Thomas R Carper

thomas r carper

Senate / Democratic / Delaware

Net Worth Est.

$9.44M

Trade volume

$18.75M

Total trades

751

Last Traded

Dec. 13, 2024
  • Trades
  • Current Portfolio
  • Networth

Trade volume

Top Traded Sectors

  • Finance

    112

  • Electronic technology

    96

  • 73

  • Health technology

    66

  • Miscellaneous

    61

  • Retail trade

    36

  • Technology services

    27

  • Producer manufacturing

    26

  • Non-energy minerals

    21

  • Commercial services

    21

Trade Volume$18.75M
Total Trades751
Ticker
Transaction
Transaction on
Description
Change Since Trade
Copy Trade
AY
AY

Atlantica Yield Plc

Sale

$1,001 - $15,000

Dec 13, 2024

Reported on

Dec 13, 2024
---
----
-

US TREASURY BILL

Sale

$15,001 - $50,000

Aug 01, 2024

Reported on

Aug 01, 2024
---
----
-

US TREASURY BILL

Sale

$50,001 - $100,000

Aug 01, 2024

Reported on

Aug 01, 2024
---
----
-

US TREASURY BILL

Sale

$50,001 - $100,000

Aug 01, 2024

Reported on

Aug 01, 2024
---
----
-

US TREASURY BILL

Sale

$50,001 - $100,000

Aug 01, 2024

Reported on

Aug 01, 2024
---
----
-

UBS CONTINGENT AUTOCALL MET

Sale

$15,001 - $50,000

Jul 18, 2024

Reported on

Jul 18, 2024
---
----
-

US TREASURY BILL

Purchase

$50,001 - $100,000

Jun 17, 2024

Reported on

Jun 17, 2024
---
----
-

US TREASURY BILL

Sale

$50,001 - $100,000

Jun 13, 2024

Reported on

Jun 13, 2024
---
----
-

US TREASURY BILL

Sale

$50,001 - $100,000

Jun 13, 2024

Reported on

Jun 13, 2024
---
----
-

US TREASURY BILL

Sale

$15,001 - $50,000

Jun 13, 2024

Reported on

Jun 13, 2024
---
----
-

US TREASURY BILL

Sale

$100,001 - $250,000

Jun 13, 2024

Reported on

Jun 13, 2024
---
----
-

US TREASURY BILL

Purchase

$50,001 - $100,000

Jun 12, 2024

Reported on

Jun 12, 2024
---
----
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Jun 12, 2024

Reported on

Jun 12, 2024
---
----
-

US TREASURY BILL

Purchase

$50,001 - $100,000

Jun 12, 2024

Reported on

Jun 12, 2024
---
----
TGT
TGT

Target

Purchase

$1,001 - $15,000

May 22, 2024

Reported on

May 22, 2024
---
PRF
PRF

Invesco FTSE RAFI US 1000 ETF

Sale

$1,001 - $15,000

May 16, 2024

Reported on

May 16, 2024
---
ICOW
ICOW

Pacer Developed Markets International Cash Cows 100 ETF

Purchase

$1,001 - $15,000

May 16, 2024

Reported on

May 16, 2024
---
FDRR
FDRR

Fidelity Dividend ETF for Rising Rates

Sale (Partial)

$1,001 - $15,000

May 16, 2024

Reported on

May 16, 2024
---
VIG
VIG

Vanguard Div Appreciation ETF

Purchase

$1,001 - $15,000

May 16, 2024

Reported on

May 16, 2024
---
VEA
VEA

Vanguard FTSE Developed Markets ETF

Purchase

$1,001 - $15,000

May 16, 2024

Reported on

May 16, 2024
---
EFAD
EFAD

ProShares Trust ProShares MSCI EAFE Dividend Growers ETF

Sale

$1,001 - $15,000

May 16, 2024

Reported on

May 16, 2024
---
VEA
VEA

Vanguard FTSE Developed Markets ETF

Purchase

$1,001 - $15,000

May 16, 2024

Reported on

May 16, 2024
---
EFAD
EFAD

ProShares Trust ProShares MSCI EAFE Dividend Growers ETF

Sale

$1,001 - $15,000

May 16, 2024

Reported on

May 16, 2024
---
SMDV
SMDV

ProShares Russell 2000 Dividend Growers ETF

Sale

$1,001 - $15,000

May 15, 2024

Reported on

May 15, 2024
---
CALF
CALF

Pacer US Small Cap Cash Cows 100 ETF

Purchase

$1,001 - $15,000

May 15, 2024

Reported on

May 15, 2024
---
MOO
MOO

VanEck Agribusiness ETF

Sale

$1,001 - $15,000

May 14, 2024

Reported on

May 14, 2024
---
SBUX
SBUX

Starbucks

Sale

$1,001 - $15,000

May 09, 2024

Reported on

May 09, 2024
---
TTE
TTE

TotalEnergies

Sale

$1,001 - $15,000

May 09, 2024

Reported on

May 09, 2024
---
OXY
OXY

Occidental Petroleum

Purchase

$1,001 - $15,000

May 09, 2024

Reported on

May 09, 2024
---
ATKR
ATKR

Atkore

Sale

$1,001 - $15,000

May 09, 2024

Reported on

May 09, 2024
---
EMR
EMR

Emerson Electric

Purchase

$1,001 - $15,000

May 09, 2024

Reported on

May 09, 2024
---
-

US TREASURY BILL

Sale

$50,001 - $100,000

May 02, 2024

Reported on

May 02, 2024
---
----
-

US TREASURY BILL

Sale

$15,001 - $50,000

May 02, 2024

Reported on

May 02, 2024
---
----
-

US TREASURY BILL

Sale

$100,001 - $250,000

May 02, 2024

Reported on

May 02, 2024
---
----
-

US TREASURY BILL

Purchase

$100,001 - $250,000

May 02, 2024

Reported on

May 02, 2024
---
----
-

US TREASURY BILL

Sale

$50,001 - $100,000

May 02, 2024

Reported on

May 02, 2024
---
----
-

US TREASURY BILL

Purchase

$50,001 - $100,000

May 01, 2024

Reported on

May 01, 2024
---
----
-

US TREASURY BILL

Purchase

$50,001 - $100,000

May 01, 2024

Reported on

May 01, 2024
---
----
-

US TREASURY BILL

Purchase

$15,001 - $50,000

May 01, 2024

Reported on

May 01, 2024
---
----
ENB
ENB

Enbridge

Purchase

$1,001 - $15,000

Apr 11, 2024

Reported on

Apr 11, 2024
---
VLO
VLO

Valero Energy

Sale (Partial)

$1,001 - $15,000

Apr 11, 2024

Reported on

Apr 11, 2024
---
-

JPM CONTINGENT AUTOCALL C

Sale

$15,001 - $50,000

Apr 01, 2024

Reported on

Apr 01, 2024
---
----
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Mar 28, 2024

Reported on

Mar 28, 2024
---
----
MOS
MOS

Mosaic

Sale

$1,001 - $15,000

Mar 28, 2024

Reported on

Mar 28, 2024
---
-

US TREASURY BILL

Purchase

$1,001 - $15,000

Mar 28, 2024

Reported on

Mar 28, 2024
---
----
-

US TREASURY BILL

Purchase

$1,001 - $15,000

Mar 28, 2024

Reported on

Mar 28, 2024
---
----
NTR
NTR

Nutrien

Purchase

$1,001 - $15,000

Mar 28, 2024

Reported on

Mar 28, 2024
---
D
D

Dominion Energy

Purchase

$1,001 - $15,000

Mar 28, 2024

Reported on

Mar 28, 2024
---
-

US TREASURY BILL

Purchase

$50,001 - $100,000

Mar 26, 2024

Reported on

Mar 26, 2024
---
----
-

US TREASURY BILL

Sale

$15,001 - $50,000

Mar 26, 2024

Reported on

Mar 26, 2024
---
----
-

US TREASURY BILL

Sale

$15,001 - $50,000

Mar 26, 2024

Reported on

Mar 26, 2024
---
----
-

US TREASURY BILL

Sale

$50,001 - $100,000

Mar 26, 2024

Reported on

Mar 26, 2024
---
----
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Mar 25, 2024

Reported on

Mar 25, 2024
---
----
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Mar 25, 2024

Reported on

Mar 25, 2024
---
----
SOFI
SOFI

SoFi Techs

Sale

$1,001 - $15,000

Mar 21, 2024

Reported on

Mar 21, 2024
---
INOD
INOD

Innodata

Sale

$1,001 - $15,000

Mar 21, 2024

Reported on

Mar 21, 2024
---
ALTM
ALTM

Arcadium Lithium

Purchase

$1,001 - $15,000

Mar 21, 2024

Reported on

Mar 21, 2024
---
-

US TREASURY BILL

Sale

$50,001 - $100,000

Mar 19, 2024

Reported on

Mar 19, 2024
---
----
-

US TREASURY BILL

Purchase

$50,001 - $100,000

Mar 19, 2024

Reported on

Mar 19, 2024
---
----
-

US TREASURY BILL

Sale

$50,001 - $100,000

Mar 19, 2024

Reported on

Mar 19, 2024
---
----
-

RYDER SYSTEM INC

Sale

$1,001 - $15,000

Mar 18, 2024

Reported on

Mar 18, 2024
---
----
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Mar 18, 2024

Reported on

Mar 18, 2024
---
----
-

TAMPA ELECTRIC CO

Purchase

$1,001 - $15,000

Mar 15, 2024

Reported on

Mar 15, 2024
---
----
GLD
GLD

SPDR Gold Trust

Sale (Partial)

$1,001 - $15,000

Mar 13, 2024

Reported on

Mar 13, 2024
---
SQM
SQM

Sociedad Quimica Y Minera

Purchase

$1,001 - $15,000

Mar 13, 2024

Reported on

Mar 13, 2024
---
CEF
CEF

Sprott Physical Gold

Sale (Partial)

$1,001 - $15,000

Mar 13, 2024

Reported on

Mar 13, 2024
---
CEF
CEF

Sprott Physical Gold

Sale (Partial)

$1,001 - $15,000

Mar 13, 2024

Reported on

Mar 13, 2024
---
CEF
CEF

Sprott Physical Gold

Sale (Partial)

$1,001 - $15,000

Mar 13, 2024

Reported on

Mar 13, 2024
---
ETRN
ETRN

Equitrans Midstream

Sale

$1,001 - $15,000

Mar 11, 2024

Reported on

Mar 11, 2024
---
----
NVDA
NVDA

NVIDIA

Purchase

$1,001 - $15,000

Mar 07, 2024

Reported on

Mar 07, 2024
---
AAPL
AAPL

Apple

Sale (Partial)

$1,001 - $15,000

Mar 07, 2024

Reported on

Mar 07, 2024
---
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Feb 22, 2024

Reported on

Feb 22, 2024
---
----
EQNR
EQNR

Equinor

Sale

$1,001 - $15,000

Feb 16, 2024

Reported on

Feb 16, 2024
---
TGT
TGT

Target

Purchase

$1,001 - $15,000

Feb 16, 2024

Reported on

Feb 16, 2024
---
-

US TREASURY BILL

Purchase

$50,001 - $100,000

Feb 08, 2024

Reported on

Feb 08, 2024
---
----
-

US TREASURY BILL

Sale

$100,001 - $250,000

Feb 08, 2024

Reported on

Feb 08, 2024
---
----
-

US TREASURY BILL

Purchase

$50,001 - $100,000

Feb 08, 2024

Reported on

Feb 08, 2024
---
----
-

US TREASURY BILL

Sale

$15,001 - $50,000

Feb 08, 2024

Reported on

Feb 08, 2024
---
----
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Feb 07, 2024

Reported on

Feb 07, 2024
---
----
-

US TREASURY BILL

Sale

$15,001 - $50,000

Jan 18, 2024

Reported on

Jan 18, 2024
---
----
-

US TREASURY BILL

Sale

$15,001 - $50,000

Jan 18, 2024

Reported on

Jan 18, 2024
---
----
-

US TREASURY BILL

Sale

$15,001 - $50,000

Jan 18, 2024

Reported on

Jan 18, 2024
---
----
TTE
TTE

TotalEnergies

Sale (Partial)

$1,001 - $15,000

Jan 17, 2024

Reported on

Jan 17, 2024
---
GBIL
GBIL

Goldman Sachs Access Treasury 0-1 Year ETF

Purchase

$1,001 - $15,000

Jan 17, 2024

Reported on

Jan 17, 2024
---
VLO
VLO

Valero Energy

Purchase

$1,001 - $15,000

Jan 17, 2024

Reported on

Jan 17, 2024
---
MET
MET

MetLife

Sale (Partial)

$1,001 - $15,000

Jan 17, 2024

Reported on

Jan 17, 2024
---
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Jan 17, 2024

Reported on

Jan 17, 2024
---
----
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Jan 17, 2024

Reported on

Jan 17, 2024
---
----
GBIL
GBIL

Goldman Sachs Access Treasury 0-1 Year ETF

Purchase

$1,001 - $15,000

Jan 17, 2024

Reported on

Jan 17, 2024
---
ETRN
ETRN

Equitrans Midstream

Purchase

$1,001 - $15,000

Jan 17, 2024

Reported on

Jan 17, 2024
---
----
AES
AES

AES

Purchase

$1,001 - $15,000

Jan 17, 2024

Reported on

Jan 17, 2024
---
ABT
ABT

Abbott Laboratories

Sale (Partial)

$1,001 - $15,000

Jan 17, 2024

Reported on

Jan 17, 2024
---
SBUX
SBUX

Starbucks

Purchase

$1,001 - $15,000

Jan 17, 2024

Reported on

Jan 17, 2024
---
CME
CME

CME Gr

Purchase

$1,001 - $15,000

Jan 17, 2024

Reported on

Jan 17, 2024
---
-

BROADCOMCORP

Sale

$1,001 - $15,000

Jan 16, 2024

Reported on

Jan 16, 2024
---
----
DELL
DELL

Dell Technologies

Purchase

$1,001 - $15,000

Jan 02, 2024

Reported on

Jan 02, 2024
---
S
S

SentinelOne

Sale

$1,001 - $15,000

Jan 02, 2024

Reported on

Jan 02, 2024
---
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Dec 26, 2023

Reported on

Dec 26, 2023
---
----
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Dec 26, 2023

Reported on

Dec 26, 2023
---
----
-

TRSWF - TransAlta Renewables Inc

$1,001 - $15,000

Dec 21, 2023

Reported on

Dec 21, 2023
---
----
-

US TREASURY BILL

Sale

$50,001 - $100,000

Dec 19, 2023

Reported on

Dec 19, 2023
---
----
-

US TREASURY BILL

Purchase

$100,001 - $250,000

Dec 19, 2023

Reported on

Dec 19, 2023
---
----
-

US TREASURY BILL

Sale

$15,001 - $50,000

Dec 19, 2023

Reported on

Dec 19, 2023
---
----
-

US TREASURY BILL

Sale

$50,001 - $100,000

Dec 19, 2023

Reported on

Dec 19, 2023
---
----
-

US TREASURY BILL

Sale

$15,001 - $50,000

Dec 19, 2023

Reported on

Dec 19, 2023
---
----
XCEM
XCEM

Columbia EM Core ex-China ETF

Purchase

$1,001 - $15,000

Dec 18, 2023

Reported on

Dec 18, 2023
---
FDRR
FDRR

Fidelity Dividend ETF for Rising Rates

Purchase

$1,001 - $15,000

Dec 18, 2023

Reported on

Dec 18, 2023
---
SBPYX
SBPYX

Clearbridge Small Cap Growth Fd Cl I

Purchase

$15,001 - $50,000

Dec 18, 2023

Reported on

Dec 18, 2023
---
----
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Dec 18, 2023

Reported on

Dec 18, 2023
---
----
XCEM
XCEM

Columbia EM Core ex-China ETF

Purchase

$15,001 - $50,000

Dec 18, 2023

Reported on

Dec 18, 2023
---
SMDV
SMDV

ProShares Russell 2000 Dividend Growers ETF

Purchase

$1,001 - $15,000

Dec 18, 2023

Reported on

Dec 18, 2023
---
HDGE
HDGE

Ranger Equity Bear Bear ETF

Sale

$15,001 - $50,000

Dec 14, 2023

Reported on

Dec 14, 2023
---
HDGE
HDGE

Ranger Equity Bear Bear ETF

Sale

$1,001 - $15,000

Dec 14, 2023

Reported on

Dec 14, 2023
---
HDGE
HDGE

Ranger Equity Bear Bear ETF

Sale

$1,001 - $15,000

Dec 14, 2023

Reported on

Dec 14, 2023
---
GLPI
GLPI

Gaming and Leisure Props

Purchase

$1,001 - $15,000

Dec 11, 2023

Reported on

Dec 11, 2023
---
DGX
DGX

Quest Diagnostics

Sale (Partial)

$1,001 - $15,000

Dec 11, 2023

Reported on

Dec 11, 2023
---
MOS
MOS

Mosaic

Sale (Partial)

$1,001 - $15,000

Dec 11, 2023

Reported on

Dec 11, 2023
---
KMB
KMB

Kimberly-Clark

Purchase

$1,001 - $15,000

Dec 11, 2023

Reported on

Dec 11, 2023
---
FNF
FNF

Fidelity National Finl

Sale

$1,001 - $15,000

Dec 11, 2023

Reported on

Dec 11, 2023
---
FLNG
FLNG

Flex LNG

Purchase

$1,001 - $15,000

Dec 11, 2023

Reported on

Dec 11, 2023
---
VLO
VLO

Valero Energy

Purchase

$1,001 - $15,000

Dec 11, 2023

Reported on

Dec 11, 2023
---
SBUX
SBUX

Starbucks

Purchase

$1,001 - $15,000

Dec 11, 2023

Reported on

Dec 11, 2023
---
IRM
IRM

Iron Mountain

Sale (Partial)

$1,001 - $15,000

Dec 11, 2023

Reported on

Dec 11, 2023
---
TSM
TSM

Taiwan Semiconductor

Sale (Partial)

$1,001 - $15,000

Dec 11, 2023

Reported on

Dec 11, 2023
---
URA
URA

Global X Uranium ETF

Sale (Partial)

$1,001 - $15,000

Dec 11, 2023

Reported on

Dec 11, 2023
---
AGX
AGX

Argan

Sale

$1,001 - $15,000

Dec 11, 2023

Reported on

Dec 11, 2023
---
FMC
FMC

FMC

Purchase

$1,001 - $15,000

Dec 11, 2023

Reported on

Dec 11, 2023
---
HDGE
HDGE

Ranger Equity Bear Bear ETF

Purchase

$1,001 - $15,000

Oct 20, 2023

Reported on

Oct 20, 2023
---
PSQ
PSQ

ProShares Short QQQ

Sale

$1,001 - $15,000

Oct 20, 2023

Reported on

Oct 20, 2023
---
PSQ
PSQ

ProShares Short QQQ

Sale

$1,001 - $15,000

Oct 20, 2023

Reported on

Oct 20, 2023
---
PSQ
PSQ

ProShares Short QQQ

Sale

$1,001 - $15,000

Oct 20, 2023

Reported on

Oct 20, 2023
---
HDGE
HDGE

Ranger Equity Bear Bear ETF

Purchase

$1,001 - $15,000

Oct 20, 2023

Reported on

Oct 20, 2023
---
HDGE
HDGE

Ranger Equity Bear Bear ETF

Purchase

$1,001 - $15,000

Oct 20, 2023

Reported on

Oct 20, 2023
---
-

US TREASURY BILL

Sale

$50,001 - $100,000

Oct 19, 2023

Reported on

Oct 19, 2023
---
----
-

US TREASURY BILL

Sale

$15,001 - $50,000

Oct 19, 2023

Reported on

Oct 19, 2023
---
----
-

US TREASURY BILL

Sale

$15,001 - $50,000

Oct 19, 2023

Reported on

Oct 19, 2023
---
----
-

US TREASURY BILL

Purchase

$50,001 - $100,000

Oct 19, 2023

Reported on

Oct 19, 2023
---
----
-

US TREASURY BILL

Sale

$15,001 - $50,000

Oct 19, 2023

Reported on

Oct 19, 2023
---
----
-

US TREASURY BILL

Purchase

$50,001 - $100,000

Oct 18, 2023

Reported on

Oct 18, 2023
---
----
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Oct 18, 2023

Reported on

Oct 18, 2023
---
----
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Oct 18, 2023

Reported on

Oct 18, 2023
---
----
RVNC
RVNC

Revance Therapeutics

Purchase

$1,001 - $15,000

Oct 04, 2023

Reported on

Oct 04, 2023
---
GPCR
GPCR

Structure Therapeutics

Sale

$1,001 - $15,000

Oct 04, 2023

Reported on

Oct 04, 2023
---
-

US TREASURY BILL

Sale

$1,001 - $15,000

Sep 26, 2023

Reported on

Sep 26, 2023
---
----
-

US TREASURY BILL

Sale

$15,001 - $50,000

Sep 26, 2023

Reported on

Sep 26, 2023
---
----
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Sep 25, 2023

Reported on

Sep 25, 2023
---
----
-

US TREASURY BILL

Purchase

$1,001 - $15,000

Sep 25, 2023

Reported on

Sep 25, 2023
---
----
-

US TREASURY BILL

Sale

$15,001 - $50,000

Sep 21, 2023

Reported on

Sep 21, 2023
---
----
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Sep 21, 2023

Reported on

Sep 21, 2023
---
----
-

US TREASURY BILL

Sale

$50,001 - $100,000

Sep 21, 2023

Reported on

Sep 21, 2023
---
----
-

US TREASURY BILL

Sale

$15,001 - $50,000

Sep 21, 2023

Reported on

Sep 21, 2023
---
----
-

US TREASURY BILL

Sale

$15,001 - $50,000

Sep 21, 2023

Reported on

Sep 21, 2023
---
----
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Sep 20, 2023

Reported on

Sep 20, 2023
---
----
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Sep 20, 2023

