Sep 29, 2017	---	----
- Government Properties Inc	Purchase $15,001 - $50,000	Sep 20, 2017 Reported on Sep 20, 2017	---	----
- Compass Bank	Sale $15,001 - $50,000	Sep 20, 2017 Reported on Sep 20, 2017	---	----
- HSBC Contingent Autocall on Anadarko Petroleum	Sale $1,001 - $15,000	Sep 05, 2017 Reported on Sep 05, 2017	---	----
RHI RHI Robert Half International	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Aug 31, 2017	---	17.17%
- Ishares MSCI Emerging Mkts ETF	Sale (Partial) $1,001 - $15,000	Aug 31, 2017 Reported on Aug 31, 2017	---	----
PBA PBA Pembina Pipeline	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Aug 31, 2017	---	20.88%
- Ishares MSCI EAFE ETF	Sale (Partial) $1,001 - $15,000	Aug 31, 2017 Reported on Aug 31, 2017	---	----
TMO TMO Thermo Fisher Scientific	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Aug 31, 2017	---	178.96%
NPK NPK National Presto Indus	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Aug 31, 2017	---	-10.63%
DHR DHR Danaher	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Aug 31, 2017	---	185.00%
HRL HRL Hormel Foods	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Aug 31, 2017	---	-3.90%
- Ishares S&P 500 Growth ETF	Sale $1,001 - $15,000	Aug 31, 2017 Reported on Aug 31, 2017	---	----
- Ishares Ibonds Dec 18 Trm Corp	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Aug 31, 2017	---	----
- SPDR Gold Tr Gold Shares	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Aug 31, 2017	---	----
- Powershares Aerospace and Defense ETF	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Aug 31, 2017	---	----
- Ishares China Large-Cap ETF	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Aug 31, 2017	---	----
- Arrow Managed Futures Strat A	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Aug 31, 2017	---	----
- Ishares Ibonds Dec 20 Trm Corp	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Aug 31, 2017	---	----
- Ishares Russell 1000 Value ETF	Sale (Partial) $1,001 - $15,000	Aug 31, 2017 Reported on Aug 31, 2017	---	----
- Ishares Russell 2000 Value ETF	Sale (Partial) $1,001 - $15,000	Aug 31, 2017 Reported on Aug 31, 2017	---	----
- Ishares S&P Mid-Cap 400 Growth ETF	Sale $15,001 - $50,000	Aug 31, 2017 Reported on Aug 31, 2017	---	----
- Pacer Trendpilot 750 ETF	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Aug 31, 2017	---	----
ARCC ARCC Ares Capital	Sale (Partial) $1,001 - $15,000	Aug 31, 2017 Reported on Aug 31, 2017	---	32.50%
RMD RMD ResMed	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Aug 31, 2017	---	188.94%
QCOM QCOM Qualcomm	Sale (Partial) $1,001 - $15,000	Aug 31, 2017 Reported on Aug 31, 2017	---	199.56%
PTMC PTMC Pacer Funds Trust - Pacer Trendpilot 450 ETF	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Aug 31, 2017	---	20.40%
GLW GLW Corning	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Aug 31, 2017	---	62.55%
GLAD GLAD Gladstone Capital	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Aug 31, 2017	---	47.97%
NWL NWL Newell Brands	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Aug 31, 2017	---	-86.43%
- Fidelity Advisor Emerging Markets Class I	Sale (Partial) $1,001 - $15,000	Aug 04, 2017 Reported on Aug 04, 2017	---	----
- Ishares China Large Cap ETF	Purchase $1,001 - $15,000	Aug 04, 2017 Reported on Aug 04, 2017	---	----
- Ishares SP Smallcap 600 Index	Purchase $1,001 - $15,000	Aug 04, 2017 Reported on Aug 04, 2017	---	----
- Powershares ETF TR Dyna Buyback	Sale $1,001 - $15,000	Aug 04, 2017 Reported on Aug 04, 2017	---	----
- Kraneshares CSI China Internet ETF	Purchase $1,001 - $15,000	Aug 04, 2017 Reported on Aug 04, 2017	---	----
- SPDR Euro Stoxx 50 ETF	Purchase $1,001 - $15,000	Aug 04, 2017 Reported on Aug 04, 2017	---	----
- Wisdom Tree Us Small Cap QA Dividend Growth Fd	Purchase $1,001 - $15,000	Aug 04, 2017 Reported on Aug 04, 2017	---	----
- SPDR Gold Tr Gold Shs	Purchase $1,001 - $15,000	Aug 04, 2017 Reported on Aug 04, 2017	---	----
- Vaneck Vectors Junior Gold Minors	Purchase $1,001 - $15,000	Aug 04, 2017 Reported on Aug 04, 2017	---	----
- S&P 500 Index Fund	Sale (Partial) $1,001 - $15,000	Aug 04, 2017 Reported on Aug 04, 2017	---	----
- Fidelity Advisor International Capital Appreciation Class I	Sale (Partial) $1,001 - $15,000	Aug 04, 2017 Reported on Aug 04, 2017	---	----
- Alpine Ultra Short Municipal Inc Fund	Purchase $1,001 - $15,000	Aug 04, 2017 Reported on Aug 04, 2017	---	----
- UBS Contingent Autocall on Met Life	Sale $1,001 - $15,000	Jun 30, 2017 Reported on Jun 30, 2017	---	----
QCOM QCOM Qualcomm	Purchase $1,001 - $15,000	Jun 28, 2017 Reported on Jun 28, 2017	---	178.81%
- Barclays Step-up Callable Note	Purchase $1,001 - $15,000	Jun 27, 2017 Reported on Jun 27, 2017	---	----
- KBA - KraneShares Bosera MSCI China A ETF	Purchase $1,001 - $15,000	Jun 20, 2017 Reported on Jun 20, 2017	---	----
- Barclays Contingent Autocall on Apple	Sale $1,001 - $15,000	Apr 13, 2017 Reported on Apr 13, 2017	---	----
- Vanguard Consumer DSC ETF	Sale $1,001 - $15,000	Mar 27, 2017 Reported on Mar 27, 2017	---	----
TSN TSN Tyson Foods	Sale $1,001 - $15,000	Mar 21, 2017 Reported on Mar 21, 2017	---	-3.82%
- JPM Contingent Autocall on Apple	Sale $1,001 - $15,000	Mar 16, 2017 Reported on Mar 16, 2017	---	----
- Enbridge Inc	$15,001 - $50,000	Feb 28, 2017 Reported on Feb 28, 2017	Spectra Energy Corp exchanged for Enbridge Inc	----
- SE - Spectra Energy Corp	$15,001 - $50,000	Feb 28, 2017 Reported on Feb 28, 2017	Spectra Energy Corp exchanged for Enbridge Inc	----
- Nuveen JFR Term Preferred Step-up Callable Notes	Purchase $1,001 - $15,000	Nov 21, 2016 Reported on Nov 21, 2016	---	----
- Nuveen JFR Term Preferred Step-up Callable Notes	Purchase $1,001 - $15,000	Nov 21, 2016 Reported on Nov 21, 2016	---	----
- JPM Contingent Autocall on Halliburton	Sale $1,001 - $15,000	Nov 18, 2016 Reported on Nov 18, 2016	---	----
SCCO SCCO Southern Copper	Sale $1,001 - $15,000	Nov 14, 2016 Reported on Nov 14, 2016	---	194.91%
- SPDR Gold TR Gold Shs ETF	Purchase $1,001 - $15,000	Nov 11, 2016 Reported on Nov 11, 2016	---	----
- Western Asset/Claymore Inflation ETF	Purchase $1,001 - $15,000	Nov 11, 2016 Reported on Nov 11, 2016	---	----
- Powershares Aero & Defense ETF	Purchase $1,001 - $15,000	Nov 11, 2016 Reported on Nov 11, 2016	---	----
- S&P 500 Index Fund ETF	Purchase $15,001 - $50,000	Nov 11, 2016 Reported on Nov 11, 2016	---	----
- Wisdomtree US Cap Div Growth ETF	Purchase $1,001 - $15,000	Nov 11, 2016 Reported on Nov 11, 2016	---	----
- Ishares Ibond Dec 18 Trm Corp ETF	Purchase $1,001 - $15,000	Nov 11, 2016 Reported on Nov 11, 2016	---	----
- Vaneck Vector Junior Gold Miners ETF	Purchase $1,001 - $15,000	Nov 11, 2016 Reported on Nov 11, 2016	---	----