Reported on

Sep 20, 2023
---
----
-

US TREASURY BILL

Purchase

$50,001 - $100,000

Sep 20, 2023

Reported on

Sep 20, 2023
---
----
SWKS
SWKS

Skyworks Solutions

Sale

$1,001 - $15,000

Aug 29, 2023

Reported on

Aug 29, 2023
---
CRWD
CRWD

CrowdStrike Holdings

Sale

$1,001 - $15,000

Aug 29, 2023

Reported on

Aug 29, 2023
---
INOD
INOD

Innodata

Purchase

$1,001 - $15,000

Aug 29, 2023

Reported on

Aug 29, 2023
---
RMD
RMD

ResMed

Purchase

$1,001 - $15,000

Aug 29, 2023

Reported on

Aug 29, 2023
---
AQN
AQN

Algonquin Power

Sale

$1,001 - $15,000

Aug 29, 2023

Reported on

Aug 29, 2023
---
NEE
NEE

NextEra Energy

Purchase

$1,001 - $15,000

Aug 29, 2023

Reported on

Aug 29, 2023
---
NTLA
NTLA

Intellia Therapeutics

Sale

$1,001 - $15,000

Aug 25, 2023

Reported on

Aug 25, 2023
---
PSQ
PSQ

ProShares Short QQQ

Purchase

$1,001 - $15,000

Aug 23, 2023

Reported on

Aug 23, 2023
---
PSQ
PSQ

ProShares Short QQQ

Purchase

$1,001 - $15,000

Aug 23, 2023

Reported on

Aug 23, 2023
---
PSQ
PSQ

ProShares Short QQQ

Purchase

$1,001 - $15,000

Aug 23, 2023

Reported on

Aug 23, 2023
---
ROK
ROK

Rockwell Automation

Purchase

$1,001 - $15,000

Aug 22, 2023

Reported on

Aug 22, 2023
---
MPW
MPW

Medical Properties Trust

Sale

$1,001 - $15,000

Aug 22, 2023

Reported on

Aug 22, 2023
---
PSQ
PSQ

ProShares Short QQQ

Sale

$1,001 - $15,000

Aug 18, 2023

Reported on

Aug 18, 2023
---
PSQ
PSQ

ProShares Short QQQ

Sale

$1,001 - $15,000

Aug 18, 2023

Reported on

Aug 18, 2023
---
XCEM
XCEM

Columbia EM Core ex-China ETF

Purchase

$1,001 - $15,000

Aug 16, 2023

Reported on

Aug 16, 2023
---
JHEM
JHEM

John Hancock Multifactor Emerging Markets ETF

Sale

$1,001 - $15,000

Aug 16, 2023

Reported on

Aug 16, 2023
---
JHEM
JHEM

John Hancock Multifactor Emerging Markets ETF

Sale

$1,001 - $15,000

Aug 16, 2023

Reported on

Aug 16, 2023
---
BAH
BAH

Booz Allen Hamilton

Sale

$1,001 - $15,000

Aug 15, 2023

Reported on

Aug 15, 2023
---
SOFI
SOFI

SoFi Techs

Purchase

$1,001 - $15,000

Aug 10, 2023

Reported on

Aug 10, 2023
---
RMBS
RMBS

Rambus

Sale

$1,001 - $15,000

Aug 10, 2023

Reported on

Aug 10, 2023
---
FTNT
FTNT

Fortinet

Sale

$1,001 - $15,000

Aug 04, 2023

Reported on

Aug 04, 2023
---
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Aug 02, 2023

Reported on

Aug 02, 2023
---
----
-

US TREASURY BILL

Purchase

$50,001 - $100,000

Jul 28, 2023

Reported on

Jul 28, 2023
---
----
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Jul 28, 2023

Reported on

Jul 28, 2023
---
----
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Jul 28, 2023

Reported on

Jul 28, 2023
---
----
-

US TREASURY BILL

Sale

$15,001 - $50,000

Jul 27, 2023

Reported on

Jul 27, 2023
---
----
-

US TREASURY BILL

Sale

$15,001 - $50,000

Jul 27, 2023

Reported on

Jul 27, 2023
---
----
HDGE
HDGE

Ranger Equity Bear Bear ETF

Sale

$15,001 - $50,000

Jul 13, 2023

Reported on

Jul 13, 2023
---
-

US TREASURY BILL

Sale

$50,001 - $100,000

Jul 13, 2023

Reported on

Jul 13, 2023
---
----
HDGE
HDGE

Ranger Equity Bear Bear ETF

Sale

$1,001 - $15,000

Jul 13, 2023

Reported on

Jul 13, 2023
---
-

US TREASURY BILL

Sale

$15,001 - $50,000

Jul 13, 2023

Reported on

Jul 13, 2023
---
----
-

US TREASURY BILL

Sale

$15,001 - $50,000

Jul 13, 2023

Reported on

Jul 13, 2023
---
----
PSQ
PSQ

ProShares Short QQQ

Purchase

$1,001 - $15,000

Jul 13, 2023

Reported on

Jul 13, 2023
---
PSQ
PSQ

ProShares Short QQQ

Purchase

$1,001 - $15,000

Jul 13, 2023

Reported on

Jul 13, 2023
---
VZ
VZ

Verizon Communications

Purchase

$1,001 - $15,000

Jul 10, 2023

Reported on

Jul 10, 2023
---
FNF
FNF

Fidelity National Finl

Purchase

$1,001 - $15,000

Jul 10, 2023

Reported on

Jul 10, 2023
---
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Jul 06, 2023

Reported on

Jul 06, 2023
---
----
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Jul 06, 2023

Reported on

Jul 06, 2023
---
----
-

US TREASURY BILL

Sale

$15,001 - $50,000

Jun 20, 2023

Reported on

Jun 20, 2023
---
----
ETN
ETN

Eaton Corp

Sale

$1,001 - $15,000

Jun 20, 2023

Reported on

Jun 20, 2023
---
TT
TT

Trane Technologies

Purchase

$1,001 - $15,000

Jun 20, 2023

Reported on

Jun 20, 2023
---
-

US TREASURY BILL

Sale

$1,001 - $15,000

Jun 20, 2023

Reported on

Jun 20, 2023
---
----
-

US TREASURY BILL

Purchase

$1,001 - $15,000

Jun 16, 2023

Reported on

Jun 16, 2023
---
----
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Jun 16, 2023

Reported on

Jun 16, 2023
---
----
NVDA
NVDA

NVIDIA

Sale (Partial)

$1,001 - $15,000

May 25, 2023

Reported on

May 25, 2023
---
KEYS
KEYS

Keysight Techs

Sale

$1,001 - $15,000

May 22, 2023

Reported on

May 22, 2023
---
DIS
DIS

Walt Disney

Sale

$1,001 - $15,000

May 22, 2023

Reported on

May 22, 2023
---
BAH
BAH

Booz Allen Hamilton

Purchase

$1,001 - $15,000

May 22, 2023

Reported on

May 22, 2023
---
NTLA
NTLA

Intellia Therapeutics

Purchase

$1,001 - $15,000

May 22, 2023

Reported on

May 22, 2023
---
-

US TREASURY BILL

Purchase

$50,001 - $100,000

May 09, 2023

Reported on

May 09, 2023
---
----
PYPL
PYPL

PayPal Holdings

Sale

$1,001 - $15,000

May 09, 2023

Reported on

May 09, 2023
---
-

US TREASURY BILL

Sale

$15,001 - $50,000

May 02, 2023

Reported on

May 02, 2023
---
----
-

US TREASURY BILL

Sale

$1,001 - $15,000

May 02, 2023

Reported on

May 02, 2023
---
----
-

US TREASURY BILL

Sale

$50,001 - $100,000

May 02, 2023

Reported on

May 02, 2023
---
----
-

US TREASURY BILL

Sale

$1,001 - $15,000

May 02, 2023

Reported on

May 02, 2023
---
----
-

US TREASURY BILL

Purchase

$1,001 - $15,000

May 01, 2023

Reported on

May 01, 2023
---
----
-

US TREASURY BILL

Purchase

$15,001 - $50,000

May 01, 2023

Reported on

May 01, 2023
---
----
NVS
NVS

Novartis

Purchase

$1,001 - $15,000

Apr 26, 2023

Reported on

Apr 26, 2023
---
TMO
TMO

Thermo Fisher Scientific

Sale (Partial)

$1,001 - $15,000

Apr 26, 2023

Reported on

Apr 26, 2023
---
-

US TREASURY BILL

Sale

$15,001 - $50,000

Apr 20, 2023

Reported on

Apr 20, 2023
---
----
-

US TREASURY BILL

Sale

$15,001 - $50,000

Apr 20, 2023

Reported on

Apr 20, 2023
---
----
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Apr 19, 2023

Reported on

Apr 19, 2023
---
----
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Apr 19, 2023

Reported on

Apr 19, 2023
---
----
RTH
RTH

VanEck Retail ETF

Sale

$1,001 - $15,000

Apr 17, 2023

Reported on

Apr 17, 2023
---
DIOD
DIOD

Diodes

Sale

$1,001 - $15,000

Apr 17, 2023

Reported on

Apr 17, 2023
---
MRVL
MRVL

Marvell Tech

Sale

$1,001 - $15,000

Apr 17, 2023

Reported on

Apr 17, 2023
---
DGRS
DGRS

WisdomTree U.S. SmallCap Quality Dividend Growth Fund

Sale

$1,001 - $15,000

Apr 17, 2023

Reported on

Apr 17, 2023
---
FIMKX
FIMKX

Fidelity Advisor Emerging Markets Fund Class I

Sale

$1,001 - $15,000

Apr 17, 2023

Reported on

Apr 17, 2023
---
----
VSH
VSH

Vishay Intertechnology

Sale

$1,001 - $15,000

Apr 17, 2023

Reported on

Apr 17, 2023
---
LGI
LGI

Lazard Glb Total Return

Sale

$1,001 - $15,000

Apr 17, 2023

Reported on

Apr 17, 2023
---
FDN
FDN

First Trust Dow Jones Internet ETF

Sale

$1,001 - $15,000

Apr 17, 2023

Reported on

Apr 17, 2023
---
SBIO
SBIO

ALPS Medical Breakthroughs ETF

Sale

$1,001 - $15,000

Apr 17, 2023

Reported on

Apr 17, 2023
---
BRKR
BRKR

Bruker

Sale

$1,001 - $15,000

Apr 17, 2023

Reported on

Apr 17, 2023
---
JHMM
JHMM

John Hancock Multifactor Mid Cap ETF

Sale

$1,001 - $15,000

Apr 17, 2023

Reported on

Apr 17, 2023
---
SNDR
SNDR

Schneider National

Sale

$1,001 - $15,000

Apr 17, 2023

Reported on

Apr 17, 2023
---
FCPIX
FCPIX

Fidelity Advisor International Capital Appreciat

Sale

$1,001 - $15,000

Apr 17, 2023

Reported on

Apr 17, 2023
---
----
ALGM
ALGM

Allegro Microsystems

Sale

$1,001 - $15,000

Apr 17, 2023

Reported on

Apr 17, 2023
---
AVNT
AVNT

Avient

Sale

$1,001 - $15,000

Apr 17, 2023

Reported on

Apr 17, 2023
---
UAA
UAA

Under Armour

Sale

$1,001 - $15,000

Apr 13, 2023

Reported on

Apr 13, 2023
---
-

US TREASURY BILL

Purchase

$50,001 - $100,000

Apr 13, 2023

Reported on

Apr 13, 2023
---
----
UA
UA

Under Armour

Sale

$1,001 - $15,000

Apr 13, 2023

Reported on

Apr 13, 2023
---
CSCO
CSCO

Cisco Systems

Sale

$15,001 - $50,000

Apr 13, 2023

Reported on

Apr 13, 2023
---
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Mar 23, 2023

Reported on

Mar 23, 2023
---
----
-

US TREASURY BILL

Sale

$1,001 - $15,000

Mar 23, 2023

Reported on

Mar 23, 2023
---
----
-

US TREASURY BILL

Purchase

$1,001 - $15,000

Mar 23, 2023

Reported on

Mar 23, 2023
---
----
-

US TREASURY BILL

Sale

$1,001 - $15,000

Mar 23, 2023

Reported on

Mar 23, 2023
---
----
-

US TREASURY BILL

Purchase

$1,001 - $15,000

Mar 23, 2023

Reported on

Mar 23, 2023
---
----
-

US TREASURY BILL

Sale

$15,001 - $50,000

Mar 23, 2023

Reported on

Mar 23, 2023
---
----
AAPL
AAPL

Apple

Sale (Partial)

$15,001 - $50,000

Mar 07, 2023

Reported on

Mar 07, 2023
---
-

US TREASURY BILL

Purchase

$1,001 - $15,000

Feb 28, 2023

Reported on

Feb 28, 2023
---
----
BSM
BSM

Black Stone Minerals

Purchase

$1,001 - $15,000

Feb 21, 2023

Reported on

Feb 21, 2023
---
VFH
VFH

Vanguard Financials ETF

Sale

$1,001 - $15,000

Feb 21, 2023

Reported on

Feb 21, 2023
---
SBUX
SBUX

Starbucks

Sale

$1,001 - $15,000

Feb 21, 2023

Reported on

Feb 21, 2023
---
HASI
HASI

Hannon Armstrong

Purchase

$1,001 - $15,000

Feb 21, 2023

Reported on

Feb 21, 2023
---
SQM
SQM

Sociedad Quimica Y Minera

Purchase

$1,001 - $15,000

Feb 21, 2023

Reported on

Feb 21, 2023
---
RTX
RTX

Raytheon Technologies

Purchase

$1,001 - $15,000

Feb 21, 2023

Reported on

Feb 21, 2023
---
TSM
TSM

Taiwan Semiconductor

Sale (Partial)

$1,001 - $15,000

Feb 21, 2023

Reported on

Feb 21, 2023
---
KBE
KBE

SPDR S&P Bank ETF

Sale

$1,001 - $15,000

Feb 21, 2023

Reported on

Feb 21, 2023
---
IRM
IRM

Iron Mountain

Sale (Partial)

$1,001 - $15,000

Feb 21, 2023

Reported on

Feb 21, 2023
---
AGX
AGX

Argan

Purchase

$1,001 - $15,000

Feb 21, 2023

Reported on

Feb 21, 2023
---
APO
APO

Apollo Global Management

Sale (Partial)

$1,001 - $15,000

Feb 21, 2023

Reported on

Feb 21, 2023
---
QCOM
QCOM

Qualcomm

Sale (Partial)

$1,001 - $15,000

Feb 21, 2023

Reported on

Feb 21, 2023
---
WM
WM

Waste Management

Purchase

$1,001 - $15,000

Feb 21, 2023

Reported on

Feb 21, 2023
---
FPI
FPI

Farmland Partners

Purchase

$1,001 - $15,000

Feb 21, 2023

Reported on

Feb 21, 2023
---
RTH
RTH

VanEck Retail ETF

Sale

$1,001 - $15,000

Feb 21, 2023

Reported on

Feb 21, 2023
---
MOS
MOS

Mosaic

Purchase

$1,001 - $15,000

Feb 21, 2023

Reported on

Feb 21, 2023
---
QTEC
QTEC

First Trust NASDAQ-100-Technology Sector Index Fund

Purchase

$1,001 - $15,000

Feb 15, 2023

Reported on

Feb 15, 2023
---
LUBYX
LUBYX

Lord Abbett Ultra Short Bond Fund - Class I

Sale

$15,001 - $50,000

Feb 15, 2023

Reported on

Feb 15, 2023
---
----
IGHG
IGHG

ProShares Investment Grade-Interest Rate Hedged

Purchase

$1,001 - $15,000

Feb 15, 2023

Reported on

Feb 15, 2023
---
VHT
VHT

Vanguard Health Care ETF

Purchase

$1,001 - $15,000

Feb 15, 2023

Reported on

Feb 15, 2023
---
-

US TREASURY BILL

Purchase

$1,001 - $15,000

Feb 15, 2023

Reported on

Feb 15, 2023
---
----
CDL
CDL

VictoryShares US Large Cap High Div Volatility Wtd ETF

Sale

$1,001 - $15,000

Feb 15, 2023

Reported on

Feb 15, 2023
---
GBIL
GBIL

Goldman Sachs Access Treasury 0-1 Year ETF

Purchase

$1,001 - $15,000

Feb 15, 2023

Reported on

Feb 15, 2023
---
SBIO
SBIO

ALPS Medical Breakthroughs ETF

Sale

$1,001 - $15,000

Feb 15, 2023

Reported on

Feb 15, 2023
---
MBXIX
MBXIX

Catalyst/Millburn Hedge Strategy Fund Class I

Sale (Partial)

$1,001 - $15,000

Feb 15, 2023

Reported on

Feb 15, 2023
---
----
FQAL
FQAL

Fidelity Quality Factor ETF

Sale

$1,001 - $15,000

Feb 15, 2023

Reported on

Feb 15, 2023
---
NXTG
NXTG

First Trust Indxx NextG ETF

Sale

$1,001 - $15,000

Feb 15, 2023

Reported on

Feb 15, 2023
---
RTH
RTH

VanEck Retail ETF

Sale

$1,001 - $15,000

Feb 15, 2023

Reported on

Feb 15, 2023
---
MOO
MOO

VanEck Agribusiness ETF

Sale (Partial)

$1,001 - $15,000

Feb 15, 2023

Reported on

Feb 15, 2023
---
----
GNR
GNR

SPDR S&P Global Natural Resources ETF

Sale (Partial)

$1,001 - $15,000

Feb 15, 2023

Reported on

Feb 15, 2023
---
JHMM
JHMM

John Hancock Multifactor Mid Cap ETF

Sale (Partial)

$1,001 - $15,000

Feb 15, 2023

Reported on

Feb 15, 2023
---
IWD
IWD

iShares Russell 1000 Value ETF

Purchase

$1,001 - $15,000

Feb 15, 2023

Reported on

Feb 15, 2023
---
IJR
IJR

iShares Core S&P Small-Cap ETF

Purchase

$1,001 - $15,000

Feb 15, 2023

Reported on

Feb 15, 2023
---
SPGP
SPGP

Invesco S&P 500 GARP ETF

Sale (Partial)

$1,001 - $15,000

Feb 15, 2023

Reported on

Feb 15, 2023
---
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Feb 15, 2023

Reported on

Feb 15, 2023
---
----
FDRR
FDRR

Fidelity Dividend ETF for Rising Rates

Sale (Partial)

$1,001 - $15,000

Feb 15, 2023

Reported on

Feb 15, 2023
---
FDN
FDN

First Trust DJ Internet Index Fund

Sale

$1,001 - $15,000

Feb 15, 2023

Reported on

Feb 15, 2023
---
IVV
IVV

iShares Core S&P 500 ETF

Purchase

$1,001 - $15,000

Feb 15, 2023

Reported on

Feb 15, 2023
---
ABYIX
ABYIX

Abbey Capital Futures Strategy Fund- Class I Sha

Sale (Partial)

$1,001 - $15,000

Feb 15, 2023

Reported on

Feb 15, 2023
---
----
LDP
LDP

Cohen & Steers Ltd

Sale

$1,001 - $15,000

Feb 15, 2023

Reported on

Feb 15, 2023
---
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Jan 31, 2023

Reported on

Jan 31, 2023
---
----
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Jan 31, 2023

Reported on

Jan 31, 2023
---
----
-

US TREASURY BILL

Sale

$15,001 - $50,000

Jan 31, 2023

Reported on

Jan 31, 2023
---
----
FPI
FPI

Farmland Partners

Purchase

$1,001 - $15,000

Jan 18, 2023

Reported on

Jan 18, 2023
---
RIO
RIO

Rio Tinto

Sale

$1,001 - $15,000

Jan 18, 2023

Reported on

Jan 18, 2023
---
-

UBS CONTINGENT AUTOCALL MET

Purchase

$15,001 - $50,000

Jan 13, 2023

Reported on

Jan 13, 2023
---
----
AQN
AQN

Algonquin Power

Sale

$1,001 - $15,000

Jan 12, 2023

Reported on

Jan 12, 2023
---
SAND
SAND

Sandstorm Gold

Purchase

$1,001 - $15,000

Jan 11, 2023

Reported on

Jan 11, 2023
---
ATKR
ATKR

Atkore

Purchase

$1,001 - $15,000

Jan 11, 2023

Reported on

Jan 11, 2023
---
HOLX
HOLX

Hologic

Sale

$1,001 - $15,000

Jan 11, 2023

Reported on

Jan 11, 2023
---
BSM
BSM

Black Stone Minerals

Purchase

$1,001 - $15,000

Jan 11, 2023

Reported on

Jan 11, 2023
---
MOO
MOO

VanEck Agribusiness ETF

Sale

$1,001 - $15,000

Jan 11, 2023

Reported on

Jan 11, 2023
---
----
CVS
CVS

CVS Health

Sale (Partial)

$1,001 - $15,000

Jan 11, 2023

Reported on

Jan 11, 2023
---
BHP
BHP

BHP Group

Purchase

$1,001 - $15,000

Jan 11, 2023

Reported on

Jan 11, 2023
---
TU
TU

TELUS

Sale

$1,001 - $15,000

Jan 11, 2023

Reported on

Jan 11, 2023
---
URA
URA

Global X Uranium ETF

Purchase

$1,001 - $15,000

Jan 11, 2023

Reported on

Jan 11, 2023
---
AXS
AXS

Axis Capital Holdings

Sale

$1,001 - $15,000

Jan 11, 2023

Reported on

Jan 11, 2023
---
DLR
DLR

Digital Realty Trust

Purchase

$1,001 - $15,000

Jan 11, 2023

Reported on

Jan 11, 2023
---
SRVR
SRVR

Pacer Benchmark Data & Infrastructure Real Estate

Sale

$1,001 - $15,000

Jan 11, 2023

Reported on

Jan 11, 2023
---
EQNR
EQNR

Equinor

Purchase

$1,001 - $15,000

Jan 11, 2023

Reported on

Jan 11, 2023
---
CME
CME

CME Group

Purchase

$1,001 - $15,000

Jan 11, 2023

Reported on

Jan 11, 2023
---
MCD
MCD

McDonald's

Sale

$1,001 - $15,000

Jan 11, 2023

Reported on

Jan 11, 2023
---
RMD
RMD

ResMed

Sale

$1,001 - $15,000

Jan 11, 2023

Reported on

Jan 11, 2023
---
AMT
AMT

American Tower

Purchase

$1,001 - $15,000

Jan 11, 2023

Reported on

Jan 11, 2023
---
FLNG
FLNG

Flex LNG

Purchase

$1,001 - $15,000

Jan 11, 2023

Reported on

Jan 11, 2023
---
MGM
MGM

MGM Resorts Intl

Purchase

$1,001 - $15,000

Jan 04, 2023

Reported on

Jan 04, 2023
---
MAXR
MAXR

Maxar Technologies

Sale

$1,001 - $15,000

Jan 04, 2023

Reported on

Jan 04, 2023
---
----
-

JPM CONTINGENT AUTOCALL GILD SQGER

Sale

$15,001 - $50,000

Dec 29, 2022

Reported on

Dec 29, 2022
---
----
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Dec 20, 2022