- First Trust EM SC Alphadex ETF	Purchase $1,001 - $15,000	Nov 11, 2016 Reported on Nov 11, 2016	---	----
- Vanguard S&P Mid-cap 400 ETF	Purchase $1,001 - $15,000	Nov 11, 2016 Reported on Nov 11, 2016	---	----
- Powershares ETF TR Dyna Buyback	Purchase $1,001 - $15,000	Nov 11, 2016 Reported on Nov 11, 2016	---	----
- First Trust DJ Internet Index ETF	Purchase $1,001 - $15,000	Nov 11, 2016 Reported on Nov 11, 2016	---	----
- Lazard World Div & Inc Fd ETF	Purchase $1,001 - $15,000	Nov 11, 2016 Reported on Nov 11, 2016	---	----
- Ishares SP Smallcap 600 Index ETF	Purchase $1,001 - $15,000	Nov 11, 2016 Reported on Nov 11, 2016	---	----
- ALPS ETF Trust-ALPS Medical	Purchase $1,001 - $15,000	Nov 11, 2016 Reported on Nov 11, 2016	---	----
MDT MDT Medtronic	Sale $1,001 - $15,000	Sep 26, 2016 Reported on Sep 26, 2016	---	8.06%
- JPM Contingent Autocall on Amgen	Sale $1,001 - $15,000	Sep 09, 2016 Reported on Sep 09, 2016	---	----
- Williams Partners LP	Purchase $15,001 - $50,000	Aug 19, 2016 Reported on Aug 19, 2016	---	----
- Prospect Capital	Sale $1,001 - $15,000	Aug 16, 2016 Reported on Aug 16, 2016	---	----
- Compass Bank	Purchase $15,001 - $50,000	Jul 06, 2016 Reported on Jul 06, 2016	---	----
- Xerox Corp	Sale $15,001 - $50,000	Jul 06, 2016 Reported on Jul 06, 2016	---	----
- Ishares MSCI Emerging Mkts ETF	Purchase $1,001 - $15,000	Jun 24, 2016 Reported on Jun 24, 2016	---	----
- SPDR S&P 500 ETF	Purchase $1,001 - $15,000	Jun 24, 2016 Reported on Jun 24, 2016	---	----
- SPDR S&P 500 ETF	Purchase $1,001 - $15,000	Jun 24, 2016 Reported on Jun 24, 2016	---	----
AEE AEE Ameren	Sale $1,001 - $15,000	Jun 24, 2016 Reported on Jun 24, 2016	---	91.39%
- Ishares MSCI EAFE ETF	Purchase $1,001 - $15,000	Jun 24, 2016 Reported on Jun 24, 2016	---	----
- SPDR Euro Stoxx 50 ETF	Purchase $1,001 - $15,000	Jun 24, 2016 Reported on Jun 24, 2016	---	----
- First Trust DJ Internet IDX	Purchase $1,001 - $15,000	Jun 24, 2016 Reported on Jun 24, 2016	---	----
SE SE Sea	Purchase $1,001 - $15,000	Mar 31, 2016 Reported on Mar 31, 2016	---	316.44%
ADT ADT ADT	Sale $1,001 - $15,000	Feb 16, 2016 Reported on Feb 16, 2016	Report amended to reflect correct ticker symbol.	-81.13%
- HSBC Contingent Autocall on Anadarko Petroleum	Sale $1,001 - $15,000	Dec 14, 2015 Reported on Dec 14, 2015	---	----
- JPM Contingent Autocall on Amgen	Purchase $1,001 - $15,000	Dec 04, 2015 Reported on Dec 04, 2015	---	----
- HSBC Contingent Autocall on Bristol Myers Squibb	Sale $1,001 - $15,000	Dec 03, 2015 Reported on Dec 03, 2015	---	----
- Xerox Corp	Purchase $1,001 - $15,000	Nov 04, 2015 Reported on Nov 04, 2015	---	----
- Senior Housing Properties Tr	Sale $1,001 - $15,000	Nov 04, 2015 Reported on Nov 04, 2015	---	----
- HSBC Contingent Autocall on Briston Myers Squibb	Purchase $1,001 - $15,000	Aug 28, 2015 Reported on Aug 28, 2015	---	----
AEE AEE Ameren	Purchase $1,001 - $15,000	Aug 25, 2015 Reported on Aug 25, 2015	---	149.23%
- UBS Contingent Autocall Marathon Petroleum	Purchase $15,001 - $50,000	Aug 14, 2015 Reported on Aug 14, 2015	---	----
- JPM Contingent Autocall Prudential Financial	Sale $1,001 - $15,000	Aug 13, 2015 Reported on Aug 13, 2015	---	----
- JPM Contingent Autocall Mobileye N.V.	Sale $15,001 - $50,000	Aug 06, 2015 Reported on Aug 06, 2015	---	----
- HSBC Contingent Autocall on the Blackstone Group	Purchase $15,001 - $50,000	Jul 31, 2015 Reported on Jul 31, 2015	---	----
- HSBC Contingent Autocall on FCX Corp	Sale $1,001 - $15,000	Jul 30, 2015 Reported on Jul 30, 2015	---	----
NWN NWN Northwest Natural Hldg	Purchase $1,001 - $15,000	Jul 21, 2015 Reported on Jul 21, 2015	---	-2.65%
- MS Contingent Autocall on Apple Inc	Sale $1,001 - $15,000	Jul 10, 2015 Reported on Jul 10, 2015	---	----
- Barclays Contingent Autocall on Apple	Purchase $1,001 - $15,000	Jul 10, 2015 Reported on Jul 10, 2015	---	----
- Barclays Contingent Autocall on Vodaphone	Sale $15,001 - $50,000	Jul 09, 2015 Reported on Jul 09, 2015	---	----
- MS Contingent Autocall Marathon Petroleum	Purchase $1,001 - $15,000	Jun 26, 2015 Reported on Jun 26, 2015	---	----
- HSBC Contingent Autocall Transocean	Sale $1,001 - $15,000	Jun 25, 2015 Reported on Jun 25, 2015	---	----
- MS Contingent Autocall Marathon Petroleum	Sale $1,001 - $15,000	Jun 25, 2015 Reported on Jun 25, 2015	---	----
DD DD DuPont de Nemours	Purchase $1,001 - $15,000	Jun 12, 2015 Reported on Jun 12, 2015	---	-0.35%
- JPM Contingent Autocall on Apple	Purchase $1,001 - $15,000	Jun 12, 2015 Reported on Jun 12, 2015	---	----
- JJPM Contingent Autocall Halliburton	Purchase $1,001 - $15,000	May 15, 2015 Reported on May 15, 2015	---	----
AAPL AAPL Apple	Purchase $1,001 - $15,000	May 14, 2015 Reported on May 14, 2015	---	562.24%
- MS Contingent Autocall Halliburton	Sale $1,001 - $15,000	May 11, 2015 Reported on May 11, 2015	---	----
- Barclays Contingent Autocall on CBS	Sale $15,001 - $50,000	May 05, 2015 Reported on May 05, 2015	---	----
- Barclays Contingent Autocall on CBS	Sale $1,001 - $15,000	May 05, 2015 Reported on May 05, 2015	---	----
- JPM Contingent Autocall Mobileye N.V.	Purchase $15,001 - $50,000	May 01, 2015 Reported on May 01, 2015	---	----
AAPL AAPL Apple	Purchase $1,001 - $15,000	Apr 22, 2015 Reported on Apr 22, 2015	---	563.94%
- MS Contingent Autocall on Apple Inc	Purchase $1,001 - $15,000	Apr 02, 2015 Reported on Apr 02, 2015	---	----
- MS Contingent Autocall Apple Computer	Sale $1,001 - $15,000	Mar 31, 2015 Reported on Mar 31, 2015	---	----
- MS Contingent Autocall Marathon Petroleum	Purchase $1,001 - $15,000	Mar 20, 2015 Reported on Mar 20, 2015	---	----
- HSBC Contingent Autocall Valero Energy	Sale $1,001 - $15,000	Mar 18, 2015 Reported on Mar 18, 2015	---	----
DD DD DuPont de Nemours	Purchase $1,001 - $15,000	Mar 13, 2015 Reported on Mar 13, 2015	---	-0.35%
- UBS Contingent Autocall Terex	Sale $1,001 - $15,000	Mar 11, 2015 Reported on Mar 11, 2015	---	----
UA UA Under Armour	Purchase $1,001 - $15,000	Feb 20, 2015 Reported on Feb 20, 2015	---	-83.30%
HBI HBI Hanesbrands	Purchase $1,001 - $15,000	Feb 20, 2015 Reported on Feb 20, 2015	---	-80.73%
ABT ABT Abbott Laboratories	Purchase $1,001 - $15,000	Feb 12, 2015 Reported on Feb 12, 2015	---	180.21%
ABBV ABBV AbbVie	Purchase $1,001 - $15,000	Feb 12, 2015 Reported on Feb 12, 2015	---	271.20%
VLO VLO Valero Energy	Sale $1,001 - $15,000	Feb 12, 2015 Reported on Feb 12, 2015	---	128.36%
AAPL AAPL Apple	Purchase $1,001 - $15,000	Feb 12, 2015 Reported on Feb 12, 2015	---	575.28%
ITW ITW Illinois Tool Works	Sale $1,001 - $15,000	Feb 12, 2015 Reported on Feb 12, 2015	---	160.24%
- MS Contingent Autocall Halliburton	Purchase $1,001 - $15,000	Feb 06, 2015 Reported on Feb 06, 2015	---	----