Reported on

Dec 20, 2022
---
----
WIW
WIW

Western Asset

Sale

$1,001 - $15,000

Nov 29, 2022

Reported on

Nov 29, 2022
---
GBIL
GBIL

Goldman Sachs Access Treasury 0-1 Year ETF

Purchase

$1,001 - $15,000

Nov 29, 2022

Reported on

Nov 29, 2022
---
WIW
WIW

Western Asset

Sale

$1,001 - $15,000

Nov 29, 2022

Reported on

Nov 29, 2022
---
-

US TREASURY BILL

Sale

$15,001 - $50,000

Nov 29, 2022

Reported on

Nov 29, 2022
---
----
GBIL
GBIL

Goldman Sachs Access Treasury 0-1 Year ETF

Purchase

$1,001 - $15,000

Nov 29, 2022

Reported on

Nov 29, 2022
---
WIW
WIW

Western Asset

Sale

$15,001 - $50,000

Nov 15, 2022

Reported on

Nov 15, 2022
---
GBIL
GBIL

Goldman Sachs Access Treasury 0-1 Year ETF

Purchase

$15,001 - $50,000

Nov 15, 2022

Reported on

Nov 15, 2022
---
GBIL
GBIL

Goldman Sachs Access Treasury 0-1 Year ETF

Purchase

$15,001 - $50,000

Nov 08, 2022

Reported on

Nov 08, 2022
---
WIW
WIW

Western Asset

Sale

$1,001 - $15,000

Nov 08, 2022

Reported on

Nov 08, 2022
---
LDP
LDP

Cohen & Steers Ltd

Sale

$1,001 - $15,000

Nov 08, 2022

Reported on

Nov 08, 2022
---
LUBYX
LUBYX

Lord Abbett Ultra Short Bond Fund - Class I

Sale

$1,001 - $15,000

Nov 08, 2022

Reported on

Nov 08, 2022
---
----
BMN
BMN

BlackRock 2037 Municipal Target Term Trust Common Shares of Beneficial Interest

Purchase

$1,001 - $15,000

Oct 27, 2022

Reported on

Oct 27, 2022
---
MBXIX
MBXIX

Catalyst/Millburn Hedge Strategy Fund Class I

Purchase

$1,001 - $15,000

Oct 17, 2022

Reported on

Oct 17, 2022
---
----
INTC
INTC

Intel

Sale

$1,001 - $15,000

Oct 17, 2022

Reported on

Oct 17, 2022
---
MPW
MPW

Medical Properties Trust

Purchase

$1,001 - $15,000

Oct 17, 2022

Reported on

Oct 17, 2022
---
EFAD
EFAD

ProShares Trust ProShares MSCI EAFE Dividend Growers ETF

Purchase

$1,001 - $15,000

Oct 17, 2022

Reported on

Oct 17, 2022
---
JHEM
JHEM

John Hancock Multifactor Emerging Markets ETF

Purchase

$1,001 - $15,000

Oct 17, 2022

Reported on

Oct 17, 2022
---
CVS
CVS

CVS Health

Purchase

$1,001 - $15,000

Oct 17, 2022

Reported on

Oct 17, 2022
---
GSMYX
GSMYX

Goldman Sachs Small/Mid-Cap Growth Fund Inst Cl

Sale

$1,001 - $15,000

Oct 17, 2022

Reported on

Oct 17, 2022
---
----
SBPYX
SBPYX

Clearbridge Small Cap Growth Fd Cl I

Purchase

$1,001 - $15,000

Oct 17, 2022

Reported on

Oct 17, 2022
---
----
DLR
DLR

Digital Realty Trust

Sale

$1,001 - $15,000

Oct 17, 2022

Reported on

Oct 17, 2022
---
VZ
VZ

Verizon Communications

Sale

$1,001 - $15,000

Oct 17, 2022

Reported on

Oct 17, 2022
---
ABT
ABT

Abbott Laboratories

Purchase

$1,001 - $15,000

Oct 17, 2022

Reported on

Oct 17, 2022
---
TSM
TSM

Taiwan Semiconductor

Purchase

$1,001 - $15,000

Oct 17, 2022

Reported on

Oct 17, 2022
---
LDP
LDP

Cohen & Steers Ltd

Sale

$1,001 - $15,000

Oct 17, 2022

Reported on

Oct 17, 2022
---
DIS
DIS

Walt Disney

Sale

$1,001 - $15,000

Oct 17, 2022

Reported on

Oct 17, 2022
---
-

US TREASURY BILL

Purchase

$15,001 - $50,000

Oct 17, 2022

Reported on

Oct 17, 2022
---
----
-

FIMKX - Fidelity Advisor Focused Emerging Markets I

Sale

$1,001 - $15,000

Oct 17, 2022

Reported on

Oct 17, 2022
---
----
FCPIX
FCPIX

Fidelity Advisor International Capital Appreciat

Sale

$1,001 - $15,000

Oct 17, 2022

Reported on

Oct 17, 2022
---
----
GMRE
GMRE

Global Medical REIT

Sale

$1,001 - $15,000

Oct 17, 2022

Reported on

Oct 17, 2022
---
SRVR
SRVR

Pacer Benchmark Data & Infrastructure Real Estate

Sale

$1,001 - $15,000

Oct 17, 2022

Reported on

Oct 17, 2022
---
HDGE
HDGE

Ranger Equity Bear Bear ETF

Purchase

$1,001 - $15,000

Oct 10, 2022

Reported on

Oct 10, 2022
---
HDGE
HDGE

Ranger Equity Bear Bear ETF

Purchase

$1,001 - $15,000

Oct 10, 2022

Reported on

Oct 10, 2022
---
PSQ
PSQ

ProShares Short QQQ

Sale

$1,001 - $15,000

Oct 10, 2022

Reported on

Oct 10, 2022
---
HDGE
HDGE

Ranger Equity Bear Bear ETF

Purchase

$15,001 - $50,000

Oct 10, 2022

Reported on

Oct 10, 2022
---
HDGE
HDGE

Ranger Equity Bear Bear ETF

Purchase

$1,001 - $15,000

Oct 10, 2022

Reported on

Oct 10, 2022
---
PSQ
PSQ

ProShares Short QQQ

Sale

$1,001 - $15,000

Oct 05, 2022

Reported on

Oct 05, 2022
---
SH
SH

ProShares Short S&P500

Sale

$1,001 - $15,000

Oct 05, 2022

Reported on

Oct 05, 2022
---
PSQ
PSQ

ProShares Short QQQ

Sale

$1,001 - $15,000

Oct 05, 2022

Reported on

Oct 05, 2022
---
HDGE
HDGE

Ranger Equity Bear Bear ETF

Purchase

$1,001 - $15,000

Oct 05, 2022

Reported on

Oct 05, 2022
---
PSQ
PSQ

ProShares Short QQQ

Sale

$15,001 - $50,000

Oct 05, 2022

Reported on

Oct 05, 2022
---
SBIO
SBIO

ALPS Medical Breakthroughs ETF

Sale

$1,001 - $15,000

Oct 04, 2022

Reported on

Oct 04, 2022
---
NID
NID

Nuveen Intermediate Dur

Sale

$15,001 - $50,000

Oct 04, 2022

Reported on

Oct 04, 2022
---
----
HQL
HQL

Tekla Life Sciences

Sale

$1,001 - $15,000

Oct 04, 2022

Reported on

Oct 04, 2022
---
-

JPM Contingent Autocall C

Sale

$1,001 - $15,000

Oct 04, 2022

Reported on

Oct 04, 2022
---
----
SH
SH

ProShares Short S&P500

Sale

$1,001 - $15,000

Sep 19, 2022

Reported on

Sep 19, 2022
---
SH
SH

ProShares Short S&P500

Sale

$15,001 - $50,000

Sep 19, 2022

Reported on

Sep 19, 2022
---
SH
SH

ProShares Short S&P500

Sale

$1,001 - $15,000

Sep 19, 2022

Reported on

Sep 19, 2022
---
-

BCS Contingent Autocall COF

Sale

$15,001 - $50,000

Sep 15, 2022

Reported on

Sep 15, 2022
---
----
SQM
SQM

Sociedad Quimica Y Minera

Sale

$1,001 - $15,000

Sep 08, 2022

Reported on

Sep 08, 2022
---
FAST
FAST

Fastenal

Sale

$1,001 - $15,000

Aug 18, 2022

Reported on

Aug 18, 2022
---
SQM
SQM

Sociedad Quimica Y Minera

Purchase

$1,001 - $15,000

Aug 18, 2022

Reported on

Aug 18, 2022
---
CFA
CFA

VictoryShares US 500 Volatility Wtd ETF

Sale (Partial)

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
KRE
KRE

SPDR S&P Regional Banking ETF

Sale

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
GLD
GLD

SPDR Gold Trust

Sale

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
FDRR
FDRR

Fidelity Dividend ETF for Rising Rates

Purchase

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
MOO
MOO

VanEck Agribusiness ETF

Sale (Partial)

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
----
EFAD
EFAD

ProShares Trust ProShares MSCI EAFE Dividend Growers ETF

Purchase

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
QTEC
QTEC

First Trust NASDAQ-100-Technology Sector Index Fund

Sale

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
GNR
GNR

SPDR S&P Global Natural Resources ETF

Sale (Partial)

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
FQAL
FQAL

Fidelity Quality Factor ETF

Purchase

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
SPGP
SPGP

Invesco S&P 500 GARP ETF

Purchase

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
DGRS
DGRS

WisdomTree U.S. SmallCap Quality Dividend Growth Fund

Sale

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
GSIMX
GSIMX

Goldman Sachs Gqg Partners International Opportu

Purchase

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
----
GSSC
GSSC

GS ActiveBeta U.S. Small Cap Equity ETF

Purchase

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
SMDV
SMDV

ProShares Russell 2000 Dividend Growers ETF

Purchase

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
IJS
IJS

iShares S&P SmallCap 600 Value ETF

Sale

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
PRF
PRF

Invesco FTSE RAFI US 1000 ETF

Purchase

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
SRVR
SRVR

Pacer Benchmark Data & Infrastructure Real Estate SCTR ETF

Sale (Partial)

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
CEF
CEF

Sprott Physical Gold

Sale (Partial)

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
IVV
IVV

iShares Core S&P 500 ETF

Sale

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
GDXJ
GDXJ

VanEck Junior Gold Miners ETF

Sale

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
GSMYX
GSMYX

Goldman Sachs Small/Mid-Cap Growth Fund Inst Cl

Sale

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
----
MBXIX
MBXIX

Catalyst/Millburn Hedge Strategy Fund Class I

Purchase

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
----
JHMM
JHMM

John Hancock Multifactor Mid Cap ETF

Purchase

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
LDP
LDP

Cohen & Steers Ltd

Sale (Partial)

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
CIBR
CIBR

First Trust NASDAQ Cybersecurity ETF

Sale (Partial)

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
LUBYX
LUBYX

Lord Abbett Ultra Short Bond Fund - Class I

Purchase

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
----
FINX
FINX

Global X FinTech ETF

Sale

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
JHEM
JHEM

John Hancock Multifactor Emerging Markets ETF

Purchase

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
WIW
WIW

Western Asset

Sale (Partial)

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
LGI
LGI

Lazard Glb Total Return

Sale (Partial)

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
FCPIX
FCPIX

Fidelity Advisor International Capital Appreciat

Sale

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
----
CDL
CDL

VictoryShares US Large Cap High Div Volatility Wtd ETF

Purchase

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
EELV
EELV

S&P Emerging Markets Low Vol Invesco ETF

Purchase

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
-

FIMKX - Fidelity Advisor Focused Emerging Markets I

Sale

$1,001 - $15,000

Aug 10, 2022

Reported on

Aug 10, 2022
---
----
FIASX
FIASX

Fidelity Advisor International Small Cap Class A

Sale

$15,001 - $50,000

Aug 09, 2022

Reported on

Aug 09, 2022
---
----
-

Broadcom Corp

Purchase

$15,001 - $50,000

Jun 21, 2022

Reported on

Jun 21, 2022
---
----
-

Office Properties Income Trust

Sale

$1,001 - $15,000

Jun 15, 2022

Reported on

Jun 15, 2022
---
----
-

Ryder Systems Inc

Purchase

$1,001 - $15,000

May 23, 2022

Reported on

May 23, 2022
---
----
FCPIX
FCPIX

Fidelity Advisor International Capital Appreciat

Sale (Partial)

$1,001 - $15,000

May 16, 2022

Reported on

May 16, 2022
---
----
ABYIX
ABYIX

Abbey Capital Futures Strategy Fund- Class I Sha

Purchase

$1,001 - $15,000

May 16, 2022

Reported on

May 16, 2022
---
----
GSMYX
GSMYX

Goldman Sachs Small/Mid-Cap Growth Fund Inst Cl

Sale (Partial)

$1,001 - $15,000

May 16, 2022

Reported on

May 16, 2022
---
----
-

FIMKX - Fidelity Advisor Focused Emerging Markets I

Sale (Partial)

$1,001 - $15,000

May 16, 2022

Reported on

May 16, 2022
---
----
-

Williams Companies

Sale

$1,001 - $15,000

May 16, 2022

Reported on

May 16, 2022
---
----
JCI
JCI

Johnson Controls Intl

Sale

$1,001 - $15,000

May 16, 2022

Reported on

May 16, 2022
---
ABYIX
ABYIX

Abbey Capital Futures Strategy Fund- Class I Sha

Purchase

$1,001 - $15,000

May 10, 2022

Reported on

May 10, 2022
---
----
FINX
FINX

Global X FinTech ETF

Sale (Partial)

$1,001 - $15,000

May 10, 2022

Reported on

May 10, 2022
---
GLD
GLD

SPDR Gold Trust

Sale (Partial)

$1,001 - $15,000

May 10, 2022

Reported on

May 10, 2022
---
FDN
FDN

First Trust DJ Internet Index Fund

Sale (Partial)

$1,001 - $15,000

May 10, 2022

Reported on

May 10, 2022
---
RTH
RTH

VanEck Retail ETF

Sale (Partial)

$1,001 - $15,000

May 10, 2022

Reported on

May 10, 2022
---
QTEC
QTEC

First Trust NASDAQ-100-Technology Sector Index Fund

Sale (Partial)

$1,001 - $15,000

May 10, 2022

Reported on

May 10, 2022
---
NXTG
NXTG

First Trust Indxx NextG ETF

Sale (Partial)

$1,001 - $15,000

May 10, 2022

Reported on

May 10, 2022
---
CIBR
CIBR

First Trust NASDAQ Cybersecurity ETF

Sale (Partial)

$1,001 - $15,000

May 10, 2022

Reported on

May 10, 2022
---
IVV
IVV

iShares Core S&P 500 ETF

Sale (Partial)

$1,001 - $15,000

May 10, 2022

Reported on

May 10, 2022
---
GSMYX
GSMYX

Goldman Sachs Small/Mid-Cap Growth Fund Inst Cl

Sale (Partial)

$1,001 - $15,000

May 10, 2022

Reported on

May 10, 2022
---
----
LUBYX
LUBYX

Lord Abbett Ultra Short Bond Fund - Class I

Sale (Partial)

$1,001 - $15,000

May 10, 2022

Reported on

May 10, 2022
---
----
GNR
GNR

SPDR S&P Global Natural Resources ETF

Purchase

$1,001 - $15,000

May 10, 2022

Reported on

May 10, 2022
---
-

MS Contingent autocall on Boeing

Sale

$1,001 - $15,000

Apr 01, 2022

Reported on

Apr 01, 2022
---
----
KWEB
KWEB

KraneShares Trust KraneShares CSI China Internet ETF

Sale

$1,001 - $15,000

Mar 17, 2022

Reported on

Mar 17, 2022
---
PSQ
PSQ

ProShares Short QQQ

Purchase

$1,001 - $15,000

Mar 15, 2022

Reported on

Mar 15, 2022
---
SH
SH

ProShares Short S&P500

Purchase

$1,001 - $15,000

Mar 15, 2022

Reported on

Mar 15, 2022
---
PSQ
PSQ

ProShares Short QQQ

Purchase

$1,001 - $15,000

Mar 14, 2022

Reported on

Mar 14, 2022
---
SH
SH

ProShares Short S&P500

Purchase

$1,001 - $15,000

Mar 14, 2022

Reported on

Mar 14, 2022
---
PSQ
PSQ

ProShares Short QQQ

Purchase

$1,001 - $15,000

Mar 14, 2022

Reported on

Mar 14, 2022
---
SH
SH

ProShares Short S&P500

Purchase

$1,001 - $15,000

Mar 14, 2022

Reported on

Mar 14, 2022
---
PSQ
PSQ

ProShares Short QQQ

Purchase

$15,001 - $50,000

Mar 14, 2022

Reported on

Mar 14, 2022
---
SH
SH

ProShares Short S&P500

Purchase

$15,001 - $50,000

Mar 14, 2022

Reported on

Mar 14, 2022
---
MAXR
MAXR

Maxar Technologies

Sale (Partial)

$1,001 - $15,000

Mar 07, 2022

Reported on

Mar 07, 2022
---
----
FCPIX
FCPIX

Fidelity Advisor International Capital Appreciat

Sale (Partial)

$1,001 - $15,000

Mar 07, 2022

Reported on

Mar 07, 2022
---
----
SBIO
SBIO

ALPS Medical Breakthroughs ETF

Sale (Partial)

$1,001 - $15,000

Mar 07, 2022

Reported on

Mar 07, 2022
---
DGRS
DGRS

WisdomTree U.S. SmallCap Quality Dividend Growth Fund

Sale (Partial)

$1,001 - $15,000

Mar 07, 2022

Reported on

Mar 07, 2022
---
MOO
MOO

VanEck Agribusiness ETF

Purchase

$1,001 - $15,000

Mar 07, 2022

Reported on

Mar 07, 2022
---
----
GNR
GNR

SPDR S&P Global Natural Resources ETF

Purchase

$1,001 - $15,000

Mar 07, 2022

Reported on

Mar 07, 2022
---
GNR
GNR

SPDR S&P Global Natural Resources ETF

Purchase

$1,001 - $15,000

Mar 07, 2022

Reported on

Mar 07, 2022
---
CFA
CFA

VictoryShares US 500 Volatility Wtd ETF

Sale (Partial)

$1,001 - $15,000

Mar 07, 2022

Reported on

Mar 07, 2022
---
GLD
GLD

SPDR Gold Trust

Purchase

$1,001 - $15,000

Mar 07, 2022

Reported on

Mar 07, 2022
---
NXTG
NXTG

First Trust Indxx NextG ETF

Sale (Partial)

$1,001 - $15,000

Mar 07, 2022

Reported on

Mar 07, 2022
---
MOO
MOO

VanEck Agribusiness ETF

Purchase

$1,001 - $15,000

Mar 07, 2022

Reported on

Mar 07, 2022
---
----
GLD
GLD

SPDR Gold Trust

Purchase

$1,001 - $15,000

Mar 07, 2022

Reported on

Mar 07, 2022
---
GDXJ
GDXJ

VanEck Junior Gold Miners ETF

Purchase

$1,001 - $15,000

Mar 07, 2022

Reported on

Mar 07, 2022
---
-

HSBC Autocall on Broadcom

Sale

$15,001 - $50,000

Feb 25, 2022

Reported on

Feb 25, 2022
---
----
JHMM
JHMM

John Hancock Multifactor Mid Cap ETF

Purchase

$1,001 - $15,000

Jan 31, 2022

Reported on

Jan 31, 2022
---
ITA
ITA

iShares U.S. Aerospace & Defense ETF

Purchase

$1,001 - $15,000

Jan 31, 2022

Reported on

Jan 31, 2022
---
WIW
WIW

Western Asset

Purchase

$1,001 - $15,000

Jan 31, 2022

Reported on

Jan 31, 2022
---
LUBFX
LUBFX

Lord Abbett Ultra Short Bond Fund - Class F

Sale (Partial)

$1,001 - $15,000

Jan 31, 2022

Reported on

Jan 31, 2022
---
----
MOO
MOO

VanEck Agribusiness ETF

Purchase

$1,001 - $15,000

Jan 31, 2022

Reported on

Jan 31, 2022
---
----
PTMC
PTMC

Pacer Trendpilot US Mid Cap ETF

Sale

$1,001 - $15,000

Jan 31, 2022

Reported on

Jan 31, 2022
---
SI
SI

Silvergate Capital

Purchase

$1,001 - $15,000

Jan 31, 2022

Reported on

Jan 31, 2022
---
----
GNR
GNR

SPDR S&P Global Natural Resources ETF

Purchase

$1,001 - $15,000

Jan 31, 2022

Reported on

Jan 31, 2022
---
CEF
CEF

Sprott Physical Gold

Sale

$1,001 - $15,000

Jan 31, 2022

Reported on

Jan 31, 2022
---
NVDA
NVDA

NVIDIA

Purchase

$1,001 - $15,000

Jan 31, 2022

Reported on

Jan 31, 2022
---
GEMIX
GEMIX

Goldman Sachs Emerging Markets Equity Fund Insti

Sale

$1,001 - $15,000

Jan 31, 2022

Reported on

Jan 31, 2022
---
----
FIMKX
FIMKX

Fidelity Advisor Emerging Markets Fund

Sale (Partial)

$1,001 - $15,000

Jan 31, 2022

Reported on

Jan 31, 2022
---
----
XAR
XAR

SPDR S&P Aerospace & Defense ETF

Sale

$1,001 - $15,000

Jan 31, 2022

Reported on

Jan 31, 2022
---
GBIL
GBIL

Goldman Sachs Access Treasury 0-1 Year ETF

Sale (Partial)

$1,001 - $15,000

Jan 26, 2022

Reported on

Jan 26, 2022
---
SRVR
SRVR

Pacer Benchmark Data & Infrastructure Real Estate SCTR ETF

Purchase

$1,001 - $15,000

Jan 26, 2022

Reported on

Jan 26, 2022
---
FDN
FDN

First Trust Dow Jones Internet ETF

Sale (Partial)