- JPM Contingent Autocall Baker Hughes	Sale $1,001 - $15,000	Feb 05, 2015 Reported on Feb 05, 2015	---	----
- Barclays Contingent Autocall CBS	Purchase $1,001 - $15,000	Jan 30, 2015 Reported on Jan 30, 2015	---	----
- Barclays Contingent Autocall CBS	Purchase $15,001 - $50,000	Jan 30, 2015 Reported on Jan 30, 2015	---	----
- JPM Contingent Autocall Walgreens	Sale $15,001 - $50,000	Jan 29, 2015 Reported on Jan 29, 2015	---	----
- JPM Contingent Autocall Walgreen	Sale $1,001 - $15,000	Jan 29, 2015 Reported on Jan 29, 2015	---	----
TGT TGT Target	Sale $1,001 - $15,000	Jan 28, 2015 Reported on Jan 28, 2015	---	40.99%
HBI HBI Hanesbrands	Purchase $1,001 - $15,000	Jan 26, 2015 Reported on Jan 26, 2015	---	-79.30%
- JPM Contingent Autocall Apple Inc	Sale $1,001 - $15,000	Dec 31, 2014 Reported on Dec 31, 2014	---	----
- JPM Contingent Autocall STX Inc	Purchase $15,001 - $50,000	Dec 26, 2014 Reported on Dec 26, 2014	---	----
- JPM Contingent Autocall Apple Inc	Purchase $1,001 - $15,000	Dec 26, 2014 Reported on Dec 26, 2014	---	----
- JPM Contingent Autocall STX Inc	Sale $15,001 - $50,000	Dec 24, 2014 Reported on Dec 24, 2014	---	----
DD DD DuPont de Nemours	Purchase $1,001 - $15,000	Dec 15, 2014 Reported on Dec 15, 2014	---	-0.35%
- Seadrill Ltd	Sale $1,001 - $15,000	Nov 26, 2014 Reported on Nov 26, 2014	---	----
BTF BTF Boulder Total Return Fund, Inc.	Sale $15,001 - $50,000	Nov 26, 2014 Reported on Nov 26, 2014	---	----
PNQI PNQI PowerShares NASDAQ Internet	Purchase $1,001 - $15,000	Nov 11, 2014 Reported on Nov 11, 2014	---	229.74%
- Nike Inc B	Purchase $1,001 - $15,000	Nov 11, 2014 Reported on Nov 11, 2014	---	----
- Healthcare REIT	Sale $15,001 - $50,000	Nov 06, 2014 Reported on Nov 06, 2014	---	----
- Omega Healthcare Inv Inc	Purchase $1,001 - $15,000	Nov 06, 2014 Reported on Nov 06, 2014	---	----
- Medical Properties Trust	Purchase $1,001 - $15,000	Nov 06, 2014 Reported on Nov 06, 2014	---	----
- JPM Contingent Autocall Baker Hughes 9.75% due 10/31/2016	Purchase $1,001 - $15,000	Oct 31, 2014 Reported on Oct 31, 2014	---	----
- Block Financial 5.125% due 10/30/2014	Sale $15,001 - $50,000	Oct 30, 2014 Reported on Oct 30, 2014	---	----
- MS Contingent Autocall Lowes Companies 8.15% due 10/31/2016	Sale $1,001 - $15,000	Oct 30, 2014 Reported on Oct 30, 2014	---	----
- Icahn Enterprises 4.875% due 3/15/19	Purchase $15,001 - $50,000	Oct 29, 2014 Reported on Oct 29, 2014	---	----
- Powershares NASDAQ Internet	Purchase $1,001 - $15,000	Oct 14, 2014 Reported on Oct 14, 2014	---	----
- Nike Inc B	Purchase $1,001 - $15,000	Oct 14, 2014 Reported on Oct 14, 2014	---	----
- CFI Trigger Jump based on the price of gold due 9/29/14	Sale $1,001 - $15,000	Sep 29, 2014 Reported on Sep 29, 2014	---	----
- JPM Contingent Autocall Apple Inc 9.50% due 9/29/2017	Purchase $1,001 - $15,000	Sep 26, 2014 Reported on Sep 26, 2014	---	----
- JPM Contingent Autocall STX Inc 9.75% due 9/22/2017	Purchase $15,001 - $50,000	Sep 19, 2014 Reported on Sep 19, 2014	---	----
- Nike Inc B	Purchase $1,001 - $15,000	Sep 18, 2014 Reported on Sep 18, 2014	---	----
DD DD DuPont de Nemours	Purchase $1,001 - $15,000	Sep 15, 2014 Reported on Sep 15, 2014	---	-0.35%
- JPM Contingent Autocall Applied Materials 10.85% due 6/11/2015	Sale $15,001 - $50,000	Sep 11, 2014 Reported on Sep 11, 2014	---	----
- Powershares NASDAQ Internet	Purchase $1,001 - $15,000	Sep 09, 2014 Reported on Sep 09, 2014	---	----
- Barclays Contingent Autocall on Bristol Myers 8% due 6/2/2017	Sale $1,001 - $15,000	Sep 05, 2014 Reported on Sep 05, 2014	---	----
- HSBC Contingent Autocall Anadarko Petroleum 9% due 9/5/2017	Purchase $15,001 - $50,000	Aug 29, 2014 Reported on Aug 29, 2014	---	----
- HSBC Contingent Autocall Anadarko Petroleum 9% due 9/5/2017	Purchase $1,001 - $15,000	Aug 29, 2014 Reported on Aug 29, 2014	---	----
- FS Investment Corp Note 4% due 7/15/2019	Purchase $1,001 - $15,000	Aug 21, 2014 Reported on Aug 21, 2014	---	----
- JPM Contingent Autocall Tesoro Corp 10.75% due 5/21/2015	Sale $1,001 - $15,000	Aug 21, 2014 Reported on Aug 21, 2014	---	----
- JPM Contingent Autocall Tesoro Corp 10.75% due 5/21/2015	Sale $15,001 - $50,000	Aug 21, 2014 Reported on Aug 21, 2014	---	----
- Citigroup Funding Inc Redemption Link London Gold 3% due 8/11/2014	Sale $15,001 - $50,000	Aug 11, 2014 Reported on Aug 11, 2014	---	----
- JPM Contingent Autocall Prudential Financial 8.15% due 8/11/2017	Purchase $1,001 - $15,000	Aug 08, 2014 Reported on Aug 08, 2014	---	----
- MS Contingent Autocall Ford Motor 8.35% due 10/31/2016	Sale $1,001 - $15,000	Jul 31, 2014 Reported on Jul 31, 2014	---	----
- JPM Contingent Autocall Walgreen 10% due 4/28/2017	Sale $1,001 - $15,000	Jul 30, 2014 Reported on Jul 30, 2014	---	----
- JPM Contingent Autocall Walgreen 10% due 4/28/2017	Sale $15,001 - $50,000	Jul 30, 2014 Reported on Jul 30, 2014	---	----
- HSBC Contingent Autocall FCX 8.95% due 7/30/2015	Purchase $15,001 - $50,000	Jul 25, 2014 Reported on Jul 25, 2014	---	----
- JPM Contingent Autocall Walgreen 9.3% due 7/28/2017	Purchase $15,001 - $50,000	Jul 25, 2014 Reported on Jul 25, 2014	---	----
- JPM Contingent Autocall Walgreen 9.3% due 7/28/2017	Purchase $1,001 - $15,000	Jul 25, 2014 Reported on Jul 25, 2014	---	----
- MS Fixed Autocall FCX 8.05% due 1/26/2015	Sale $15,001 - $50,000	Jul 24, 2014 Reported on Jul 24, 2014	---	----
- Transalta Renewables Inc	Purchase $1,001 - $15,000	Jul 17, 2014 Reported on Jul 17, 2014	---	----
- Valero Energy	Purchase $1,001 - $15,000	Jul 17, 2014 Reported on Jul 17, 2014	---	----
LNC LNC Lincoln National	Sale (Partial) $15,001 - $50,000	Jul 17, 2014 Reported on Jul 17, 2014	---	-30.15%
- Versen Inc	Purchase $1,001 - $15,000	Jul 17, 2014 Reported on Jul 17, 2014	---	----
- UBS Contingent Autocall MetLife 8.25% due 6/30/2017	Purchase $1,001 - $15,000	Jun 27, 2014 Reported on Jun 27, 2014	---	----
- UBS Contingent Autocall MetLife 8.75% due 3/24/2017	Sale $1,001 - $15,000	Jun 26, 2014 Reported on Jun 26, 2014	---	----
NTI NTI Northern Tier Energy LP	Purchase $1,001 - $15,000	Jun 25, 2014 Reported on Jun 25, 2014	---	----
- Legacy Reserves LP Units	Sale $15,001 - $50,000	Jun 25, 2014 Reported on Jun 25, 2014	---	----
- Halliburton	Sale (Partial) $1,001 - $15,000	Jun 23, 2014 Reported on Jun 23, 2014	---	----
- Apple Inc	Sale (Partial) $1,001 - $15,000	Jun 23, 2014 Reported on Jun 23, 2014	---	----
- SPDR Trust Series 1	Sale (Partial) $1,001 - $15,000	Jun 23, 2014 Reported on Jun 23, 2014	---	----
- HSBC Contingent Autocall Transocean 10% due 6/25/2015	Purchase $1,001 - $15,000	Jun 20, 2014 Reported on Jun 20, 2014	---	----