$1,001 - $15,000

Jan 26, 2022

Reported on

Jan 26, 2022
---
KRE
KRE

S&P Regional Banking ETF SPDR

Purchase

$1,001 - $15,000

Jan 26, 2022

Reported on

Jan 26, 2022
---
KBA
KBA

KraneShares Bosera MSCI China A 50 Connect Index ETF

Sale

$1,001 - $15,000

Jan 26, 2022

Reported on

Jan 26, 2022
---
CIBR
CIBR

First Trust NASDAQ Cybersecurity ETF

Sale (Partial)

$1,001 - $15,000

Jan 26, 2022

Reported on

Jan 26, 2022
---
XAR
XAR

SPDR S&P Aerospace & Defense ETF

Sale

$1,001 - $15,000

Jan 26, 2022

Reported on

Jan 26, 2022
---
MOO
MOO

VanEck Agribusiness ETF

Purchase

$1,001 - $15,000

Jan 26, 2022

Reported on

Jan 26, 2022
---
----
WIW
WIW

Western Asset

Purchase

$1,001 - $15,000

Jan 26, 2022

Reported on

Jan 26, 2022
---
JHMM
JHMM

John Hancock Multifactor Mid Cap ETF

Purchase

$1,001 - $15,000

Jan 26, 2022

Reported on

Jan 26, 2022
---
IVOO
IVOO

Vanguard S&P Mid-Cap 400 ETF

Sale (Partial)

$1,001 - $15,000

Jan 26, 2022

Reported on

Jan 26, 2022
---
GEMIX
GEMIX

Goldman Sachs Emerging Markets Equity Fund Insti

Sale

$1,001 - $15,000

Jan 26, 2022

Reported on

Jan 26, 2022
---
----
FIMKX
FIMKX

Fidelity Advisor Emerging Markets Fund

Purchase

$1,001 - $15,000

Jan 26, 2022

Reported on

Jan 26, 2022
---
----
GLD
GLD

SPDR Gold Trust

Sale (Partial)

$1,001 - $15,000

Jan 26, 2022

Reported on

Jan 26, 2022
---
ITA
ITA

iShares U.S. Aerospace & Defense ETF

Purchase

$1,001 - $15,000

Jan 26, 2022

Reported on

Jan 26, 2022
---
TSM
TSM

Taiwan Semiconductor

Sale (Partial)

$1,001 - $15,000

Jan 19, 2022

Reported on

Jan 19, 2022
---
WIW
WIW

Western Asset

Purchase

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
AMT
AMT

American Tower

Purchase

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
IGHG
IGHG

ProShares Investment Grade-Interest Rate Hedged

Purchase

$15,001 - $50,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
PTMC
PTMC

Pacer Trendpilot US Mid Cap ETF

Purchase

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
SRVR
SRVR

Pacer Benchmark Data & Infrastructure Real Estate SCTR ETF

Purchase

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
ETN
ETN

Eaton Corp

Sale (Partial)

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
ITA
ITA

iShares U.S. Aerospace & Defense ETF

Purchase

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
GLAD
GLAD

Gladstone Capital

Sale (Partial)

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
IWN
IWN

iShares Russell 2000 Value ETF

Sale (Partial)

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
MET
MET

MetLife

Sale (Partial)

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
APO
APO

Apollo Global Management

Sale (Partial)

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
DIS
DIS

Walt Disney

Purchase

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
JCI
JCI

Johnson Controls Intl

Purchase

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
BMY
BMY

Bristol-Myers Squibb

Purchase

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
FIMKX
FIMKX

Fidelity Advisor Emerging Markets Fund

Sale (Partial)

$15,001 - $50,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
----
HASI
HASI

Hannon Armstrong

Sale (Partial)

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
AY
AY

Atlantica Sustainable

Purchase

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
----
NVDA
NVDA

NVIDIA

Sale (Partial)

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
GLW
GLW

Corning

Sale (Partial)

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
CVS
CVS

CVS Health

Sale (Partial)

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
DLR
DLR

Digital Realty Trust

Purchase

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
GMRE
GMRE

Global Medical REIT

Purchase

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
CSCO
CSCO

Cisco Systems

Sale (Partial)

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
AAPL
AAPL

Apple

Sale (Partial)

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
ABBV
ABBV

AbbVie

Sale (Partial)

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
GBIL
GBIL

Goldman Sachs Access Treasury 0-1 Year ETF

Sale

$15,001 - $50,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
FXI
FXI

iShares China Large-Cap ETF

Sale

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
JNJ
JNJ

Johnson & Johnson

Purchase

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
AXS
AXS

Axis Capital Holdings

Sale (Partial)

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
CEF
CEF

Sprott Physical Gold

Purchase

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
INTC
INTC

Intel

Sale (Partial)

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
MOS
MOS

Mosaic

Purchase

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
RIO
RIO

Rio Tinto

Purchase

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
V
V

Visa

Purchase

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
LDP
LDP

Cohen & Steers Ltd

Purchase

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
RTX
RTX

Raytheon Technologies

Sale (Partial)

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
KBE
KBE

SPDR S&P Bank ETF

Purchase

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
LHX
LHX

L3Harris Technologies

Sale (Partial)

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
PTNQ
PTNQ

Pacer Trendpilot 100 ETF

Purchase

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
VZ
VZ

Verizon Communications

Purchase

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
LMT
LMT

Lockheed Martin

Sale

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
TTE
TTE

TotalEnergies

Sale (Partial)

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
QCOM
QCOM

Qualcomm

Sale (Partial)

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
XAR
XAR

SPDR S&P Aerospace & Defense ETF

Sale

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
ARCC
ARCC

Ares Capital

Sale (Partial)

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
GLD
GLD

SPDR Gold Trust

Purchase

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
IRM
IRM

Iron Mountain

Sale (Partial)

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
AQN
AQN

Algonquin Power

Purchase

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
C
C

Citigroup

Sale

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
FCPIX
FCPIX

Fidelity Advisor International Capital Appreciat

Purchase

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
----
VFH
VFH

Vanguard Financials ETF

Purchase

$1,001 - $15,000

Jan 18, 2022

Reported on

Jan 18, 2022
---
SBIO
SBIO

ALPS Medical Breakthroughs ETF

Sale (Partial)

$1,001 - $15,000

Dec 31, 2021

Reported on

Dec 31, 2021
---
-

JPM Contingent Autocall on Gilead

Purchase

$15,001 - $50,000

Dec 23, 2021

Reported on

Dec 23, 2021
---
----
-

JPM Contingent Autocall on Gilead

Sale

$15,001 - $50,000

Dec 22, 2021

Reported on

Dec 22, 2021
---
----
-

Goldman Sachs Small-Mid Cap Growth

Purchase

$1,001 - $15,000

Dec 15, 2021

Reported on

Dec 15, 2021
---
----
-

Fidelity Advisor Focused Emerging Markets

Purchase

$1,001 - $15,000

Dec 06, 2021

Reported on

Dec 06, 2021
---
----
-

ACAP Strategic Interval Common

Purchase

$1,001 - $15,000

Nov 30, 2021

Reported on

Nov 30, 2021
---
----
-

MS Contingent Autocall on Boeing

Sale

$1,001 - $15,000

Nov 29, 2021

Reported on

Nov 29, 2021
---
----
BMY
BMY

Bristol-Myers Squibb

Purchase

$1,001 - $15,000

Nov 29, 2021

Reported on

Nov 29, 2021
---
SBIO
SBIO

ALPS Medical Breakthroughs ETF

Purchase

$1,001 - $15,000

Nov 29, 2021

Reported on

Nov 29, 2021
---
GLPI
GLPI

Gaming and Leisure Props

Purchase

$1,001 - $15,000

Nov 26, 2021

Reported on

Nov 26, 2021
---
GOLD
GOLD

Barrick Gold

Sale

$1,001 - $15,000

Nov 26, 2021

Reported on

Nov 26, 2021
---
LITE
LITE

Lumentum Holdings

Purchase

$1,001 - $15,000

Nov 26, 2021

Reported on

Nov 26, 2021
---
QS
QS

QuantumScape

Sale

$1,001 - $15,000

Nov 26, 2021

Reported on

Nov 26, 2021
---
-

HSBC Autocall on Broadcom

Purchase

$15,001 - $50,000

Nov 19, 2021

Reported on

Nov 19, 2021
---
----
-

GS Autocall on Apple Inc

Sale

$15,001 - $50,000

Nov 18, 2021

Reported on

Nov 18, 2021
---
----
GLPI
GLPI

Gaming and Leisure Props

Purchase

$1,001 - $15,000

Nov 16, 2021

Reported on

Nov 16, 2021
---
-

BCS Contingent Autocall on COF

Purchase

$15,001 - $50,000

Oct 25, 2021

Reported on

Oct 25, 2021
---
----
SNOW
SNOW

Snowflake

Purchase

$1,001 - $15,000

Oct 22, 2021

Reported on

Oct 22, 2021
---
-

BCS Contingent Autocall on COF

Sale

$15,001 - $50,000

Oct 21, 2021

Reported on

Oct 21, 2021
---
----
-

BCS Contingent Autocall on COF

Sale

$15,001 - $50,000

Oct 21, 2021

Reported on

Oct 21, 2021
---
----
AAPL
AAPL

Apple

Sale (Partial)

$15,001 - $50,000

Sep 28, 2021

Reported on

Sep 28, 2021
---
GOOG
GOOG

Alphabet

Sale (Partial)

$1,001 - $15,000

Sep 28, 2021

Reported on

Sep 28, 2021
---
-

JP Morgan Chase and Co

Sale

$1,001 - $15,000

Sep 23, 2021

Reported on

Sep 23, 2021
---
----
-

JP Morgan Chase and Co

Sale

$1,001 - $15,000

Sep 23, 2021

Reported on

Sep 23, 2021
---
----
-

JPM Contingent Autocall GILD

Purchase

$15,001 - $50,000

Sep 17, 2021

Reported on

Sep 17, 2021
---
----
-

JPM Contingent Autocall GILD

Sale

$15,001 - $50,000

Sep 10, 2021

Reported on

Sep 10, 2021
---
----
-

JPM Contingent Autocall GILD

Sale

$15,001 - $50,000

Sep 10, 2021

Reported on

Sep 10, 2021
---
----
-

GS Contingent Autocall AAPL

Purchase

$15,001 - $50,000

Aug 13, 2021

Reported on

Aug 13, 2021
---
----
-

CS Contingent Autocall CSCO

Sale

$15,001 - $50,000

Aug 12, 2021

Reported on

Aug 12, 2021
---
----
WW
WW

WW International

Purchase

$1,001 - $15,000

Aug 11, 2021

Reported on

Aug 11, 2021
---
ARE
ARE

Alexandria Real Estate

Sale (Partial)

$1,001 - $15,000

Aug 04, 2021

Reported on

Aug 04, 2021
---
DGRS
DGRS

WisdomTree U.S. SmallCap Quality Dividend Growth Fund

Purchase

$1,001 - $15,000

Jul 26, 2021

Reported on

Jul 26, 2021
---
GLD
GLD

SPDR Gold Trust

Purchase

$1,001 - $15,000

Jul 26, 2021

Reported on

Jul 26, 2021
---
GEMIX
GEMIX

Goldman Sachs Emerging Markets Equity Fund Insti

Sale (Partial)

$1,001 - $15,000

Jul 26, 2021

Reported on

Jul 26, 2021
---
----
IJS
IJS

S&P Small-Cap 600 Value Ishares ETF

Sale (Partial)

$1,001 - $15,000

Jul 26, 2021

Reported on

Jul 26, 2021
---
FCPIX
FCPIX

Fidelity Advisor International Capital Appreciat

Purchase

$1,001 - $15,000

Jul 26, 2021

Reported on

Jul 26, 2021
---
----
ABYIX
ABYIX

Abbey Capital Futures Strategy Fund- Class I Sha

Purchase

$1,001 - $15,000

Jul 26, 2021

Reported on

Jul 26, 2021
---
----
FIMKX
FIMKX

Fidelity Advisor Emerging Markets Fund

Sale (Partial)

$1,001 - $15,000

Jul 26, 2021

Reported on

Jul 26, 2021
---
----
IVV
IVV

S&P 500 Ishares Core ETF

Sale (Partial)

$1,001 - $15,000

Jul 26, 2021

Reported on

Jul 26, 2021
---
FINX
FINX

Global X FinTech ETF

Purchase

$1,001 - $15,000

Jul 26, 2021

Reported on

Jul 26, 2021
---
FDN
FDN

First Trust Dow Jones Internet ETF

Sale (Partial)

$1,001 - $15,000

Jul 26, 2021

Reported on

Jul 26, 2021
---
LUBFX
LUBFX

Lord Abbett Ultra Short Bond Fund - Class F

Purchase

$1,001 - $15,000

Jul 26, 2021

Reported on

Jul 26, 2021
---
----
NXTG
NXTG

First Trust Indxx NextG ETF

Purchase

$1,001 - $15,000

Jul 26, 2021

Reported on

Jul 26, 2021
---
GBIL
GBIL

GS Treasuryaccess 0-1 Year ETF

Purchase

$1,001 - $15,000

Jul 26, 2021

Reported on

Jul 26, 2021
---
CFA
CFA

VictoryShares US 500 Volatility Wtd ETF

Sale (Partial)

$1,001 - $15,000

Jul 26, 2021

Reported on

Jul 26, 2021
---
-

BCS Contingent Autocall on COF

Purchase

$15,001 - $50,000

Jul 16, 2021

Reported on

Jul 16, 2021
---
----
-

BCS Contingent Autocall on COF

Purchase

$15,001 - $50,000

Jul 16, 2021

Reported on

Jul 16, 2021
---
----
-

BCS Contingent Autocall on COF

Sale

$15,001 - $50,000

Jul 14, 2021

Reported on

Jul 14, 2021
---
----
-

BCS Contingent Autocall on COF

Sale

$15,001 - $50,000

Jul 14, 2021

Reported on

Jul 14, 2021
---
----
JCI
JCI

Johnson Controls Intl

Purchase

$1,001 - $15,000

Jul 08, 2021

Reported on

Jul 08, 2021
---
FAST
FAST

Fastenal

Purchase

$1,001 - $15,000

Jul 08, 2021

Reported on

Jul 08, 2021
---
RAMP
RAMP

LiveRamp Holdings

Purchase

$1,001 - $15,000

Jun 29, 2021

Reported on

Jun 29, 2021
---
VSH
VSH

Vishay Intertechnology

Purchase

$1,001 - $15,000

Jun 29, 2021

Reported on

Jun 29, 2021
---
-

Energen

Sale

$1,001 - $15,000

Jun 21, 2021

Reported on

Jun 21, 2021
---
----
APO
APO

Apollo Global Management

Purchase

$1,001 - $15,000

Jun 04, 2021

Reported on

Jun 04, 2021
---
-

JPM Contingent Autocall GILD

Purchase

$15,001 - $50,000

Jun 04, 2021

Reported on

Jun 04, 2021
---
----
-

JPM Contingent Autocall GILD

Purchase

$15,001 - $50,000

Jun 04, 2021

Reported on

Jun 04, 2021
---
----
LHX
LHX

L3Harris Technologies

Sale (Partial)

$1,001 - $15,000

Jun 04, 2021

Reported on

Jun 04, 2021
---
TTE
TTE

TotalEnergies

Purchase

$1,001 - $15,000

Jun 04, 2021

Reported on

Jun 04, 2021
---
MANT
MANT

Mantech Intl

Sale

$1,001 - $15,000

Jun 04, 2021

Reported on

Jun 04, 2021
---
----
SBUX
SBUX

Starbucks

Sale (Partial)

$1,001 - $15,000

Jun 04, 2021

Reported on

Jun 04, 2021
---
ETN
ETN

Eaton Corp

Sale (Partial)

$1,001 - $15,000

Jun 04, 2021

Reported on

Jun 04, 2021
---
MCD
MCD

McDonald's

Sale (Partial)

$1,001 - $15,000

Jun 04, 2021

Reported on

Jun 04, 2021
---
AXS
AXS

Axis Capital Holdings

Sale (Partial)

$1,001 - $15,000

Jun 04, 2021

Reported on

Jun 04, 2021
---
DEO
DEO

Diageo

Sale (Partial)

$1,001 - $15,000

Jun 04, 2021

Reported on

Jun 04, 2021
---
NVDA
NVDA

NVIDIA

Sale (Partial)

$1,001 - $15,000

Jun 04, 2021

Reported on

Jun 04, 2021
---
IRM
IRM

Iron Mountain

Sale (Partial)

$1,001 - $15,000

Jun 04, 2021

Reported on

Jun 04, 2021
---
-

HSBC Contingent Autocall BMY

Sale

$15,001 - $50,000

May 26, 2021

Reported on

May 26, 2021
---
----
-

HSBC Contingent Autocall BMY

Sale

$15,001 - $50,000

May 26, 2021

Reported on

May 26, 2021
---
----
-

CS Contingent Autocall CSCO

Purchase

$15,001 - $50,000

May 07, 2021

Reported on

May 07, 2021
---
----
-

BCS Contingent Autocall on CSCO

Sale

$15,001 - $50,000

Apr 28, 2021

Reported on

Apr 28, 2021
---
----
GAN
GAN

GAN

Sale

$1,001 - $15,000

Apr 13, 2021

Reported on

Apr 13, 2021
---
-

BCS Contingent Autocall on COF

Purchase

$15,001 - $50,000

Apr 09, 2021

Reported on

Apr 09, 2021
---
----
-

BCS Contingent Autocall on COF

Purchase

$15,001 - $50,000

Apr 09, 2021

Reported on

Apr 09, 2021
---
----
CWEN
CWEN

Clearway Energy

Purchase

$1,001 - $15,000

Apr 05, 2021

Reported on

Apr 05, 2021
---
-

UBS Contingent Autocall on BAC

Sale

$15,001 - $50,000

Apr 01, 2021

Reported on

Apr 01, 2021
---
----
-

UBS Contingent Autocall on BAC

Sale

$15,001 - $50,000

Apr 01, 2021

Reported on

Apr 01, 2021
---
----
-

JPM Contingent Autocall Citigroup

Purchase

$15,001 - $50,000

Mar 26, 2021

Reported on

Mar 26, 2021
---
----
-

JPM Contingent Autocall Citigroup

Purchase

$15,001 - $50,000

Mar 26, 2021

Reported on

Mar 26, 2021
---
----
-

BCS Contingent Autocall Intel

Sale

$15,001 - $50,000

Mar 24, 2021

Reported on

Mar 24, 2021
---
----
-

BCS Contingent Autocall Intel

Sale

$15,001 - $50,000

Mar 24, 2021

Reported on

Mar 24, 2021
---
----
-

Vulcan Materials

Sale

$1,001 - $15,000

Mar 01, 2021

Reported on

Mar 01, 2021
---
----
INTC
INTC

Intel

Purchase

$1,001 - $15,000

Feb 16, 2021

Reported on

Feb 16, 2021
---
GEMIX
GEMIX

Goldman Sachs Emerging Markets Equity Fund Institu

Purchase

$1,001 - $15,000

Feb 12, 2021

Reported on

Feb 12, 2021
---
----
GEM
GEM

Goldman Sachs ActiveBeta Emerging Markets Equity ETF

Sale

$1,001 - $15,000

Feb 12, 2021

Reported on

Feb 12, 2021
---
GEMIX
GEMIX

Goldman Sachs Emerging Markets Equity Fund Institu

Purchase

$1,001 - $15,000

Feb 12, 2021

Reported on

Feb 12, 2021
---
----
FEMS
FEMS

First Trust Emerging Markets Small Cap AlphaDEX Fund

Sale

$1,001 - $15,000

Feb 12, 2021

Reported on

Feb 12, 2021
---
EEM
EEM

iShares MSCI Emerging Markets ETF

Sale

$1,001 - $15,000

Feb 12, 2021

Reported on

Feb 12, 2021
---
FIMKX
FIMKX

Fidelity Advisor Focused Emerging Markets Fund Cla

Purchase

$1,001 - $15,000

Feb 12, 2021

Reported on

Feb 12, 2021
---
----
DD
DD

DuPont de Nemours

$1,001 - $15,000

Feb 05, 2021

Reported on

Feb 05, 2021
---
XCAPX
XCAPX

ACAP Strategic Fund

Purchase

$15,001 - $50,000

Jan 29, 2021

Reported on

Jan 29, 2021
---
----
DD
DD

DuPont de Nemours

Sale (Partial)

$15,001 - $50,000

Jan 27, 2021

Reported on

Jan 27, 2021
---
AQN
AQN

Algonquin Power

Purchase

$1,001 - $15,000

Jan 26, 2021

Reported on

Jan 26, 2021
---
PBA
PBA

Pembina Pipeline

Sale

$1,001 - $15,000

Jan 26, 2021

Reported on

Jan 26, 2021
---
EVOP
EVOP

EVO Payments

Sale

$1,001 - $15,000

Jan 25, 2021

Reported on

Jan 25, 2021
---
----
VIAV
VIAV

Viavi Solutions

Sale

$1,001 - $15,000

Jan 25, 2021

Reported on

Jan 25, 2021
---
RODM
RODM

Hartford Multifactor Developed Markets (ex-US) ETF

Sale

$1,001 - $15,000

Jan 13, 2021

Reported on

Jan 13, 2021
---
FCPIX
FCPIX

Fidelity Advisor International Capital Appreciatio

Purchase

$1,001 - $15,000

Jan 13, 2021

Reported on

Jan 13, 2021
---
----
FCPIX
FCPIX

Fidelity Advisor International Capital Appreciatio

Purchase

$1,001 - $15,000

Jan 13, 2021

Reported on

Jan 13, 2021
---
----
RODM
RODM

Hartford Multifactor Developed Markets (ex-US) ETF

Sale

$1,001 - $15,000

Jan 13, 2021

Reported on

Jan 13, 2021
---
SH
SH

ProShares Short S&P500

Sale

$1,001 - $15,000

Jan 11, 2021

Reported on

Jan 11, 2021
---
SH
SH

ProShares Short S&P500

Sale

$1,001 - $15,000

Jan 11, 2021

Reported on

Jan 11, 2021
---
PSQ
PSQ

ProShares Short QQQ

Sale

$1,001 - $15,000

Jan 11, 2021

Reported on

Jan 11, 2021
---
SH
SH

ProShares Short S&P500

Sale

$1,001 - $15,000

Jan 11, 2021

Reported on

Jan 11, 2021
---
PSQ
PSQ

ProShares Short QQQ

Sale

$1,001 - $15,000

Jan 11, 2021

Reported on

Jan 11, 2021
---
DDOG
DDOG

Datadog

Sale

$1,001 - $15,000

Jan 11, 2021

Reported on

Jan 11, 2021
---
CAG
CAG

Conagra Brands

Sale

$1,001 - $15,000

Jan 11, 2021

Reported on

Jan 11, 2021
---
PSQ
PSQ

ProShares Short QQQ

Sale

$1,001 - $15,000

Jan 11, 2021

Reported on

Jan 11, 2021
---
AJRD
AJRD

Aerojet Rocketdyne Hldgs

Sale

$1,001 - $15,000

Jan 08, 2021

Reported on

Jan 08, 2021
---
----
SH
SH

ProShares Short S&P500

Purchase

$1,001 - $15,000

Jan 04, 2021

Reported on

Jan 04, 2021
---
SH
SH

ProShares Short S&P500

Purchase

$1,001 - $15,000

Jan 04, 2021

Reported on

Jan 04, 2021
---
SH
SH

ProShares Short S&P500

Purchase

$1,001 - $15,000

Jan 04, 2021

Reported on

Jan 04, 2021
---
PSQ
PSQ

ProShares Short QQQ

Purchase

$1,001 - $15,000

Jan 04, 2021

Reported on

Jan 04, 2021
---
PSQ
PSQ

ProShares Short QQQ

Purchase

$1,001 - $15,000

Jan 04, 2021

Reported on

Jan 04, 2021
---
PSQ
PSQ

ProShares Short QQQ

Purchase

$1,001 - $15,000

Jan 04, 2021

Reported on

Jan 04, 2021
---
DD
DD

DuPont de Nemours

Sale (Partial)