- HSBC Contingent Autocall Transocean 10.5% due 3/19/2015	Sale $1,001 - $15,000	Jun 19, 2014 Reported on Jun 19, 2014	---	----
- HSBC Contingent Autocall Valero Energy 9.3% due 6/18/15	Purchase $1,001 - $15,000	Jun 13, 2014 Reported on Jun 13, 2014	---	----
DD DD DuPont de Nemours	Purchase $1,001 - $15,000	Jun 13, 2014 Reported on Jun 13, 2014	---	-0.35%
- MS Contingent Autocall Freeport McMoran Copper 10.10% due 12/11/12014	Sale $1,001 - $15,000	Jun 12, 2014 Reported on Jun 12, 2014	---	----
- International Lease Finance Bond 5.75% due 5/15/2016	Sale $15,001 - $50,000	Jun 11, 2014 Reported on Jun 11, 2014	---	----
- Energen Corp Bond 4.625% due 9/1/21	Purchase $15,001 - $50,000	Jun 11, 2014 Reported on Jun 11, 2014	---	----
- JPM Contingent Autocall Applied Materials 10.85% due 6/11/15	Purchase $15,001 - $50,000	Jun 06, 2014 Reported on Jun 06, 2014	---	----
- Argan Inc	Sale $1,001 - $15,000	Jun 05, 2014 Reported on Jun 05, 2014	---	----
- MS Contingent Autocall Cisco Systems 8.3% due 9/5/14	Sale $1,001 - $15,000	Jun 05, 2014 Reported on Jun 05, 2014	---	----
- UBS Contingent Autocall Broadcom 9.4% due 3/3/17	Sale $1,001 - $15,000	Jun 02, 2014 Reported on Jun 02, 2014	---	----
OKE OKE ONEOK	Sale $1,001 - $15,000	May 30, 2014 Reported on May 30, 2014	---	49.53%
- Barclays Contingent Autocall Bristol Myers 8% due 6/2/17	Purchase $1,001 - $15,000	May 30, 2014 Reported on May 30, 2014	---	----
- Dominion Resources	Purchase $1,001 - $15,000	May 30, 2014 Reported on May 30, 2014	---	----
- MS Contingent Autocall Valero Energy 12% due 2/21/17	Sale $15,001 - $50,000	May 20, 2014 Reported on May 20, 2014	---	----
- JPM Contingent Autocall Tesoro Corp 10.75% due 5/21/2015	Purchase $1,001 - $15,000	May 16, 2014 Reported on May 16, 2014	---	----
- JPM Contingent Autocall Tesoro Corp 10.75% due 5/21/2015	Purchase $15,001 - $50,000	May 16, 2014 Reported on May 16, 2014	---	----
- UBS Contingent Autocall Potash 8.05% 1/27/2017	Sale $1,001 - $15,000	Apr 28, 2014 Reported on Apr 28, 2014	---	----
- UBS Contingent Autocall Potash 8.05% 1/27/2017	Sale $15,001 - $50,000	Apr 28, 2014 Reported on Apr 28, 2014	---	----
- JPM Contingent Autocall Walgreens 10% 4/28/2017	Purchase $15,001 - $50,000	Apr 25, 2014 Reported on Apr 25, 2014	---	----
- JPM Contingent Autocall Walgreens 10% 4/28/2017	Purchase $1,001 - $15,000	Apr 25, 2014 Reported on Apr 25, 2014	---	----
- HSBC Contingent Autocall Broadcom 8.6% 1/8/15	Sale $15,001 - $50,000	Apr 08, 2014 Reported on Apr 08, 2014	---	----
- Barclays Contingent Autocall Vodafone 11.05% 4/10/17	Purchase $15,001 - $50,000	Apr 04, 2014 Reported on Apr 04, 2014	---	----
- Transocean Ltd	Purchase $1,001 - $15,000	Apr 03, 2014 Reported on Apr 03, 2014	---	----
BHI BHI Baker Hughes Incorporated	Sale $15,001 - $50,000	Apr 03, 2014 Reported on Apr 03, 2014	---	----
ATML ATML Atmel Corporation	Purchase $1,001 - $15,000	Apr 02, 2014 Reported on Apr 02, 2014	---	----
- Marvell Tech Group	Sale $1,001 - $15,000	Apr 02, 2014 Reported on Apr 02, 2014	---	----
- UBS Autocall Met Life	Purchase $1,001 - $15,000	Mar 21, 2014 Reported on Mar 21, 2014	Edited to reflect the coupon and maturity date.	----
- MS Autocall Dow Chemical	Sale $1,001 - $15,000	Mar 19, 2014 Reported on Mar 19, 2014	Edited to reflect the coupon and maturity date.	----