$1,001 - $15,000

Dec 30, 2020

Reported on

Dec 30, 2020
---
DOW
DOW

Dow

Sale (Partial)

$1,001 - $15,000

Dec 30, 2020

Reported on

Dec 30, 2020
---
VTRS
VTRS

Viatris

Sale

$1,001 - $15,000

Dec 30, 2020

Reported on

Dec 30, 2020
---
TSLA
TSLA

Tesla

Purchase

$1,001 - $15,000

Dec 30, 2020

Reported on

Dec 30, 2020
---
BMY
BMY

Bristol-Myers Squibb

Purchase

$1,001 - $15,000

Dec 30, 2020

Reported on

Dec 30, 2020
---
SBIO
SBIO

ALPS Medical Breakthroughs ETF

Purchase

$1,001 - $15,000

Dec 30, 2020

Reported on

Dec 30, 2020
---
PBA
PBA

Pembina Pipeline

Sale

$1,001 - $15,000

Dec 30, 2020

Reported on

Dec 30, 2020
---
NTAP
NTAP

NetApp

Purchase

$1,001 - $15,000

Dec 30, 2020

Reported on

Dec 30, 2020
---
GSMYX
GSMYX

Goldman Sachs Small/Mid Cap Growth Fund Institutio

Purchase

$1,001 - $15,000

Dec 15, 2020

Reported on

Dec 15, 2020
---
----
-

OWENS & MINOR

Sale

$15,001 - $50,000

Nov 30, 2020

Reported on

Nov 30, 2020
---
----
XCAPX
XCAPX

ACAP Strategic Fund

Purchase

$1,001 - $15,000

Nov 30, 2020

Reported on

Nov 30, 2020
---
----
-

OWENS & MINOR

Sale

$15,001 - $50,000

Nov 30, 2020

Reported on

Nov 30, 2020
---
----
RTH
RTH

VanEck Retail ETF

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
LGI
LGI

Lazard Glb Total Return

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
SBIO
SBIO

ALPS Medical Breakthroughs ETF

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
OHI
OHI

Omega Healthcare Invts

Sale

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
DGRS
DGRS

WisdomTree U.S. SmallCap Quality Dividend Growth Fund

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
GLD
GLD

SPDR Gold Shares

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
ATVI
ATVI

Activision Blizzard

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
----
GLW
GLW

Corning

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
GOLD
GOLD

Barrick Gold

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
KEYS
KEYS

Keysight Technologies

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
PTNQ
PTNQ

Pacer Trendpilot 100 ETF

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
MRVL
MRVL

Marvell Tech

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
RODM
RODM

Hartford Multifactor Developed Markets (ex-US) ETF

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
ERIC
ERIC

Telefonaktiebolaget L M

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
SWKS
SWKS

Skyworks Solutions

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
BRKR
BRKR

Bruker

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
FDN
FDN

First Trust DJ Internet Index Fund

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
XAR
XAR

SPDR S&P Aerospace & Defense ETF

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
GMAB
GMAB

Genmab

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
FTNT
FTNT

Fortinet

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
LUBFX
LUBFX

Lord Abbett Ultra Short Bond Fund Class F

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
----
DD
DD

DuPont de Nemours

Sale

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
SI
SI

Silvergate Capital

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
----
BAH
BAH

Booz Allen Hamilton

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
EVOP
EVOP

EVO Payments

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
----
CEF
CEF

Sprott Physical Gold

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
GBIL
GBIL

Goldman Sachs Access Treasury 0-1 Year ETF

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
VIAV
VIAV

Viavi Solutions

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
HAL
HAL

Halliburton

Sale

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
ARE
ARE

Alexandria Real Estate

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
V
V

Visa

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
AAPL
AAPL

Apple

Sale (Partial)

$50,001 - $100,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
CRWD
CRWD

CrowdStrike Holdings

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
SNPS
SNPS

Synopsys

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
SRVR
SRVR

Pacer Benchmark Data & Infrastructure Real Estate SCTR ETF

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
PAGS
PAGS

PagSeguro Digital

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
MANT
MANT

Mantech Intl

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
----
MAXR
MAXR

Maxar Technologies

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
----
ACIW
ACIW

ACI Worldwide

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
ABYIX
ABYIX

Abbey Capital Futures Strategy Fund Class I

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
----
WIW
WIW

Western Asset

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
PTMC
PTMC

Pacer Trendpilot US Mid Cap ETF

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
DDOG
DDOG

Datadog

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
DOW
DOW

Dow

Sale

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
WW
WW

WW International

Sale

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
PTLC
PTLC

Pacer Fund Trust Pacer Trendpilot US Large Cap ETF

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
AJRD
AJRD

Aerojet Rocketdyne Hldgs

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
----
LDP
LDP

Cohen & Steers Ltd

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
QCOM
QCOM

Qualcomm

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
TMO
TMO

Thermo Fisher Scientific

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
NTLA
NTLA

Intellia Therapeutics

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
ABBV
ABBV

AbbVie

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
CTVA
CTVA

Corteva

Sale

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
HBI
HBI

Hanesbrands

Sale

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
PAAS
PAAS

Pan American Silver

Purchase

$1,001 - $15,000

Nov 20, 2020

Reported on

Nov 20, 2020
---
RIO
RIO

Rio Tinto

Purchase

$1,001 - $15,000

Nov 16, 2020

Reported on

Nov 16, 2020
---
-

GSMYX - GOLDMAN SACHS SM MD CAP GROWTH I

Purchase

$1,001 - $15,000

Oct 30, 2020

Reported on

Oct 30, 2020
---
----
IJR
IJR

iShares Core S&P Small-Cap ETF

Sale

$1,001 - $15,000

Oct 30, 2020

Reported on

Oct 30, 2020
---
-

GSMYX - GOLDMAN SACHS SM MD CAP GROWTH I

Purchase

$1,001 - $15,000

Oct 30, 2020

Reported on

Oct 30, 2020
---
----
LDP
LDP

Cohen & Steers Ltd

Purchase

$1,001 - $15,000

Sep 24, 2020

Reported on

Sep 24, 2020
---
WIW
WIW

Western Asset

Purchase

$1,001 - $15,000

Sep 22, 2020

Reported on

Sep 22, 2020
---
LDP
LDP

Cohen & Steers Ltd

Purchase

$1,001 - $15,000

Sep 22, 2020

Reported on

Sep 22, 2020
---
ATOAX
ATOAX

Aberdeen Ultra Short Municipal Income Fund Class A

Purchase

$15,001 - $50,000

Sep 22, 2020

Reported on

Sep 22, 2020
---
----
-

Citigroup Fixed to Floater

Sale

$15,001 - $50,000

Aug 27, 2020

Reported on

Aug 27, 2020
---
----
ARE
ARE

Alexandria Real Estate

Sale (Partial)

$1,001 - $15,000

Aug 21, 2020

Reported on

Aug 21, 2020
---
TCEHY
TCEHY

Tencent Holdings

Sale

$1,001 - $15,000

Aug 21, 2020

Reported on

Aug 21, 2020
---
LDP
LDP

Cohen & Steers Ltd

Purchase

$1,001 - $15,000

Aug 21, 2020

Reported on

Aug 21, 2020
---
GBIL
GBIL

Goldman Sachs Access Treasury 0-1 Year ETF

Sale (Partial)

$1,001 - $15,000

Aug 21, 2020

Reported on

Aug 21, 2020
---
GLD
GLD

SPDR Gold Shares

Sale (Partial)

$1,001 - $15,000

Aug 13, 2020

Reported on

Aug 13, 2020
---
KWEB
KWEB

KraneShares Trust KraneShares CSI China Internet ETF

Sale

$1,001 - $15,000

Aug 07, 2020

Reported on

Aug 07, 2020
---
LUBFX
LUBFX

Lord Abbett Ultra Short Bond Fund Class F

Sale (Partial)

$1,001 - $15,000

Aug 06, 2020

Reported on

Aug 06, 2020
---
----
LDP
LDP

Cohen & Steers Ltd

Purchase

$1,001 - $15,000

Aug 06, 2020

Reported on

Aug 06, 2020
---
GBIL
GBIL

Goldman Sachs Access Treasury 0-1 Year ETF

Sale (Partial)

$1,001 - $15,000

Aug 06, 2020

Reported on

Aug 06, 2020
---
SIL
SIL

Global X Silver Miners ETF

Sale

$1,001 - $15,000

Jul 28, 2020

Reported on

Jul 28, 2020
---
LMT
LMT

Lockheed Martin

Purchase

$1,001 - $15,000

Jul 09, 2020

Reported on

Jul 09, 2020
---
PTMC
PTMC

Pacer Trendpilot US Mid Cap ETF

Purchase

$1,001 - $15,000

Jul 09, 2020

Reported on

Jul 09, 2020
---
LHX
LHX

L3Harris Technologies

Purchase

$1,001 - $15,000

Jul 09, 2020

Reported on

Jul 09, 2020
---
GBIL
GBIL

Goldman Sachs Access Treasury 0-1 Year ETF

Purchase

$1,001 - $15,000

Jul 09, 2020

Reported on

Jul 09, 2020
---
MPW
MPW

Medical Properties Trust

Sale

$1,001 - $15,000

Jul 09, 2020

Reported on

Jul 09, 2020
---
AAPL
AAPL

Apple

Sale (Partial)

$1,001 - $15,000

Jul 09, 2020

Reported on

Jul 09, 2020
---
C
C

Citigroup

Purchase

$1,001 - $15,000

Jul 09, 2020

Reported on

Jul 09, 2020
---
FXI
FXI

iShares China Large-Cap ETF

Sale (Partial)

$1,001 - $15,000

Jul 09, 2020

Reported on

Jul 09, 2020
---
TSN
TSN

Tyson Foods

Sale

$1,001 - $15,000

Jul 09, 2020

Reported on

Jul 09, 2020
---
HASI
HASI

Hannon Armstrong

Sale (Partial)

$1,001 - $15,000

Jul 09, 2020

Reported on

Jul 09, 2020
---
SRVR
SRVR

Pacer Benchmark Data & Infrastructure Real Estate SCTR ETF

Purchase

$1,001 - $15,000

Jul 09, 2020

Reported on

Jul 09, 2020
---
GLAD
GLAD

Gladstone Capital

Sale (Partial)

$1,001 - $15,000

Jul 09, 2020

Reported on

Jul 09, 2020
---
RMD
RMD

ResMed

Sale (Partial)

$1,001 - $15,000

Jul 09, 2020

Reported on

Jul 09, 2020
---
WIW
WIW

Western Asset

Purchase

$1,001 - $15,000

Jul 09, 2020

Reported on

Jul 09, 2020
---
APO
APO

Apollo Global Management

Sale (Partial)

$1,001 - $15,000

Jul 09, 2020

Reported on

Jul 09, 2020
---
IRM
IRM

Iron Mountain

Purchase

$1,001 - $15,000

Jul 09, 2020

Reported on

Jul 09, 2020
---
RTH
RTH

VanEck Retail ETF

Purchase

$1,001 - $15,000

Jul 09, 2020

Reported on

Jul 09, 2020
---
AXS
AXS

Axis Capital Holdings

Purchase

$1,001 - $15,000

Jul 09, 2020

Reported on

Jul 09, 2020
---
PTLC
PTLC

Pacer Fund Trust Pacer Trendpilot US Large Cap ETF

Purchase

$1,001 - $15,000

Jul 09, 2020

Reported on

Jul 09, 2020
---
ABBV
ABBV

AbbVie

Sale (Partial)

$1,001 - $15,000

Jul 09, 2020

Reported on

Jul 09, 2020
---
OHI
OHI

Omega Healthcare Invts

Sale

$1,001 - $15,000

Jul 09, 2020

Reported on

Jul 09, 2020
---
MANT
MANT

Mantech Intl

Purchase

$1,001 - $15,000

Jul 09, 2020

Reported on

Jul 09, 2020
---
----
SWKS
SWKS

Skyworks Solutions

Sale (Partial)

$1,001 - $15,000

Jul 09, 2020

Reported on

Jul 09, 2020
---
ARCC
ARCC

Ares Capital

Sale (Partial)

$1,001 - $15,000

Jul 09, 2020

Reported on

Jul 09, 2020
---
NVDA
NVDA

NVIDIA

Sale (Partial)

$1,001 - $15,000

Jul 09, 2020

Reported on

Jul 09, 2020
---
MBXIX
MBXIX

Catalyst/Millburn Hedge Strategy Fund Class I

Sale

$1,001 - $15,000

Jul 09, 2020

Reported on

Jul 09, 2020
---
----
AY
AY

Atlantica Sustainable

Purchase

$1,001 - $15,000

Jul 09, 2020

Reported on

Jul 09, 2020
---
----
FEMS
FEMS

First Trust Emerging Markets Small Cap AlphaDEX Fund

Sale

$1,001 - $15,000

Jul 09, 2020

Reported on

Jul 09, 2020
---
PFE
PFE

Pfizer

Purchase

$1,001 - $15,000

Jul 09, 2020

Reported on

Jul 09, 2020
---
QCOM
QCOM

Qualcomm

Sale (Partial)

$1,001 - $15,000

Jul 09, 2020

Reported on

Jul 09, 2020
---
TCEHY
TCEHY

Tencent Holdings

Sale (Partial)

$1,001 - $15,000

Jul 08, 2020

Reported on

Jul 08, 2020
---
SIL
SIL

Global X Silver Miners ETF

Purchase

$1,001 - $15,000

Jul 07, 2020

Reported on

Jul 07, 2020
---
FEMS
FEMS

First Trust Emerging Markets Small Cap AlphaDEX Fund

Sale (Partial)

$1,001 - $15,000

Jul 07, 2020

Reported on

Jul 07, 2020
---
GDXJ
GDXJ

VanEck Junior Gold Miners ETF

Sale (Partial)

$1,001 - $15,000

Jul 07, 2020

Reported on

Jul 07, 2020
---
LUBFX
LUBFX

Lord Abbett Ultra Short Bond Fund Class F

Purchase

$1,001 - $15,000

Jul 07, 2020

Reported on

Jul 07, 2020
---
----
FXI
FXI

iShares China Large-Cap ETF

Sale

$1,001 - $15,000

Jul 07, 2020

Reported on

Jul 07, 2020
---
GBIL
GBIL

Goldman Sachs Access Treasury 0-1 Year ETF

Purchase

$1,001 - $15,000

Jul 07, 2020

Reported on

Jul 07, 2020
---
WIW
WIW

Western Asset

Purchase

$1,001 - $15,000

Jul 07, 2020

Reported on

Jul 07, 2020
---
FCPIX
FCPIX

Fidelity Advisor International Capital Appreciatio

Purchase

$1,001 - $15,000

Jul 07, 2020

Reported on

Jul 07, 2020
---
----
FDN
FDN

First Trust DJ Internet Index Fund

Sale (Partial)

$1,001 - $15,000

Jul 07, 2020

Reported on

Jul 07, 2020
---
RTH
RTH

VanEck Retail ETF

Purchase

$1,001 - $15,000

Jul 07, 2020

Reported on

Jul 07, 2020
---
DLS
DLS

WisdomTree International SmallCap Fund

Sale

$1,001 - $15,000

Jul 07, 2020

Reported on

Jul 07, 2020
---
MBXIX
MBXIX

Catalyst/Millburn Hedge Strategy Fund Class I

Sale

$1,001 - $15,000

Jul 07, 2020

Reported on

Jul 07, 2020
---
----
FIMKX
FIMKX

Fidelity Advisor Emerging Markets Fund I Class

Purchase

$1,001 - $15,000

Jul 07, 2020

Reported on

Jul 07, 2020
---
----
NXTG
NXTG

First Trust Indxx NextG ETF

Purchase

$1,001 - $15,000

Jul 07, 2020

Reported on

Jul 07, 2020
---
-

Dominion Energy

Sale

$1,001 - $15,000

Jul 01, 2020

Reported on

Jul 01, 2020
---
----
-

BCS Contingent Autocall INTC

Purchase

$15,001 - $50,000

Jun 19, 2020

Reported on

Jun 19, 2020
---
----
-

BCS Contingent Autocall INTC

Purchase

$15,001 - $50,000

Jun 19, 2020

Reported on

Jun 19, 2020
---
----
-

MS Contingent Autocall INTC

Sale

$15,001 - $50,000

Jun 11, 2020

Reported on

Jun 11, 2020
---
----
-

MS Contingent Autocall INTC

Sale

$15,001 - $50,000

Jun 11, 2020

Reported on

Jun 11, 2020
---
----
XCAPX
XCAPX

ACAP Strategic Fund

Purchase

$15,001 - $50,000

May 28, 2020

Reported on

May 28, 2020
---
----
PRJAX
PRJAX

PGIM Jennison Global Opportunities Fund-Class A

Sale

$15,001 - $50,000

May 21, 2020

Reported on

May 21, 2020
---
----
-

UBS Contingent Autocall on SLB

Sale

$1,001 - $15,000

Apr 23, 2020

Reported on

Apr 23, 2020
---
----
-

UBS Contingent Autocall on SLB

Sale

$1,001 - $15,000

Apr 23, 2020

Reported on

Apr 23, 2020
---
----
SWKS
SWKS

Skyworks Solutions

Purchase

$1,001 - $15,000

Apr 14, 2020

Reported on

Apr 14, 2020
---
DIS
DIS

Walt Disney

Purchase

$1,001 - $15,000

Apr 14, 2020

Reported on

Apr 14, 2020
---
CVS
CVS

CVS Health

Purchase

$1,001 - $15,000

Apr 14, 2020

Reported on

Apr 14, 2020
---
CEF
CEF

Sprott Physical Gold

Purchase

$1,001 - $15,000

Apr 14, 2020

Reported on

Apr 14, 2020
---
PNQI
PNQI

Invesco Nasdaq Internet ETF

Purchase

$1,001 - $15,000

Apr 14, 2020

Reported on

Apr 14, 2020
---
PYPL
PYPL

PayPal Holdings

Purchase

$1,001 - $15,000

Apr 14, 2020

Reported on

Apr 14, 2020
---
-

RTN

$1,001 - $15,000

Apr 03, 2020

Reported on

Apr 03, 2020
---
----
-

UTX

$1,001 - $15,000

Apr 03, 2020

Reported on

Apr 03, 2020
---
----
IAT
IAT

iShares U.S. Regional Banks ETF

Sale

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
SBUX
SBUX

Starbucks

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
ARE
ARE

Alexandria Real Estate

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
QLEIX
QLEIX

AQR Long-Short Equity Fund Class I

Sale

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
----
SBIO
SBIO

ALPS Medical Breakthroughs ETF

Sale (Partial)

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
NVO
NVO

Novo Nordisk

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
CAG
CAG

Conagra Brands

Sale (Partial)

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
TSN
TSN

Tyson Foods

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
RMD
RMD

ResMed

Sale (Partial)

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
CFG
CFG

Citizens Financial Group

Sale

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
MBXIX
MBXIX

Catalyst/Millburn Hedge Strategy Fund Class I

Sale (Partial)

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
----
PTNQ
PTNQ

Pacer Trendpilot 100 ETF

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
GLD
GLD

SPDR Gold Shares

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
CB
CB

Chubb

Sale

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
GLAD
GLAD

Gladstone Capital

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
LHX
LHX

L3Harris Technologies

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
FINX
FINX

Global X FinTech ETF

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
SRVR
SRVR

Pacer Benchmark Data & Infrastructure Real Estate SCTR ETF

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
GEM
GEM

Goldman Sachs ActiveBeta Emerging Markets Equity ETF

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
QCOM
QCOM

Qualcomm

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
GBIL
GBIL

Goldman Sachs Access Treasury 0-1 Year ETF

Sale (Partial)

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
CEF
CEF

Sprott Physical Gold

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
SWKS
SWKS

Skyworks Solutions

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
BOTZ
BOTZ

Global X Robotics & Artificial Intelligence ETF

Sale

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
APO
APO

Apollo Global Management

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
MET
MET

MetLife

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
LGI
LGI

Lazard Glb Total Return

Sale

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
OAYIX
OAYIX

Oakmark International Fund Class Advisor

Sale

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
----
MSFT
MSFT

Microsoft

Sale (Partial)

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
QTEC
QTEC

First Trust NASDAQ-100-Technology Sector Index Fund

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
GLW
GLW

Corning

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
CEF
CEF

Sprott Physical Gold

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
MBXIX
MBXIX

Catalyst/Millburn Hedge Strategy Fund Class I

Sale (Partial)

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
----
PEP
PEP

PepsiCo

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
QLEIX
QLEIX

AQR Long-Short Equity Fund Class I

Sale

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
----
LUBFX
LUBFX

Lord Abbett Ultra Short Bond Fund Class F

Sale (Partial)