- HSBC Autocall Transocean	Purchase $1,001 - $15,000	Mar 14, 2014 Reported on Mar 14, 2014	Edited to reflect the coupon and maturity date.	----
DD DD DuPont de Nemours	Purchase $1,001 - $15,000	Mar 14, 2014 Reported on Mar 14, 2014	---	-0.35%
- Barclays Autocall Broadcom 10% due 11/28/16	Sale $1,001 - $15,000	Feb 28, 2014 Reported on Feb 28, 2014	---	----
- UBS Autocall Terex Corp. 11.2% due 3/11/15	Purchase $15,001 - $50,000	Feb 28, 2014 Reported on Feb 28, 2014	---	----
- UBS AutocallBroadcom 9.4% due 3/3/17	Purchase $1,001 - $15,000	Feb 28, 2014 Reported on Feb 28, 2014	---	----
RIG RIG Transocean	Purchase $1,001 - $15,000	Feb 27, 2014 Reported on Feb 27, 2014	---	-92.74%
- Barclays Autocall Terex 12/75% due 11/28/14	Sale $15,001 - $50,000	Feb 27, 2014 Reported on Feb 27, 2014	---	----
EC EC Ecopetrol	Sale $1,001 - $15,000	Feb 27, 2014 Reported on Feb 27, 2014	---	-69.98%
SJR SJR Shaw Communications	Purchase $1,001 - $15,000	Feb 21, 2014 Reported on Feb 21, 2014	---	----
- Vodafone CP PLC	Sale $1,001 - $15,000	Feb 21, 2014 Reported on Feb 21, 2014	---	----
- MS Autocall Valero Energy 12% due 2/21/17	Purchase $15,001 - $50,000	Feb 18, 2014 Reported on Feb 18, 2014	---	----
- 8.05% due 1/27/17 UBS Autocall Potash	Purchase $15,001 - $50,000	Jan 24, 2014 Reported on Jan 24, 2014	---	----
- 12% due 10/21/16 JPM Autocall Potash	Sale $1,001 - $15,000	Jan 24, 2014 Reported on Jan 24, 2014	---	----
- 12% due 10/21/16 JPM Autocall Potash	Sale $15,001 - $50,000	Jan 24, 2014 Reported on Jan 24, 2014	---	----
- 8.05% due 1/27/17 UBS Autocall Potash	Purchase $1,001 - $15,000	Jan 24, 2014 Reported on Jan 24, 2014	---	----
- 8.05% due 1/26/15 MS Autocall FCX	Purchase $15,001 - $50,000	Jan 21, 2014 Reported on Jan 21, 2014	---	----
- I - Shares Russell 1000 Value	Purchase $1,001 - $15,000	Jan 17, 2014 Reported on Jan 17, 2014	---	----
- I - Shares S&P Midcap 400	Purchase $1,001 - $15,000	Jan 17, 2014 Reported on Jan 17, 2014	---	----
- I - Shares MSCI EAFE	Purchase $1,001 - $15,000	Jan 17, 2014 Reported on Jan 17, 2014	---	----
- SPDR Trust Series 1	Purchase $1,001 - $15,000	Jan 17, 2014 Reported on Jan 17, 2014	---	----
- MIRAE Emerging Markets Fund	Purchase $1,001 - $15,000	Jan 17, 2014 Reported on Jan 17, 2014	---	----
- 9.5% due 10/17/14 JPM Autocall Freeport McMoran	Sale $15,001 - $50,000	Jan 16, 2014 Reported on Jan 16, 2014	---	----
- 8.6% due 1/8/15 HSBC Autocall Broadcom	Purchase $15,001 - $50,000	Jan 03, 2014 Reported on Jan 03, 2014	---	----
- 11.15% due 9/30/16 RBC Autocall Blackstone	Sale $15,001 - $50,000	Jan 02, 2014 Reported on Jan 02, 2014	---	----
DD DD DuPont de Nemours	Purchase $1,001 - $15,000	Dec 16, 2013 Reported on Dec 16, 2013	---	-0.35%
DD DD DuPont de Nemours	Purchase $1,001 - $15,000	Sep 13, 2013 Reported on Sep 13, 2013	---	-0.35%
DD DD DuPont de Nemours	Purchase $1,001 - $15,000	Jun 13, 2013 Reported on Jun 13, 2013	---	-0.35%
DD DD DuPont de Nemours	Purchase $1,001 - $15,000	Mar 15, 2013 Reported on Mar 15, 2013	---	-0.35%
DD DD DuPont de Nemours	Purchase $1,001 - $15,000	Dec 17, 2012 Reported on Dec 17, 2012	---	-0.35%
DD DD DuPont de Nemours	Purchase $1,001 - $15,000	Sep 13, 2012 Reported on Sep 13, 2012	---	-0.35%

Subscribe for Real-time updates, search & complete access

thomas r carper

Trade volume

Top Traded Sectors

Ticker

Transaction

Transaction on

Description

Change Since Trade

Copy Trade