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
----
PKG
PKG

Packaging Corp of America

Sale

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
IVV
IVV

iShares Core S&P 500 ETF

Sale (Partial)

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
IRM
IRM

Iron Mountain

Sale (Partial)

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
CFA
CFA

VictoryShares US 500 Volatility Wtd ETF

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
MPC
MPC

Marathon Petroleum

Sale

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
IWD
IWD

iShares Russell 1000 Value ETF

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
EEM
EEM

iShares MSCI Emerging Markets ETF

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
DRI
DRI

Darden Restaurants

Sale

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
DGX
DGX

Quest Diagnostics

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
FPL
FPL

First Trust New Opps

Sale

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
----
CVS
CVS

CVS Health

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
GLD
GLD

SPDR Gold Shares

Sale (Partial)

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
KNX
KNX

Knight-Swift

Sale

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
CIBR
CIBR

First Trust NASDAQ Cybersecurity ETF

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
FDN
FDN

First Trust DJ Internet Index Fund

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
RODM
RODM

Hartford Multifactor Developed Markets (ex-US) ETF

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
ARCC
ARCC

Ares Capital

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
TCEHY
TCEHY

Tencent Holdings

Sale (Partial)

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
KWEB
KWEB

KraneShares Trust KraneShares CSI China Internet ETF

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
GBIL
GBIL

Goldman Sachs Access Treasury 0-1 Year ETF

Sale (Partial)

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
FITB
FITB

Fifth Third Bancorp

Sale

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
IWN
IWN

iShares Russell 2000 Value ETF

Purchase

$1,001 - $15,000

Apr 02, 2020

Reported on

Apr 02, 2020
---
CVS
CVS

CVS Health

Purchase

$1,001 - $15,000

Mar 27, 2020

Reported on

Mar 27, 2020
---
DIS
DIS

Walt Disney

Purchase

$1,001 - $15,000

Mar 27, 2020

Reported on

Mar 27, 2020
---
PYPL
PYPL

PayPal Holdings

Purchase

$1,001 - $15,000

Mar 27, 2020

Reported on

Mar 27, 2020
---
SWKS
SWKS

Skyworks Solutions

Purchase

$1,001 - $15,000

Mar 27, 2020

Reported on

Mar 27, 2020
---
VZ
VZ

Verizon Communications

Purchase

$1,001 - $15,000

Mar 24, 2020

Reported on

Mar 24, 2020
---
-

AQR Long-Short Equity

Sale

$1,001 - $15,000

Mar 24, 2020

Reported on

Mar 24, 2020
---
----
WFC
WFC

Wells Fargo

Sale

$1,001 - $15,000

Mar 24, 2020

Reported on

Mar 24, 2020
---
ABBV
ABBV

AbbVie

Purchase

$1,001 - $15,000

Mar 24, 2020

Reported on

Mar 24, 2020
---
CSCO
CSCO

Cisco Systems

Purchase

$1,001 - $15,000

Mar 24, 2020

Reported on

Mar 24, 2020
---
MPC
MPC

Marathon Petroleum

Sale

$1,001 - $15,000

Mar 24, 2020

Reported on

Mar 24, 2020
---
JPM
JPM

JPMorgan Chase

Purchase

$1,001 - $15,000

Mar 24, 2020

Reported on

Mar 24, 2020
---
VOD
VOD

Vodafone Group

Sale

$1,001 - $15,000

Mar 24, 2020

Reported on

Mar 24, 2020
---
SPY
SPY

SPDR S&P 500

Purchase

$1,001 - $15,000

Mar 23, 2020

Reported on

Mar 23, 2020
---
CEF
CEF

Sprott Physical Gold

Purchase

$1,001 - $15,000

Mar 23, 2020

Reported on

Mar 23, 2020
---
BSTZ
BSTZ

BlackRock Science

Sale

$1,001 - $15,000

Feb 22, 2020

Reported on

Feb 22, 2020
---
----
HQL
HQL

Tekla Life Sciences

Purchase

$1,001 - $15,000

Feb 22, 2020

Reported on

Feb 22, 2020
---
----
BSTZ
BSTZ

BlackRock Science

Sale

$1,001 - $15,000

Feb 22, 2020

Reported on

Feb 22, 2020
---
----
HQL
HQL

Tekla Life Sciences

Purchase

$1,001 - $15,000

Feb 22, 2020

Reported on

Feb 22, 2020
---
----
-

HSBC Contingent Autocall BMY

Purchase

$15,001 - $50,000

Feb 21, 2020

Reported on

Feb 21, 2020
---
----
-

HSBC Contingent Autocall BMY

Purchase

$15,001 - $50,000

Feb 21, 2020

Reported on

Feb 21, 2020
---
----
-

BCS Contingent Autocall BMY

Sale

$15,001 - $50,000

Feb 13, 2020

Reported on

Feb 13, 2020
---
----
-

BCS Contingent Autocall BMY

Sale

$15,001 - $50,000

Feb 13, 2020

Reported on

Feb 13, 2020
---
----
-

BCS Contingent Autocall CSCO

Purchase

$15,001 - $50,000

Jan 24, 2020

Reported on

Jan 24, 2020
---
----
-

CS Contingent Autocall MSFT

Sale

$15,001 - $50,000

Jan 02, 2020

Reported on

Jan 02, 2020
---
----
-

CS Contingent Autocall MSFT

Sale

$15,001 - $50,000

Jan 02, 2020

Reported on

Jan 02, 2020
---
----
-

UBS Contingent Autocall Bank of America

Purchase

$15,001 - $50,000

Dec 27, 2019

Reported on

Dec 27, 2019
---
----
-

UBS Contingent Autocall Bank of America

Purchase

$15,001 - $50,000

Dec 27, 2019

Reported on

Dec 27, 2019
---
----
UA
UA

Under Armour

Sale

$1,001 - $15,000

Dec 17, 2019

Reported on

Dec 17, 2019
---
BP
BP

BP

Sale

$1,001 - $15,000

Dec 17, 2019

Reported on

Dec 17, 2019
---
UAA
UAA

Under Armour

Sale

$1,001 - $15,000

Dec 17, 2019

Reported on

Dec 17, 2019
---
-

Invesco Pacific Growth A

Purchase

$1,001 - $15,000

Dec 16, 2019

Reported on

Dec 16, 2019
---
----
-

MS Contingent Autocall Intel

Purchase

$15,001 - $50,000

Dec 06, 2019

Reported on

Dec 06, 2019
---
----
-

MS Contingent Autocall Intel

Purchase

$15,001 - $50,000

Dec 06, 2019

Reported on

Dec 06, 2019
---
----
-

LOR Lazard World Dividend and Income Fund

$1,001 - $15,000

Dec 05, 2019

Reported on

Dec 05, 2019
---
----
-

BCS Contingent Autocall BMY

Purchase

$15,001 - $50,000

Nov 08, 2019

Reported on

Nov 08, 2019
---
----
-

BCS Contingent Autocall BMY

Purchase

$15,001 - $50,000

Nov 08, 2019

Reported on

Nov 08, 2019
---
----
-

CS Contingent Autocall GE

Sale

$15,001 - $50,000

Nov 07, 2019

Reported on

Nov 07, 2019
---
----
-

CS Contingent Autocall GE

Sale

$15,001 - $50,000

Nov 07, 2019

Reported on

Nov 07, 2019
---
----
MCD
MCD

McDonald's

Purchase

$1,001 - $15,000

Nov 04, 2019

Reported on

Nov 04, 2019
---
DRI
DRI

Darden Restaurants

Purchase

$1,001 - $15,000

Nov 04, 2019

Reported on

Nov 04, 2019
---
MO
MO

Altria Group

Sale

$1,001 - $15,000

Nov 04, 2019

Reported on

Nov 04, 2019
---
TSM
TSM

Taiwan Semiconductor

Purchase

$1,001 - $15,000

Nov 04, 2019

Reported on

Nov 04, 2019
---
-

CS Contingent Autocall on MSFT

Purchase

$15,001 - $50,000

Sep 27, 2019

Reported on

Sep 27, 2019
---
----
-

CS Contingent Autocall on MSFT

Purchase

$15,001 - $50,000

Sep 27, 2019

Reported on

Sep 27, 2019
---
----
-

JPM Contingent Autocall on NVDA

Sale

$15,001 - $50,000

Sep 19, 2019

Reported on

Sep 19, 2019
---
----
-

JPM Contingent Autocall on NVDA

Sale

$15,001 - $50,000

Sep 19, 2019

Reported on

Sep 19, 2019
---
----
-

JP Morgan Chase Step-up

Purchase

$1,001 - $15,000

Sep 19, 2019

Reported on

Sep 19, 2019
---
----
-

JP Morgan Chase Step-up

Purchase

$1,001 - $15,000

Sep 19, 2019

Reported on

Sep 19, 2019
---
----
-

CS Contingent Autocall GE

Purchase

$15,001 - $50,000

Aug 02, 2019

Reported on

Aug 02, 2019
---
----
-

CS Contingent Autocall GE

Purchase

$15,001 - $50,000

Aug 02, 2019

Reported on

Aug 02, 2019
---
----
-

Toronto Dominion Bank

Sale

$1,001 - $15,000

Jul 31, 2019

Reported on

Jul 31, 2019
---
----
-

Toronto Dominion Bank

Sale

$1,001 - $15,000

Jul 31, 2019

Reported on

Jul 31, 2019
---
----
CEF
CEF

Sprott Physical Gold

Purchase

$1,001 - $15,000

Jul 18, 2019

Reported on

Jul 18, 2019
---
ABB
ABB

ABB

Sale

$1,001 - $15,000

Jul 18, 2019

Reported on

Jul 18, 2019
---
----
SMG
SMG

Scotts Miracle Gro

Sale

$1,001 - $15,000

Jul 16, 2019

Reported on

Jul 16, 2019
---
CAG
CAG

Conagra Brands

Purchase

$1,001 - $15,000

Jul 16, 2019

Reported on

Jul 16, 2019
---
-

Vulcan Materials

Purchase

$15,001 - $50,000

Jul 10, 2019

Reported on

Jul 10, 2019
---
----
-

Barclays Step-up

Sale

$1,001 - $15,000

Jul 01, 2019

Reported on

Jul 01, 2019
---
----
BSTZ
BSTZ

BlackRock Science

Purchase

$1,001 - $15,000

Jun 26, 2019

Reported on

Jun 26, 2019
---
BSTZ
BSTZ

BlackRock Science

Purchase

$1,001 - $15,000

Jun 26, 2019

Reported on

Jun 26, 2019
---
-

Bank of America

Sale

$15,001 - $50,000

Jun 21, 2019

Reported on

Jun 21, 2019
---
----
-

Bank of America

Sale

$15,001 - $50,000

Jun 21, 2019

Reported on

Jun 21, 2019
---
----
-

JPM Contingent Autocall on NVDA

Purchase

$15,001 - $50,000

Jun 14, 2019

Reported on

Jun 14, 2019
---
----
-

JPM Contingent Autocall on NVDA

Purchase

$15,001 - $50,000

Jun 14, 2019

Reported on

Jun 14, 2019
---
----
VGR
VGR

Vector Group

Sale

$1,001 - $15,000

May 02, 2019

Reported on

May 02, 2019
---
----
-

UBS Contingent Autocall on SLB 90281C708

Purchase

$15,001 - $50,000

Apr 18, 2019

Reported on

Apr 18, 2019
---
----
-

UBS Contingent Autocall on SLB 90281C708

Purchase

$15,001 - $50,000

Apr 18, 2019

Reported on

Apr 18, 2019
---
----
QCOM
QCOM

Qualcomm

Sale (Partial)

$1,001 - $15,000

Apr 17, 2019

Reported on

Apr 17, 2019
---
SWKS
SWKS

Skyworks Solutions

Purchase

$1,001 - $15,000

Apr 17, 2019

Reported on

Apr 17, 2019
---
-

MS Contingent Autocall on Boeing

Purchase

$15,001 - $50,000

Mar 29, 2019

Reported on

Mar 29, 2019
---
----
-

MS Contingent Autocall on Boeing

Purchase

$15,001 - $50,000

Mar 29, 2019

Reported on

Mar 29, 2019
---
----
-

RBC Contingent Autocall on Nvidia

Sale

$15,001 - $50,000

Mar 28, 2019

Reported on

Mar 28, 2019
---
----
-

RBC Contingent Autocall on Nvidia

Sale

$15,001 - $50,000

Mar 28, 2019

Reported on

Mar 28, 2019
---
----
WW
WW

WW International

Purchase

$1,001 - $15,000

Feb 27, 2019

Reported on

Feb 27, 2019
---
-

Ishares Ibonds Dec 20 Trm

Sale

$1,001 - $15,000

Feb 25, 2019

Reported on

Feb 25, 2019
---
----
-

Ishares Ibonds Dec 19 Trm

Sale

$1,001 - $15,000

Feb 25, 2019

Reported on

Feb 25, 2019
---
----
-

Goldman Sachs Access Treasury 0-1

Purchase

$15,001 - $50,000

Feb 25, 2019

Reported on

Feb 25, 2019
---
----
-

Citizens Financial

Purchase

$1,001 - $15,000

Feb 25, 2019

Reported on

Feb 25, 2019
---
----
-

Ishares Ibonds Dec 19 Trm

Sale

$1,001 - $15,000

Feb 20, 2019

Reported on

Feb 20, 2019
---
----
-

Wisdom Tree US Small Cap Dividend Growth

Sale

$1,001 - $15,000

Feb 20, 2019

Reported on

Feb 20, 2019
---
----
-

Goldman Sachs Access Treasury 0-1

Purchase

$1,001 - $15,000

Feb 20, 2019

Reported on

Feb 20, 2019
---
----
-

Ishares S&P GSCI Commodity Index Tr

Sale

$1,001 - $15,000

Feb 20, 2019

Reported on

Feb 20, 2019
---
----
-

MS Fixed to Floating Rate Note

Sale

$15,001 - $50,000

Feb 15, 2019

Reported on

Feb 15, 2019
---
----
-

RBC Contingent Autocall on Nvidia

Purchase

$15,001 - $50,000

Jan 25, 2019

Reported on

Jan 25, 2019
---
----
-

RBC Contingent Autocall on Nvidia

Purchase

$15,001 - $50,000

Jan 25, 2019

Reported on

Jan 25, 2019
---
----
-

Bank of America

Purchase

$15,001 - $50,000

Dec 19, 2018

Reported on

Dec 19, 2018
---
----
-

Bank of America

Purchase

$15,001 - $50,000

Dec 19, 2018

Reported on

Dec 19, 2018
---
----
-

Invesco Pacific Growth A

Purchase

$1,001 - $15,000

Dec 17, 2018

Reported on

Dec 17, 2018
---
----
-

Goldman Sachs

Sale

$15,001 - $50,000

Dec 17, 2018

Reported on

Dec 17, 2018
---
----
-

Nuveen JFR Term Preferred Step-up

Sale

$1,001 - $15,000

Nov 21, 2018

Reported on

Nov 21, 2018
---
----
-

Nuveen JFR Term Preferred Step-up

Sale

$1,001 - $15,000

Nov 21, 2018

Reported on

Nov 21, 2018
---
----
-

SPDR Eurostoxx 50 ETF

Sale

$1,001 - $15,000

Oct 29, 2018

Reported on

Oct 29, 2018
---
----
-

Ishares Ibonds Dec 18 TRM

Sale

$1,001 - $15,000

Oct 29, 2018

Reported on

Oct 29, 2018
---
----
-

Hartford Multifactor Developed Markets ETF

Purchase

$1,001 - $15,000

Oct 29, 2018

Reported on

Oct 29, 2018
---
----
-

AQR Long-Short Equity

Purchase

$1,001 - $15,000

Oct 29, 2018

Reported on

Oct 29, 2018
---
----
-

FT EM SC Alphadex

Purchase

$1,001 - $15,000

Oct 29, 2018

Reported on

Oct 29, 2018
---
----
-

Ishares Ibonds Dec 20 TRM

Purchase

$1,001 - $15,000

Oct 29, 2018

Reported on

Oct 29, 2018
---
----
-

Catalyst Millburn Hgd Strategies

Purchase

$1,001 - $15,000

Oct 29, 2018

Reported on

Oct 29, 2018
---
----
-

Ishares MSCI Emerging Markets ETF

Purchase

$1,001 - $15,000

Oct 29, 2018

Reported on

Oct 29, 2018
---
----
-

Ishares China Large Cap ETF

Purchase

$1,001 - $15,000

Oct 29, 2018

Reported on

Oct 29, 2018
---
----
-

Toronto Dominion Bank Step-Up Note

Purchase

$1,001 - $15,000

Oct 26, 2018

Reported on

Oct 26, 2018
---
----
-

Toronto Dominion Bank Step-Up Note

Purchase

$1,001 - $15,000

Oct 26, 2018

Reported on

Oct 26, 2018
---
----
-

Ishares Core S&P 500 ETF

Sale (Partial)

$1,001 - $15,000

Oct 09, 2018

Reported on

Oct 09, 2018
---
----
-

Lord Abbbett Ultra Short Bd Fund

Purchase

$1,001 - $15,000

Oct 09, 2018

Reported on

Oct 09, 2018
---
----
-

Ishares China Large Cap ETF

Sale (Partial)

$1,001 - $15,000

Oct 09, 2018

Reported on

Oct 09, 2018
---
----
-

Ishares Ibonds Dec 19 Trm ETF

Purchase

$1,001 - $15,000

Oct 09, 2018

Reported on

Oct 09, 2018
---
----
-

Fidelity Advisor Intl Capital Appreciation

Purchase

$1,001 - $15,000

Oct 09, 2018

Reported on

Oct 09, 2018
---
----
-

Ishares Ibonds Dec 18 Trm ETF

Sale

$1,001 - $15,000

Oct 09, 2018

Reported on

Oct 09, 2018
---
----
-

FT Nasdaq Cybersecurity ETF

Purchase

$1,001 - $15,000

Oct 09, 2018

Reported on

Oct 09, 2018
---
----
-

Ishares MSCI India Small Cap

Sale

$1,001 - $15,000

Oct 09, 2018

Reported on

Oct 09, 2018
---
----
-

Alps ETF Trust Alps Medical

Purchase

$1,001 - $15,000

Oct 09, 2018

Reported on

Oct 09, 2018
---
----
-

SPDR S&P Aerospace & Defense ETF

Purchase

$1,001 - $15,000

Oct 09, 2018

Reported on

Oct 09, 2018
---
----
-

Victoryshares US 500 Volatility

Purchase

$1,001 - $15,000

Oct 09, 2018

Reported on

Oct 09, 2018
---
----
-

Global X Fintech ETF

Purchase

$1,001 - $15,000

Oct 09, 2018

Reported on

Oct 09, 2018
---
----
-

Ishares US Regional Bank ETF

Purchase

$1,001 - $15,000

Oct 09, 2018

Reported on

Oct 09, 2018
---
----
-

Kraneshares Bosera MSCI China A

Sale (Partial)

$1,001 - $15,000

Oct 09, 2018

Reported on

Oct 09, 2018
---
----
-

SPDR Eurostoxx 50 ETF

Sale (Partial)

$1,001 - $15,000

Oct 09, 2018

Reported on

Oct 09, 2018
---
----
-

HSBC Contingent Autocall on the Blackstone Group

Sale

$15,001 - $50,000

Aug 03, 2018

Reported on

Aug 03, 2018
---
----
-

Aberdeen Ultra Short Muni Income Inst

Sale

$1,001 - $15,000

May 18, 2018

Reported on

May 18, 2018
Aberdeen Ultra Short Muni Income Inst took over Alpine Ultra-Short Muni Income I. Name change 5/8/18
----
-

Lord Abbett Ultra Short Bond Fd

Purchase

$1,001 - $15,000

May 17, 2018

Reported on

May 17, 2018
---
----
-

Arrow Managed Futures Strategies A

Sale

$1,001 - $15,000

May 11, 2018

Reported on

May 11, 2018
---
----
-

Catalyst Millburn Hedged Strategies I

Purchase

$1,001 - $15,000

May 11, 2018

Reported on

May 11, 2018
---
----
-

Catalyst Millburn Hedged Strategies I

Purchase

$1,001 - $15,000

May 11, 2018

Reported on

May 11, 2018
---
----
-

Arrow Managed Futures Strategies A

Sale

$1,001 - $15,000

May 11, 2018

Reported on

May 11, 2018
---
----
-

Ishares Ibonds Dec 2019 Trm Corp

Purchase

$1,001 - $15,000

May 01, 2018

Reported on

May 01, 2018
---
----
-

Ishares Ibonds Dec 2019 Trm Corp

Purchase

$1,001 - $15,000

May 01, 2018

Reported on

May 01, 2018
---
----
-

SPDR S&P Aerospace & Def ETF

Sale (Partial)

$1,001 - $15,000

May 01, 2018

Reported on

May 01, 2018
---
----
-

ETFMG Prime Mobile Payments ETF

Sale

$1,001 - $15,000

May 01, 2018

Reported on

May 01, 2018
---
----
-

Ishares Ibonds Dec 2018 Trm Corp

Sale

$1,001 - $15,000

May 01, 2018

Reported on

May 01, 2018
---
----
-

Alpine Ultra-Short Muni Income I

Sale (Partial)

$1,001 - $15,000

May 01, 2018

Reported on

May 01, 2018
Aberdeen Ultra Short Muni Income Inst took over Alpine Ultra-Short Muni Income I. Name change 5/8/18
----
-

Kraneshares Bosera MSCI China A

Purchase

$1,001 - $15,000

May 01, 2018

Reported on

May 01, 2018
---
----
-

International Lease Finance

Sale

$1,001 - $15,000

Apr 16, 2018

Reported on

Apr 16, 2018
---
----
-

Dominion Energy

Purchase

$1,001 - $15,000

Apr 13, 2018

Reported on

Apr 13, 2018
---
----
-

Global X Lithium & Battery

Sale

$1,001 - $15,000

Feb 26, 2018

Reported on

Feb 26, 2018
---
----
-

Global X Lithium & Battery

Sale

$1,001 - $15,000

Feb 26, 2018

Reported on

Feb 26, 2018
---
----
-

Owens & Minor

Purchase

$15,001 - $50,000

Jan 17, 2018

Reported on

Jan 17, 2018
---
----
-

Icahn Enterprises

Sale

$15,001 - $50,000

Jan 16, 2018

Reported on

Jan 16, 2018
---
----
-

ETFMG Prime Mobile Payments

Purchase

$1,001 - $15,000

Jan 12, 2018

Reported on

Jan 12, 2018
---
----
-

Pacer Trendpilot 100

Purchase

$1,001 - $15,000

Jan 12, 2018

Reported on

Jan 12, 2018
---
----
-

Pacer Trendpilot 750

Sale (Partial)

$1,001 - $15,000

Jan 12, 2018

Reported on

Jan 12, 2018
---
----
-

Arrow Managed Futures

Sale (Partial)

$1,001 - $15,000

Jan 12, 2018

Reported on

Jan 12, 2018
---
----
-

Wisdom Tree Intl Sm Cap Div

Purchase

$1,001 - $15,000

Jan 12, 2018

Reported on

Jan 12, 2018
---
----
-

Ishares Ibonds Dec 2018 term

Purchase

$1,001 - $15,000

Jan 12, 2018

Reported on

Jan 12, 2018
---
----
-

FT EM SC Alphadex

Purchase

$1,001 - $15,000

Jan 12, 2018

Reported on

Jan 12, 2018
---
----
-

Ishares S&P GS Commodity Index

Purchase

$1,001 - $15,000

Jan 12, 2018

Reported on

Jan 12, 2018
---
----
-

Hartford Multifactor Developed Mkt

Purchase

$1,001 - $15,000

Jan 12, 2018

Reported on

Jan 12, 2018
---
----
-

Ishares S&P Smll-Cap 600 Value

Purchase

$1,001 - $15,000

Jan 12, 2018

Reported on

Jan 12, 2018
---
----
-

Alpine Ultra Short Muni Income

Sale (Partial)

$1,001 - $15,000

Jan 12, 2018

Reported on

Jan 12, 2018
---
----
-

Ishares China Large Cap

Purchase

$1,001 - $15,000

Jan 12, 2018

Reported on

Jan 12, 2018
---
----
-

Pacer Trendpilot 450

Sale (Partial)

$1,001 - $15,000

Jan 12, 2018

Reported on

Jan 12, 2018
---
----
-

Ishares MSCI India Sm Cap

Purchase

$1,001 - $15,000

Jan 12, 2018

Reported on

Jan 12, 2018
---
----
-

Global X Robotics & Artificial Intelligence

Purchase

$1,001 - $15,000

Jan 12, 2018

Reported on

Jan 12, 2018
---
----
-

Global X Lithium & Battery

Purchase

$1,001 - $15,000

Jan 12, 2018

Reported on

Jan 12, 2018
---
----
-

Global X Lithium & Battery

Purchase

$1,001 - $15,000

Jan 12, 2018

Reported on

Jan 12, 2018
---
----
-

Ishares MSCI EAFE

Sale

$1,001 - $15,000

Jan 12, 2018

Reported on

Jan 12, 2018
---
----
-

Ishares Ibonds Dec 20 Trm

Sale

$1,001 - $15,000

Jan 12, 2018

Reported on

Jan 12, 2018
---
----
-

Ishares Core S&P Small Cap ETF

Sale (Partial)

$1,001 - $15,000

Jan 12, 2018

Reported on

Jan 12, 2018
---
----
-

Owens & Minor

Purchase

$15,001 - $50,000

Dec 06, 2017

Reported on

Dec 06, 2017
---
----
-

Prudential Jennison Global Opportunity A

Purchase

$1,001 - $15,000

Nov 27, 2017

Reported on

Nov 27, 2017
---
----
-

Fidelity Advisor International Small Cap A

Purchase

$1,001 - $15,000

Nov 27, 2017

Reported on

Nov 27, 2017
---
----
-

UBS Contingent Autocall Marathon Petroleum

Sale

$15,001 - $50,000

Nov 17, 2017

Reported on

Nov 17, 2017
---
----
-

Fidelity Advisor International Capital Appreciation I Fund

Sale (Partial)

$1,001 - $15,000

Oct 30, 2017

Reported on

Oct 30, 2017
---
----
-

Oakmark International I Fund

Purchase

$1,001 - $15,000

Oct 30, 2017

Reported on

Oct 30, 2017
---
----
-

AQR Long-Short Equity Fund

Purchase

$1,001 - $15,000

Oct 25, 2017

Reported on

Oct 25, 2017
---
----
-

SPDR S&P Aerospace and Defense ETF

Purchase

$1,001 - $15,000

Oct 05, 2017

Reported on

Oct 05, 2017
---
----
-

Powershares Aerospace and Defense ETF

Sale

$1,001 - $15,000

Oct 05, 2017

Reported on

Oct 05, 2017
---
----
-

SPDR S&P Aerospace and Defense ETF

Purchase

$1,001 - $15,000

Oct 05, 2017

Reported on

Oct 05, 2017
---
----
-

Powershares Aerospace and Defense ETF

Sale

$1,001 - $15,000

Oct 05, 2017

Reported on

Oct 05, 2017
---
----
-

MS Contingent Autocall on MPC

Sale

$1,001 - $15,000

Oct 02, 2017

Reported on

Oct 02, 2017
---
----
-

AQR Long-Short Equity Fund

Purchase

$1,001 - $15,000

Oct 02, 2017

Reported on

Oct 02, 2017
---
----
-

Central Fund of Canada

Sale (Partial)

$1,001 - $15,000

Sep 29, 2017

Reported on

Sep 29, 2017
---
----
-

Ishares Ibonds Dec 18 Trm Corp

Purchase

$1,001 - $15,000

Sep 29, 2017

Reported on

Sep 29, 2017
---
----
-

Ishares Ibonds Dec 20 Trm Corp

Purchase

$1,001 - $15,000

Sep 29, 2017

Reported on

Sep 29, 2017
---
----
-

Pacer Trendpilot 750 ETF

Purchase

$1,001 - $15,000

Sep 29, 2017

Reported on

Sep 29, 2017
---
----
-

SPDR Gold Tr Gold Shs

Purchase

$1,001 - $15,000

Sep 29, 2017

Reported on

Sep 29, 2017
---
----
-

Pacer Trendpilot 450 ETF

Purchase

$1,001 - $15,000

Sep 29, 2017

Reported on

Sep 29, 2017
---
----
-

FS Investment Corp

Sale

$1,001 - $15,000

Sep 29, 2017

Reported on

Sep 29, 2017
---
----
-

Government Properties Inc

Purchase

$15,001 - $50,000

Sep 20, 2017

Reported on

Sep 20, 2017
---
----
-

Compass Bank

Sale

$15,001 - $50,000

Sep 20, 2017

Reported on

Sep 20, 2017
---
----
-

HSBC Contingent Autocall on Anadarko Petroleum

Sale

$1,001 - $15,000

Sep 05, 2017

Reported on

Sep 05, 2017
---
----
RHI
RHI

Robert Half International

Purchase

$1,001 - $15,000

Aug 31, 2017

Reported on

Aug 31, 2017
---
-

Ishares MSCI Emerging Mkts ETF

Sale (Partial)

$1,001 - $15,000

Aug 31, 2017

Reported on

Aug 31, 2017
---
----
PBA
PBA

Pembina Pipeline

Purchase

$1,001 - $15,000

Aug 31, 2017

Reported on

Aug 31, 2017
---
-

Ishares MSCI EAFE ETF

Sale (Partial)

$1,001 - $15,000

Aug 31, 2017

Reported on

Aug 31, 2017
---
----
TMO
TMO

Thermo Fisher Scientific

Purchase

$1,001 - $15,000

Aug 31, 2017

Reported on

Aug 31, 2017
---
NPK
NPK

National Presto Indus

Purchase

$1,001 - $15,000

Aug 31, 2017

Reported on

Aug 31, 2017
---
DHR
DHR

Danaher

Purchase

$1,001 - $15,000

Aug 31, 2017

Reported on

Aug 31, 2017
---
HRL
HRL

Hormel Foods

Purchase

$1,001 - $15,000

Aug 31, 2017

Reported on

Aug 31, 2017
---
-

Ishares S&P 500 Growth ETF

Sale

$1,001 - $15,000

Aug 31, 2017

Reported on

Aug 31, 2017
---
----
-

Ishares Ibonds Dec 18 Trm Corp

Purchase

$1,001 - $15,000

Aug 31, 2017

Reported on

Aug 31, 2017
---
----
-

SPDR Gold Tr Gold Shares

Purchase

$1,001 - $15,000

Aug 31, 2017

Reported on

Aug 31, 2017
---
----
-

Powershares Aerospace and Defense ETF

Purchase

$1,001 - $15,000

Aug 31, 2017

Reported on

Aug 31, 2017
---
----
-

Ishares China Large-Cap ETF

Purchase

$1,001 - $15,000

Aug 31, 2017

Reported on

Aug 31, 2017
---
----
-

Arrow Managed Futures Strat A

Purchase

$1,001 - $15,000

Aug 31, 2017

Reported on

Aug 31, 2017
---
----
-

Ishares Ibonds Dec 20 Trm Corp

Purchase

$1,001 - $15,000

Aug 31, 2017

Reported on

Aug 31, 2017
---
----
-

Ishares Russell 1000 Value ETF

Sale (Partial)

$1,001 - $15,000

Aug 31, 2017

Reported on

Aug 31, 2017
---
----
-

Ishares Russell 2000 Value ETF

Sale (Partial)

$1,001 - $15,000

Aug 31, 2017

Reported on

Aug 31, 2017
---
----
-

Ishares S&P Mid-Cap 400 Growth ETF

Sale

$15,001 - $50,000

Aug 31, 2017

Reported on

Aug 31, 2017
---
----
-

Pacer Trendpilot 750 ETF

Purchase

$1,001 - $15,000

Aug 31, 2017

Reported on

Aug 31, 2017
---
----
ARCC
ARCC

Ares Capital

Sale (Partial)

$1,001 - $15,000

Aug 31, 2017

Reported on

Aug 31, 2017
---
RMD
RMD

ResMed

Purchase

$1,001 - $15,000

Aug 31, 2017

Reported on

Aug 31, 2017
---
QCOM
QCOM

Qualcomm

Sale (Partial)

$1,001 - $15,000

Aug 31, 2017

Reported on

Aug 31, 2017
---
PTMC
PTMC

Pacer Funds Trust - Pacer Trendpilot 450 ETF

Purchase

$1,001 - $15,000

Aug 31, 2017

Reported on

Aug 31, 2017
---
GLW
GLW

Corning

Purchase

$1,001 - $15,000

Aug 31, 2017

Reported on

Aug 31, 2017
---
GLAD
GLAD

Gladstone Capital

Purchase

$1,001 - $15,000

Aug 31, 2017

Reported on

Aug 31, 2017
---
NWL
NWL

Newell Brands

Purchase

$1,001 - $15,000

Aug 31, 2017

Reported on

Aug 31, 2017
---
-

Fidelity Advisor Emerging Markets Class I

Sale (Partial)

$1,001 - $15,000

Aug 04, 2017

Reported on

Aug 04, 2017
---
----
-

Ishares China Large Cap ETF

Purchase

$1,001 - $15,000

Aug 04, 2017

Reported on

Aug 04, 2017
---
----
-

Ishares SP Smallcap 600 Index

Purchase

$1,001 - $15,000

Aug 04, 2017

Reported on

Aug 04, 2017
---
----
-

Powershares ETF TR Dyna Buyback

Sale

$1,001 - $15,000

Aug 04, 2017

Reported on

Aug 04, 2017
---
----
-

Kraneshares CSI China Internet ETF

Purchase

$1,001 - $15,000

Aug 04, 2017

Reported on

Aug 04, 2017
---
----
-

SPDR Euro Stoxx 50 ETF

Purchase

$1,001 - $15,000

Aug 04, 2017

Reported on

Aug 04, 2017
---
----
-

Wisdom Tree Us Small Cap QA Dividend Growth Fd

Purchase

$1,001 - $15,000

Aug 04, 2017

Reported on

Aug 04, 2017
---
----
-

SPDR Gold Tr Gold Shs

Purchase

$1,001 - $15,000

Aug 04, 2017

Reported on

Aug 04, 2017
---
----
-

Vaneck Vectors Junior Gold Minors

Purchase

$1,001 - $15,000

Aug 04, 2017

Reported on

Aug 04, 2017
---
----
-

S&P 500 Index Fund

Sale (Partial)

$1,001 - $15,000

Aug 04, 2017

Reported on

Aug 04, 2017
---
----
-

Fidelity Advisor International Capital Appreciation Class I

Sale (Partial)

$1,001 - $15,000

Aug 04, 2017

Reported on

Aug 04, 2017
---
----
-

Alpine Ultra Short Municipal Inc Fund

Purchase

$1,001 - $15,000

Aug 04, 2017

Reported on

Aug 04, 2017
---
----
-

UBS Contingent Autocall on Met Life

Sale

$1,001 - $15,000

Jun 30, 2017

Reported on

Jun 30, 2017
---
----
QCOM
QCOM

Qualcomm

Purchase

$1,001 - $15,000

Jun 28, 2017

Reported on

Jun 28, 2017
---
-

Barclays Step-up Callable Note

Purchase

$1,001 - $15,000

Jun 27, 2017

Reported on

Jun 27, 2017
---
----
-

KBA - KraneShares Bosera MSCI China A ETF

Purchase

$1,001 - $15,000

Jun 20, 2017

Reported on

Jun 20, 2017
---
----
-

Barclays Contingent Autocall on Apple

Sale

$1,001 - $15,000

Apr 13, 2017

Reported on

Apr 13, 2017
---
----
-

Vanguard Consumer DSC ETF

Sale

$1,001 - $15,000

Mar 27, 2017

Reported on

Mar 27, 2017
---
----
TSN
TSN

Tyson Foods

Sale

$1,001 - $15,000

Mar 21, 2017

Reported on

Mar 21, 2017
---
-

JPM Contingent Autocall on Apple

Sale

$1,001 - $15,000

Mar 16, 2017

Reported on

Mar 16, 2017
---
----
-

Enbridge Inc

$15,001 - $50,000

Feb 28, 2017

Reported on

Feb 28, 2017
Spectra Energy Corp exchanged for Enbridge Inc
----
-

SE - Spectra Energy Corp

$15,001 - $50,000

Feb 28, 2017

Reported on

Feb 28, 2017
Spectra Energy Corp exchanged for Enbridge Inc
----
-

Nuveen JFR Term Preferred Step-up Callable Notes

Purchase

$1,001 - $15,000

Nov 21, 2016

Reported on

Nov 21, 2016
---
----
-

Nuveen JFR Term Preferred Step-up Callable Notes

Purchase

$1,001 - $15,000

Nov 21, 2016

Reported on

Nov 21, 2016
---
----
-

JPM Contingent Autocall on Halliburton

Sale

$1,001 - $15,000

Nov 18, 2016

Reported on

Nov 18, 2016
---
----
SCCO
SCCO

Southern Copper

Sale

$1,001 - $15,000

Nov 14, 2016

Reported on

Nov 14, 2016
---
-

SPDR Gold TR Gold Shs ETF

Purchase

$1,001 - $15,000

Nov 11, 2016

Reported on

Nov 11, 2016
---
----
-

Western Asset/Claymore Inflation ETF

Purchase

$1,001 - $15,000

Nov 11, 2016

Reported on

Nov 11, 2016
---
----
-

Powershares Aero & Defense ETF

Purchase

$1,001 - $15,000

Nov 11, 2016

Reported on

Nov 11, 2016
---
----
-

S&P 500 Index Fund ETF

Purchase

$15,001 - $50,000

Nov 11, 2016

Reported on

Nov 11, 2016
---
----
-

Wisdomtree US Cap Div Growth ETF

Purchase

$1,001 - $15,000

Nov 11, 2016

Reported on

Nov 11, 2016
---
----
-

Ishares Ibond Dec 18 Trm Corp ETF

Purchase

$1,001 - $15,000

Nov 11, 2016

Reported on

Nov 11, 2016
---
----
-

Vaneck Vector Junior Gold Miners ETF

Purchase

$1,001 - $15,000

Nov 11, 2016

Reported on

Nov 11, 2016
---
----
-

First Trust EM SC Alphadex ETF

Purchase

$1,001 - $15,000

Nov 11, 2016

Reported on

Nov 11, 2016
---
----
-

Vanguard S&P Mid-cap 400 ETF

Purchase

$1,001 - $15,000

Nov 11, 2016

Reported on

Nov 11, 2016
---
----
-

Powershares ETF TR Dyna Buyback

Purchase

$1,001 - $15,000

Nov 11, 2016

Reported on

Nov 11, 2016
---
----
-

First Trust DJ Internet Index ETF

Purchase

$1,001 - $15,000

Nov 11, 2016

Reported on

Nov 11, 2016
---
----
-

Lazard World Div & Inc Fd ETF

Purchase

$1,001 - $15,000

Nov 11, 2016

Reported on

Nov 11, 2016
---
----
-

Ishares SP Smallcap 600 Index ETF

Purchase

$1,001 - $15,000

Nov 11, 2016

Reported on

Nov 11, 2016
---
----
-

ALPS ETF Trust-ALPS Medical

Purchase

$1,001 - $15,000

Nov 11, 2016

Reported on

Nov 11, 2016
---
----
MDT
MDT

Medtronic

Sale

$1,001 - $15,000

Sep 26, 2016

Reported on

Sep 26, 2016
---
-

JPM Contingent Autocall on Amgen

Sale

$1,001 - $15,000

Sep 09, 2016

Reported on

Sep 09, 2016
---
----
-

Williams Partners LP

Purchase

$15,001 - $50,000

Aug 19, 2016

Reported on

Aug 19, 2016
---
----
-

Prospect Capital

Sale

$1,001 - $15,000

Aug 16, 2016

Reported on

Aug 16, 2016
---
----
-

Compass Bank

Purchase

$15,001 - $50,000

Jul 06, 2016

Reported on

Jul 06, 2016
---
----
-

Xerox Corp

Sale

$15,001 - $50,000

Jul 06, 2016

Reported on

Jul 06, 2016
---
----
-

Ishares MSCI Emerging Mkts ETF

Purchase

$1,001 - $15,000

Jun 24, 2016

Reported on

Jun 24, 2016
---
----
-

SPDR S&P 500 ETF

Purchase

$1,001 - $15,000

Jun 24, 2016

Reported on

Jun 24, 2016
---
----
-

SPDR S&P 500 ETF

Purchase

$1,001 - $15,000

Jun 24, 2016

Reported on

Jun 24, 2016
---
----
AEE
AEE

Ameren

Sale

$1,001 - $15,000

Jun 24, 2016

Reported on

Jun 24, 2016
---
-

Ishares MSCI EAFE ETF

Purchase

$1,001 - $15,000

Jun 24, 2016

Reported on

Jun 24, 2016
---
----
-

SPDR Euro Stoxx 50 ETF

Purchase

$1,001 - $15,000

Jun 24, 2016

Reported on

Jun 24, 2016
---
----
-

First Trust DJ Internet IDX

Purchase

$1,001 - $15,000

Jun 24, 2016

Reported on

Jun 24, 2016
---
----
SE
SE

Sea

Purchase

$1,001 - $15,000

Mar 31, 2016

Reported on

Mar 31, 2016
---
ADT
ADT

ADT

Sale

$1,001 - $15,000

Feb 16, 2016

Reported on

Feb 16, 2016
Report amended to reflect correct ticker symbol.
-

HSBC Contingent Autocall on Anadarko Petroleum

Sale

$1,001 - $15,000

Dec 14, 2015

Reported on

Dec 14, 2015
---
----
-

JPM Contingent Autocall on Amgen

Purchase

$1,001 - $15,000

Dec 04, 2015

Reported on

Dec 04, 2015
---
----
-

HSBC Contingent Autocall on Bristol Myers Squibb

Sale

$1,001 - $15,000

Dec 03, 2015

Reported on

Dec 03, 2015
---
----
-

Xerox Corp

Purchase

$1,001 - $15,000

Nov 04, 2015

Reported on

Nov 04, 2015
---
----
-

Senior Housing Properties Tr

Sale

$1,001 - $15,000

Nov 04, 2015

Reported on

Nov 04, 2015
---
----
-

HSBC Contingent Autocall on Briston Myers Squibb

Purchase

$1,001 - $15,000

Aug 28, 2015

Reported on

Aug 28, 2015
---
----
AEE
AEE

Ameren

Purchase

$1,001 - $15,000

Aug 25, 2015

Reported on

Aug 25, 2015
---
-

UBS Contingent Autocall Marathon Petroleum

Purchase

$15,001 - $50,000

Aug 14, 2015

Reported on

Aug 14, 2015
---
----
-

JPM Contingent Autocall Prudential Financial

Sale

$1,001 - $15,000

Aug 13, 2015

Reported on

Aug 13, 2015
---
----
-

JPM Contingent Autocall Mobileye N.V.

Sale

$15,001 - $50,000

Aug 06, 2015

Reported on

Aug 06, 2015
---
----
-

HSBC Contingent Autocall on the Blackstone Group

Purchase

$15,001 - $50,000

Jul 31, 2015

Reported on

Jul 31, 2015
---
----
-

HSBC Contingent Autocall on FCX Corp

Sale

$1,001 - $15,000

Jul 30, 2015

Reported on

Jul 30, 2015
---
----
NWN
NWN

Northwest Natural Hldg

Purchase

$1,001 - $15,000

Jul 21, 2015

Reported on

Jul 21, 2015
---
-

MS Contingent Autocall on Apple Inc

Sale

$1,001 - $15,000

Jul 10, 2015

Reported on

Jul 10, 2015
---
----
-

Barclays Contingent Autocall on Apple

Purchase

$1,001 - $15,000

Jul 10, 2015

Reported on

Jul 10, 2015
---
----
-

Barclays Contingent Autocall on Vodaphone

Sale

$15,001 - $50,000

Jul 09, 2015

Reported on

Jul 09, 2015
---
----
-

MS Contingent Autocall Marathon Petroleum

Purchase

$1,001 - $15,000

Jun 26, 2015

Reported on

Jun 26, 2015
---
----
-

HSBC Contingent Autocall Transocean

Sale

$1,001 - $15,000

Jun 25, 2015

Reported on

Jun 25, 2015
---
----
-

MS Contingent Autocall Marathon Petroleum

Sale

$1,001 - $15,000

Jun 25, 2015

Reported on

Jun 25, 2015
---
----
DD
DD

DuPont de Nemours

Purchase

$1,001 - $15,000

Jun 12, 2015

Reported on

Jun 12, 2015
---
-

JPM Contingent Autocall on Apple

Purchase

$1,001 - $15,000

Jun 12, 2015

Reported on

Jun 12, 2015
---
----
-

JJPM Contingent Autocall Halliburton

Purchase

$1,001 - $15,000

May 15, 2015

Reported on

May 15, 2015
---
----
AAPL
AAPL

Apple

Purchase

$1,001 - $15,000

May 14, 2015

Reported on

May 14, 2015
---
-

MS Contingent Autocall Halliburton

Sale

$1,001 - $15,000

May 11, 2015

Reported on

May 11, 2015
---
----
-

Barclays Contingent Autocall on CBS

Sale

$15,001 - $50,000

May 05, 2015

Reported on

May 05, 2015
---
----
-

Barclays Contingent Autocall on CBS

Sale

$1,001 - $15,000

May 05, 2015

Reported on

May 05, 2015
---
----
-

JPM Contingent Autocall Mobileye N.V.

Purchase

$15,001 - $50,000

May 01, 2015

Reported on

May 01, 2015
---
----
AAPL
AAPL

Apple

Purchase

$1,001 - $15,000

Apr 22, 2015

Reported on

Apr 22, 2015
---
-

MS Contingent Autocall on Apple Inc

Purchase

$1,001 - $15,000

Apr 02, 2015

Reported on

Apr 02, 2015
---
----
-

MS Contingent Autocall Apple Computer

Sale

$1,001 - $15,000

Mar 31, 2015

Reported on

Mar 31, 2015
---
----
-

MS Contingent Autocall Marathon Petroleum

Purchase

$1,001 - $15,000

Mar 20, 2015

Reported on

Mar 20, 2015
---
----
-

HSBC Contingent Autocall Valero Energy

Sale

$1,001 - $15,000

Mar 18, 2015

Reported on

Mar 18, 2015
---
----
DD
DD

DuPont de Nemours

Purchase

$1,001 - $15,000

Mar 13, 2015

Reported on

Mar 13, 2015
---
-

UBS Contingent Autocall Terex

Sale

$1,001 - $15,000

Mar 11, 2015

Reported on

Mar 11, 2015
---
----
UA
UA

Under Armour

Purchase

$1,001 - $15,000

Feb 20, 2015

Reported on

Feb 20, 2015
---
HBI
HBI

Hanesbrands

Purchase

$1,001 - $15,000

Feb 20, 2015

Reported on

Feb 20, 2015
---
ABT
ABT

Abbott Laboratories

Purchase

$1,001 - $15,000

Feb 12, 2015

Reported on

Feb 12, 2015
---
ABBV
ABBV

AbbVie

Purchase

$1,001 - $15,000

Feb 12, 2015

Reported on

Feb 12, 2015
---
VLO
VLO

Valero Energy

Sale

$1,001 - $15,000

Feb 12, 2015

Reported on

Feb 12, 2015
---
AAPL
AAPL

Apple

Purchase

$1,001 - $15,000

Feb 12, 2015

Reported on

Feb 12, 2015
---
ITW
ITW

Illinois Tool Works

Sale

$1,001 - $15,000

Feb 12, 2015

Reported on

Feb 12, 2015
---
-

MS Contingent Autocall Halliburton

Purchase

$1,001 - $15,000

Feb 06, 2015

Reported on

Feb 06, 2015
---
----
-

JPM Contingent Autocall Baker Hughes

Sale

$1,001 - $15,000

Feb 05, 2015

Reported on

Feb 05, 2015
---
----
-

Barclays Contingent Autocall CBS

Purchase

$1,001 - $15,000

Jan 30, 2015

Reported on

Jan 30, 2015
---
----
-

Barclays Contingent Autocall CBS

Purchase

$15,001 - $50,000

Jan 30, 2015

Reported on

Jan 30, 2015
---
----
-

JPM Contingent Autocall Walgreens

Sale

$15,001 - $50,000

Jan 29, 2015

Reported on

Jan 29, 2015
---
----
-

JPM Contingent Autocall Walgreen

Sale

$1,001 - $15,000

Jan 29, 2015

Reported on

Jan 29, 2015
---
----
TGT
TGT

Target

Sale

$1,001 - $15,000

Jan 28, 2015

Reported on

Jan 28, 2015
---
HBI
HBI

Hanesbrands

Purchase

$1,001 - $15,000

Jan 26, 2015

Reported on

Jan 26, 2015
---
-

JPM Contingent Autocall Apple Inc

Sale

$1,001 - $15,000

Dec 31, 2014

Reported on

Dec 31, 2014
---
----
-

JPM Contingent Autocall STX Inc

Purchase

$15,001 - $50,000

Dec 26, 2014

Reported on

Dec 26, 2014
---
----
-

JPM Contingent Autocall Apple Inc

Purchase

$1,001 - $15,000

Dec 26, 2014

Reported on

Dec 26, 2014
---
----
-

JPM Contingent Autocall STX Inc

Sale

$15,001 - $50,000

Dec 24, 2014

Reported on

Dec 24, 2014
---
----
DD
DD

DuPont de Nemours

Purchase

$1,001 - $15,000

Dec 15, 2014

Reported on

Dec 15, 2014
---
-

Seadrill Ltd

Sale

$1,001 - $15,000

Nov 26, 2014

Reported on

Nov 26, 2014
---
----
BTF
BTF

Boulder Total Return Fund, Inc.

Sale

$15,001 - $50,000

Nov 26, 2014

Reported on

Nov 26, 2014
---
----
PNQI
PNQI

PowerShares NASDAQ Internet

Purchase

$1,001 - $15,000

Nov 11, 2014

Reported on

Nov 11, 2014
---
-

Nike Inc B

Purchase

$1,001 - $15,000

Nov 11, 2014

Reported on

Nov 11, 2014
---
----
-

Healthcare REIT

Sale

$15,001 - $50,000

Nov 06, 2014

Reported on

Nov 06, 2014
---
----
-

Omega Healthcare Inv Inc

Purchase

$1,001 - $15,000

Nov 06, 2014

Reported on

Nov 06, 2014
---
----
-

Medical Properties Trust

Purchase

$1,001 - $15,000

Nov 06, 2014

Reported on

Nov 06, 2014
---
----
-

JPM Contingent Autocall Baker Hughes 9.75% due 10/31/2016

Purchase

$1,001 - $15,000

Oct 31, 2014

Reported on

Oct 31, 2014
---
----
-

Block Financial 5.125% due 10/30/2014

Sale

$15,001 - $50,000

Oct 30, 2014

Reported on

Oct 30, 2014
---
----
-

MS Contingent Autocall Lowes Companies 8.15% due 10/31/2016

Sale

$1,001 - $15,000

Oct 30, 2014

Reported on

Oct 30, 2014
---
----
-

Icahn Enterprises 4.875% due 3/15/19

Purchase

$15,001 - $50,000

Oct 29, 2014

Reported on

Oct 29, 2014
---
----
-

Powershares NASDAQ Internet

Purchase

$1,001 - $15,000

Oct 14, 2014

Reported on

Oct 14, 2014
---
----
-

Nike Inc B

Purchase

$1,001 - $15,000

Oct 14, 2014

Reported on

Oct 14, 2014
---
----
-

CFI Trigger Jump based on the price of gold due 9/29/14

Sale

$1,001 - $15,000

Sep 29, 2014

Reported on

Sep 29, 2014
---
----
-

JPM Contingent Autocall Apple Inc 9.50% due 9/29/2017

Purchase

$1,001 - $15,000

Sep 26, 2014

Reported on

Sep 26, 2014
---
----
-

JPM Contingent Autocall STX Inc 9.75% due 9/22/2017

Purchase

$15,001 - $50,000

Sep 19, 2014

Reported on

Sep 19, 2014
---
----
-

Nike Inc B

Purchase

$1,001 - $15,000

Sep 18, 2014

Reported on

Sep 18, 2014
---
----
DD
DD

DuPont de Nemours

Purchase

$1,001 - $15,000

Sep 15, 2014

Reported on

Sep 15, 2014
---
-

JPM Contingent Autocall Applied Materials 10.85% due 6/11/2015

Sale

$15,001 - $50,000

Sep 11, 2014

Reported on

Sep 11, 2014
---
----
-

Powershares NASDAQ Internet

Purchase

$1,001 - $15,000

Sep 09, 2014

Reported on

Sep 09, 2014
---
----
-

Barclays Contingent Autocall on Bristol Myers 8% due 6/2/2017

Sale

$1,001 - $15,000

Sep 05, 2014

Reported on

Sep 05, 2014
---
----
-

HSBC Contingent Autocall Anadarko Petroleum 9% due 9/5/2017

Purchase

$15,001 - $50,000

Aug 29, 2014

Reported on

Aug 29, 2014
---
----
-

HSBC Contingent Autocall Anadarko Petroleum 9% due 9/5/2017

Purchase

$1,001 - $15,000

Aug 29, 2014

Reported on

Aug 29, 2014
---
----
-

FS Investment Corp Note 4% due 7/15/2019

Purchase

$1,001 - $15,000

Aug 21, 2014

Reported on

Aug 21, 2014
---
----
-

JPM Contingent Autocall Tesoro Corp 10.75% due 5/21/2015

Sale

$1,001 - $15,000

Aug 21, 2014

Reported on

Aug 21, 2014
---
----
-

JPM Contingent Autocall Tesoro Corp 10.75% due 5/21/2015

Sale

$15,001 - $50,000

Aug 21, 2014

Reported on

Aug 21, 2014
---
----
-

Citigroup Funding Inc Redemption Link London Gold 3% due 8/11/2014

Sale

$15,001 - $50,000

Aug 11, 2014

Reported on

Aug 11, 2014
---
----
-

JPM Contingent Autocall Prudential Financial 8.15% due 8/11/2017

Purchase

$1,001 - $15,000

Aug 08, 2014

Reported on

Aug 08, 2014
---
----
-

MS Contingent Autocall Ford Motor 8.35% due 10/31/2016

Sale

$1,001 - $15,000

Jul 31, 2014

Reported on

Jul 31, 2014
---
----
-

JPM Contingent Autocall Walgreen 10% due 4/28/2017

Sale

$1,001 - $15,000

Jul 30, 2014

Reported on

Jul 30, 2014
---
----
-

JPM Contingent Autocall Walgreen 10% due 4/28/2017

Sale

$15,001 - $50,000

Jul 30, 2014

Reported on

Jul 30, 2014
---
----
-

HSBC Contingent Autocall FCX 8.95% due 7/30/2015

Purchase

$15,001 - $50,000

Jul 25, 2014

Reported on

Jul 25, 2014
---
----
-

JPM Contingent Autocall Walgreen 9.3% due 7/28/2017

Purchase

$15,001 - $50,000

Jul 25, 2014

Reported on

Jul 25, 2014
---
----
-

JPM Contingent Autocall Walgreen 9.3% due 7/28/2017

Purchase

$1,001 - $15,000

Jul 25, 2014

Reported on

Jul 25, 2014
---
----
-

MS Fixed Autocall FCX 8.05% due 1/26/2015

Sale

$15,001 - $50,000

Jul 24, 2014

Reported on

Jul 24, 2014
---
----
-

Transalta Renewables Inc

Purchase

$1,001 - $15,000

Jul 17, 2014

Reported on

Jul 17, 2014
---
----
-

Valero Energy

Purchase

$1,001 - $15,000

Jul 17, 2014

Reported on

Jul 17, 2014
---
----
LNC
LNC

Lincoln National

Sale (Partial)

$15,001 - $50,000

Jul 17, 2014

Reported on

Jul 17, 2014
---
-

Versen Inc

Purchase

$1,001 - $15,000

Jul 17, 2014

Reported on

Jul 17, 2014
---
----
-

UBS Contingent Autocall MetLife 8.25% due 6/30/2017

Purchase

$1,001 - $15,000

Jun 27, 2014

Reported on

Jun 27, 2014
---
----
-

UBS Contingent Autocall MetLife 8.75% due 3/24/2017

Sale

$1,001 - $15,000

Jun 26, 2014

Reported on

Jun 26, 2014
---
----
NTI
NTI

Northern Tier Energy LP

Purchase

$1,001 - $15,000

Jun 25, 2014

Reported on

Jun 25, 2014
---
----
-

Legacy Reserves LP Units

Sale

$15,001 - $50,000

Jun 25, 2014

Reported on

Jun 25, 2014
---
----
-

Halliburton

Sale (Partial)

$1,001 - $15,000

Jun 23, 2014

Reported on

Jun 23, 2014
---
----
-

Apple Inc

Sale (Partial)

$1,001 - $15,000

Jun 23, 2014

Reported on

Jun 23, 2014
---
----
-

SPDR Trust Series 1

Sale (Partial)

$1,001 - $15,000

Jun 23, 2014

Reported on

Jun 23, 2014
---
----
-

HSBC Contingent Autocall Transocean 10% due 6/25/2015

Purchase

$1,001 - $15,000

Jun 20, 2014

Reported on

Jun 20, 2014
---
----
-

HSBC Contingent Autocall Transocean 10.5% due 3/19/2015

Sale

$1,001 - $15,000

Jun 19, 2014

Reported on

Jun 19, 2014
---
----
-

HSBC Contingent Autocall Valero Energy 9.3% due 6/18/15

Purchase

$1,001 - $15,000

Jun 13, 2014

Reported on

Jun 13, 2014
---
----
DD
DD

DuPont de Nemours

Purchase

$1,001 - $15,000

Jun 13, 2014

Reported on

Jun 13, 2014
---
-

MS Contingent Autocall Freeport McMoran Copper 10.10% due 12/11/12014

Sale

$1,001 - $15,000

Jun 12, 2014

Reported on

Jun 12, 2014
---
----
-

International Lease Finance Bond 5.75% due 5/15/2016

Sale

$15,001 - $50,000

Jun 11, 2014

Reported on

Jun 11, 2014
---
----
-

Energen Corp Bond 4.625% due 9/1/21

Purchase

$15,001 - $50,000

Jun 11, 2014

Reported on

Jun 11, 2014
---
----
-

JPM Contingent Autocall Applied Materials 10.85% due 6/11/15

Purchase

$15,001 - $50,000

Jun 06, 2014

Reported on

Jun 06, 2014
---
----
-

Argan Inc

Sale

$1,001 - $15,000

Jun 05, 2014

Reported on

Jun 05, 2014
---
----
-

MS Contingent Autocall Cisco Systems 8.3% due 9/5/14

Sale

$1,001 - $15,000

Jun 05, 2014

Reported on

Jun 05, 2014
---
----
-

UBS Contingent Autocall Broadcom 9.4% due 3/3/17

Sale

$1,001 - $15,000

Jun 02, 2014

Reported on

Jun 02, 2014
---
----
OKE
OKE

ONEOK

Sale

$1,001 - $15,000

May 30, 2014

Reported on

May 30, 2014
---
-

Barclays Contingent Autocall Bristol Myers 8% due 6/2/17

Purchase

$1,001 - $15,000

May 30, 2014

Reported on

May 30, 2014
---
----
-

Dominion Resources

Purchase

$1,001 - $15,000

May 30, 2014

Reported on

May 30, 2014
---
----
-

MS Contingent Autocall Valero Energy 12% due 2/21/17

Sale

$15,001 - $50,000

May 20, 2014

Reported on

May 20, 2014
---
----
-

JPM Contingent Autocall Tesoro Corp 10.75% due 5/21/2015

Purchase

$1,001 - $15,000

May 16, 2014

Reported on

May 16, 2014
---
----
-

JPM Contingent Autocall Tesoro Corp 10.75% due 5/21/2015

Purchase

$15,001 - $50,000

May 16, 2014

Reported on

May 16, 2014
---
----
-

UBS Contingent Autocall Potash 8.05% 1/27/2017

Sale

$1,001 - $15,000

Apr 28, 2014

Reported on

Apr 28, 2014
---
----
-

UBS Contingent Autocall Potash 8.05% 1/27/2017

Sale

$15,001 - $50,000

Apr 28, 2014

Reported on

Apr 28, 2014
---
----
-

JPM Contingent Autocall Walgreens 10% 4/28/2017

Purchase

$15,001 - $50,000

Apr 25, 2014

Reported on

Apr 25, 2014
---
----
-

JPM Contingent Autocall Walgreens 10% 4/28/2017

Purchase

$1,001 - $15,000

Apr 25, 2014

Reported on

Apr 25, 2014
---
----
-

HSBC Contingent Autocall Broadcom 8.6% 1/8/15

Sale

$15,001 - $50,000

Apr 08, 2014

Reported on

Apr 08, 2014
---
----
-

Barclays Contingent Autocall Vodafone 11.05% 4/10/17

Purchase

$15,001 - $50,000

Apr 04, 2014

Reported on

Apr 04, 2014
---
----
-

Transocean Ltd

Purchase

$1,001 - $15,000

Apr 03, 2014

Reported on

Apr 03, 2014
---
----
BHI
BHI

Baker Hughes Incorporated

Sale

$15,001 - $50,000

Apr 03, 2014

Reported on

Apr 03, 2014
---
----
ATML
ATML

Atmel Corporation

Purchase

$1,001 - $15,000

Apr 02, 2014

Reported on

Apr 02, 2014
---
----
-

Marvell Tech Group

Sale

$1,001 - $15,000

Apr 02, 2014

Reported on

Apr 02, 2014
---
----
-

UBS Autocall Met Life

Purchase

$1,001 - $15,000

Mar 21, 2014

Reported on

Mar 21, 2014
Edited to reflect the coupon and maturity date.
----
-

MS Autocall Dow Chemical

Sale

$1,001 - $15,000

Mar 19, 2014

Reported on

Mar 19, 2014
Edited to reflect the coupon and maturity date.
----
-

HSBC Autocall Transocean

Purchase

$1,001 - $15,000

Mar 14, 2014

Reported on

Mar 14, 2014
Edited to reflect the coupon and maturity date.
----
DD
DD

DuPont de Nemours

Purchase

$1,001 - $15,000

Mar 14, 2014

Reported on

Mar 14, 2014
---
-

Barclays Autocall Broadcom 10% due 11/28/16

Sale

$1,001 - $15,000

Feb 28, 2014

Reported on

Feb 28, 2014
---
----
-

UBS Autocall Terex Corp. 11.2% due 3/11/15

Purchase

$15,001 - $50,000

Feb 28, 2014

Reported on

Feb 28, 2014
---
----
-

UBS AutocallBroadcom 9.4% due 3/3/17

Purchase

$1,001 - $15,000

Feb 28, 2014

Reported on

Feb 28, 2014
---
----
RIG
RIG

Transocean

Purchase

$1,001 - $15,000

Feb 27, 2014

Reported on

Feb 27, 2014
---
-

Barclays Autocall Terex 12/75% due 11/28/14

Sale

$15,001 - $50,000

Feb 27, 2014

Reported on

Feb 27, 2014
---
----
EC
EC

Ecopetrol

Sale

$1,001 - $15,000

Feb 27, 2014

Reported on

Feb 27, 2014
---
SJR
SJR

Shaw Communications

Purchase

$1,001 - $15,000

Feb 21, 2014

Reported on

Feb 21, 2014
---
----
-

Vodafone CP PLC

Sale

$1,001 - $15,000

Feb 21, 2014

Reported on

Feb 21, 2014
---
----
-

MS Autocall Valero Energy 12% due 2/21/17

Purchase

$15,001 - $50,000

Feb 18, 2014

Reported on

Feb 18, 2014
---
----
-

8.05% due 1/27/17 UBS Autocall Potash

Purchase

$15,001 - $50,000

Jan 24, 2014

Reported on

Jan 24, 2014
---
----
-

12% due 10/21/16 JPM Autocall Potash

Sale

$1,001 - $15,000

Jan 24, 2014

Reported on

Jan 24, 2014
---
----
-

12% due 10/21/16 JPM Autocall Potash

Sale

$15,001 - $50,000

Jan 24, 2014

Reported on

Jan 24, 2014
---
----
-

8.05% due 1/27/17 UBS Autocall Potash

Purchase

$1,001 - $15,000

Jan 24, 2014

Reported on

Jan 24, 2014
---
----
-

8.05% due 1/26/15 MS Autocall FCX

Purchase

$15,001 - $50,000

Jan 21, 2014

Reported on

Jan 21, 2014
---
----
-

I - Shares Russell 1000 Value

Purchase

$1,001 - $15,000

Jan 17, 2014

Reported on

Jan 17, 2014
---
----
-

I - Shares S&P Midcap 400

Purchase

$1,001 - $15,000

Jan 17, 2014

Reported on

Jan 17, 2014
---
----
-

I - Shares MSCI EAFE

Purchase

$1,001 - $15,000

Jan 17, 2014

Reported on

Jan 17, 2014
---
----
-

SPDR Trust Series 1

Purchase

$1,001 - $15,000

Jan 17, 2014

Reported on

Jan 17, 2014
---
----
-

MIRAE Emerging Markets Fund

Purchase

$1,001 - $15,000

Jan 17, 2014

Reported on

Jan 17, 2014
---
----
-

9.5% due 10/17/14 JPM Autocall Freeport McMoran

Sale

$15,001 - $50,000

Jan 16, 2014

Reported on

Jan 16, 2014
---
----
-

8.6% due 1/8/15 HSBC Autocall Broadcom

Purchase

$15,001 - $50,000

Jan 03, 2014

Reported on

Jan 03, 2014
---
----
-

11.15% due 9/30/16 RBC Autocall Blackstone

Sale

$15,001 - $50,000

Jan 02, 2014

Reported on

Jan 02, 2014
---
----
DD
DD

DuPont de Nemours

Purchase

$1,001 - $15,000

Dec 16, 2013

Reported on

Dec 16, 2013
---
DD
DD

DuPont de Nemours

Purchase

$1,001 - $15,000

Sep 13, 2013

Reported on

Sep 13, 2013
---
DD
DD

DuPont de Nemours

Purchase

$1,001 - $15,000

Jun 13, 2013

Reported on

Jun 13, 2013
---
DD
DD

DuPont de Nemours

Purchase

$1,001 - $15,000

Mar 15, 2013

Reported on

Mar 15, 2013
---
DD
DD

DuPont de Nemours

Purchase

$1,001 - $15,000

Dec 17, 2012

Reported on

Dec 17, 2012
---
DD
DD

DuPont de Nemours

Purchase

$1,001 - $15,000

Sep 13, 2012

Reported on

Sep 13, 2012
---

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